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CFTC Charges Former Floor Broker with Misappropriating Client Funds, Registration Violations, and Making False Statements , 8027-19 |
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CFTC Charges Former Registrant with Making False and Misleading Statements During a CFTC Investigation , 8026-19 |
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CFTC Charges Three Individuals with Fraudulently Soliciting U.S. Customers in Binary Options Scheme , 8025-19 |
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CFTC Orders Chicago Trading Firm and Its Co-Founder to Pay $2.5 Million in Penalties for Spoofing and Manipulative Trading Scheme , 8024-19 |
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CFTC Charges Individual with Multi-Million Dollar Bitcoin Fraud , 8023-19 |
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CFTC Announces Approximately $7 Million Whistleblower Award , 8022-19 |
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CFTC Charges Illinois-Based Trader with Violating Soybean Futures Speculative Position Limits , 8021-19 |
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CFTC Charges Trader and his Company with $7 Million Fraud , 8020-19 |
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CFTC’s Technology Advisory Committee to Meet on October 3 , 8019-19 |
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CFTC Charges Former Head of International Binary Options Scheme with $10 Million Fraud , 8018-19 |
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Chairman Tarbert Announces Executive Leadership Appointment , 8017-19 |
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CFTC Unanimously Approves Two Measures in September 16 Open Meeting , 8016-19 |
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CFTC Charges Futures Trader and Industrial Firm with Spoofing in Precious Metals Futures , 8015-19 |
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In CFTC Action, Former Precious Metal Trader Admits to Engaging in Spoofing at Two New York Banks , 8014-19 |
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CFTC Charges Traders at Major U.S. Bank with Manipulating the Precious Metals Futures Markets , 8013-19 |
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CFTC Orders Interdealer Broker to Pay $13 Million for Supervisory Failures and False Statements , 8012-19 |
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CFTC Market Risk Advisory Committee Approves Plain English Disclosures at Public Meeting , 8011-19 |
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CFTC Extends Public Comment Period for Proposed Rules Pertaining to Cross-Border Clearing , 8010-19 |
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Joint Statement of the CFTC and the European Commission Following Meeting on Cross-Border Derivatives Regulatory Issues , 8009-19 |
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CFTC Orders Registrant to Pay $1.5 Million for Violations Related to Cyber Breach , 8008-19 |
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CFTC Orders Chief Compliance Officer of Trading Firm to Pay 150,000 for Fraud and False Statements to a Self-Regulatory Organization , 8007-19 |
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CFTC Charges Trading Systems Firm and its Principal with Solicitation Fraud and False Statements , 8006-19 |
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Merrill Lynch Ordered to Pay $300,000 Penalty for Failing to Promptly Produce Audit Trail Data , 8005-19 |
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CFTC Charges Unregistered Forex Trading Firm and Its Principal with Fraud and Misappropriation , 8004-19 |
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CFTC’s Global Markets Advisory Committee to Meet on September 24 , 8003-19 |
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CFTC Orders Registrant to Pay $1.25 Million for Fraud, Unauthorized Trading, and Violating Speculative Position Limits in Live Cattle Futures , 8002-19 |
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CFTC to Hold an Open Commission Meeting on September 16 , 8001-19 |
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SEC and CFTC Charge Options Clearing Corp. with Failing to Establish and Maintain Adequate Risk Management Policies , 8000-19 |
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CFTC Commissioner Behnam Announces Agenda for the September 9 Market Risk Advisory Committee Public Meeting , 7999-19 |
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CFTC Commissioner Dan M. Berkovitz Seeks EEMAC Associate Member Nominations and Public Comment on Committee Priorities , 7998-19 |
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CFTC’s Market Risk Advisory Committee to Meet September 9 by Teleconference , 7997-19 |
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CFTC Charges International Enterprise with Operating a $103 Million Fraudulent Binary Options Trading Scheme , 7995-19 |
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Federal Court Orders Defendants to Pay More Than $2.7 Million in a Forex Fraud Scheme , 7994-19 |
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Chairman Tarbert Announces Additional Executive Leadership Appointments , 7993-19 |
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CFTC’s Gorfine to Depart Agency , 7992-19 |
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New CFTC Talks Episode Explores Effects of Capital Rules , 7991-19 |
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Chairman Tarbert Assumes Sponsorship of the CFTC’s Agricultural Advisory Committee , 7990-19 |
