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CFTC Orders Commodity Trading Firm to Pay Penalty for Wash Sales and Improve its Internal Controls , 7952-19 |
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CFTC Extends Public Comment Period for Proposal to Amend Derivatives Clearing Organization Regulations , 7951-19 |
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CFTC Staff Issues No-Action Relief for Floor Traders Engaged in Swaps Activity , 7950-19 |
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CFTC Announces LabCFTC Accelerator and Second Fintech Conference , 7949-19 |
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Commodity Pool and its President Ordered to Pay $1.2 Million, Banned from Markets for Futures Fraud , 7948-19 |
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Matthew Kulkin, DSIO Director, to Leave the CFTC , 7947-19 |
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CFTC Orders Merrill Lynch Commodities, Inc. to Pay Approximately $25 Million for Spoofing, Manipulation, and Attempted Manipulation in Precious Metals Futures , 7946-19 |
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CFTC Approves LedgerX LLC as a Designated Contract Market , 7945-19 |
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CFTC to Clarify Cross-Border Regulatory Commitments , 7944-19 |
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CFTC Announces Approximately $2.5 Million Whistleblower Award , 7943-19 |
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Eric J. Pan, Director of CFTC’s Office of International Affairs, to Leave the Agency , 7942-19 |
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CFTC Chairman Giancarlo Congratulates SEC on Adopting Final Rules Establishing Capital Requirements for Security-Based Swap Dealers and Margin for Uncleared Security-Based Swap Transactions , 7941-19 |
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Brian Bussey, Director of the Division of Clearing and Risk, to Take Early Retirement after 22 Years of Federal Government Service , 7940-19 |
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U.S. District Court for the Northern District of California Imposes Permanent Trading Ban against Defendant in CFTC False Statements and Solicitation Fraud Action , 7939-19 |
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CFTC Charges Company and its Principal in $147 Million Fraudulent Bitcoin Trading Scheme , 7938-19 |
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CFTC Relaunches “CFTC Talks” as a Videocast , 7937-19 |
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CFTC Chairman J. Christopher Giancarlo Announces Signing of Collective Bargaining Agreement with National Treasury Employees Union , 7936-19 |
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CFTC Staff Issues No-Action Relief from Uncleared Swap Margin Rule for Certain Amendments to Legacy Swaps , 7935-19 |
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CFTC Commissioner Behnam Announces Market Risk Advisory Committee Chair and Agenda for June 12 Public Meeting , 7934-19 |
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CFTC Names Charles Cutshall as Chief Privacy Officer , 7932-19 |
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CFTC’s Market Risk Advisory Committee to Meet June 12 to Discuss Climate-related Financial Risk , 7931-19 |
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Chairman Giancarlo to Receive Freedom of the City of London , 7930-19 |
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CFTC and SEC Participate in the Signing Ceremony for the IOSCO Enhanced Multilateral MOU Concerning Cross-Border Enforcement , 7929-19 |
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CFTC’s Division of Market Oversight Issues Statement on the Certification of ICE Futures U.S., Inc. Submission No. 19-119 , 7928-19 |
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CFTC Charges CEO of Managed Fund with Misappropriation, Fraud, and Making False Statements to NFA , 7927-19 |
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CFTC Charges Former Natural Gas Head Trader with Fraudulently Mismarking Futures and Physical Trades , 7926-19 |
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CFTC’s Division of Enforcement Issues First Public Enforcement Manual , 7925-19 |
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CFTC Announces Approximately $1.5 Million Whistleblower Award , 7924-19 |
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CFTC Charges Principals of Binary Options Trading Firm with $4.8 Million Fraud Scheme , 7923-19 |
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Giancarlo Releases Letter to Quarles on Phase Five Implementation , 7922-19 |
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CFTC Staff Issues Clearinghouse Supervisory Stress Test Report , 7921-19 |
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CFTC Commissioner Behnam Issues Letter Regarding Diversity & Inclusion at the CFTC , 7920-19 |
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Federal Court Orders Binary Options Firm and Principal to Pay More Than $22 Million for Fraudulent Scheme , 7919-19 |
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CFTC Proposes to Amend Derivatives Clearing Organization Regulations , 7918-19 |
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CFTC, SEC Issue Investor Alert: Guidance Warns of Websites Related to Digital Assets , 7917-19 |
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CFTC Approves Proposed Rule to Improve Data Quality and Streamline Regulations for Swap Data Repositories , 7916-19 |
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CFTC Charges Forex Trading Firms and Principals in $75 Million Fraud , 7915-19 |
