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Terrence R. Pipenhagen of Orlando, Fla. and His Two Companies to Pay $150,000 Penalty to Settle CFTC Fraud Charges , 5880-10 |
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CFTC to Publish Federal Register Notice Seeking Public Input on Areas of Rulemaking to Implement the Dodd-Frank Wall Street Reform and Consumer Protection Act , 5879-10 |
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CFTC Signs SOI with Japan’s Ministry of Economy, Trade and Industry (METI) and Ministry of Agriculture, Forestry and Fisheries (MAFF) , 5878-10 |
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Gensler Statement on CFTC/SEC Public Roundtable to Discuss Governance and Conflicts of Interest in the Clearing and Listing of Swaps , 5877-10 |
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CFTC-SEC Announce Panelists for August 20, 2010, Public Roundtable to Discuss Governance and Conflicts of Interest in the Clearing and Listing of Swaps , 5876-10 |
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Federal Court Freezes Assets of Oklahoma Man Jeremiah C. Yancy and His Company, Longbranch Group International LLC , 5875-10 |
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CFTC Staff Allows Turkish Derivatives Exchange’s Futures Contract Based on the Istanbul Stock Exchange 30 Stock Index to be Offered and Sold in the United States , 5874-10 |
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CFTC Sanctions ConAgra Trade Group, Inc. $12 Million for Causing a Non-Bona Fide Price to Be Reported in the NYMEX Crude Oil Futures Contract , 5873-10 |
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CFTC Issues Letter to CME Group, Inc. Regarding ELX EFF Rule , 5872-10 |
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CFTC and SEC Issue Joint Advance Notice of Proposed Rulemaking and Request for Comment Regarding Definitions and the Regulation of Mixed Swaps as Part of Dodd-Frank Act Rulemaking , 5871-10 |
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CFTC, SEC to Host Public Roundtable to Discuss Governance and Conflicts of Interest in the Clearing and Listing of Swaps , 5870-10 |
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CFTC Seeks Public Comment on a Proposal to Amend the Requirements for Acknowledgment Letters , 5869-10 |
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Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues Announces Agenda, List of Participants for August 11 Meeting , 5868-10 |
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Virginia-Based Financial Investments, Inc. Ordered to Pay $130,000 Fine to Settle CFTC Charges of Repeatedly Failing to File Commodity Pool Annual Reports on Time , 5867-10 |
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CFTC’s Agricultural Advisory Committee to Meet August 5, 2010 , 5866-10 |
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CFTC and Defendant Paul Greenwood Agree to a Consent Order Finding that Greenwood Operated a Multi-Billion Dollar Investment Scam , 5865-10 |
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CFTC Adopts Amendment Regarding the Operation of a Commodity Broker in Bankruptcy , 5864-10 |
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CFTC Charges Growth Capital Management LLC and Felon Robert Milhailovich, Sr., with Fraudulently Soliciting More than $30 Million to Trade Commodity Futures and Forex , 5863-10 |
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CFTC Receives Major Award for FY 2009 Performance and Accountability Report , 5862-10 |
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CFTC Charges Three Chicago Defendants with Destroying Records and Failing to Diligently Supervise Employees , 5861-10 |
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CFTC Charges Illinois Resident Joseph A. Dawson and His Company, Dawson Trading LLC, with Commodity Pool Fraud , 5860-10 |
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CFTC Designates Green Exchange, LLC as a Contract Market , 5859-10 |
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Gage’s Fertilizer & Grain, Inc., a Missouri Grain Elevator, and its President-Owner, Steven W. Gage, to Pay $175,000 to Settle CFTC Charges of Violating Registration Requirements , 5858-10 |
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CFTC Begins Publishing New Large-Trader Report for Financial Futures Markets , 5857-10 |
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CFTC Releases List of Areas of Rulemaking for Over-the-Counter Derivatives , 5856-10 |
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CFTC Chairman Gensler Comments on Enactment of Wall Street Reform and Consumer Protection Act , 5855-10 |
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CFTC Chairman Gensler Comments on Passage of Wall Street Reform and Consumer Protection Act , 5854-10 |
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CFTC Issues Proposed Business Continuity and Disaster Recovery Regulation for DCMs and DCOs and Conforming Amendments to the Core Principle Guidance Applicable to DCMs. , 5853-10 |
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CFTC Charges Three Florida Defendants with Issuing False Account Statements in Foreign Currency Anti-Fraud Action , 5852-10 |
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CFTC Subcommittee on Convergence to Discuss Wheat Markets , 5851-10 |
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CFTC Issues Proposed Rulemaking to Improve Account Ownership and Control Data , 5850-10 |
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CFTC Announces Members of the CFTC’s Technology Advisory Committee – Committee to Meet on July 14, 2010 to Discuss Best Practices for HFT/ALGO , 5849-10 |
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CFTC Charges Florida Resident Phillip Milton and Virginia Residents Gregory and William Center with Operating a $28 Million Ponzi Scheme , 5848-10 |
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Next Agricultural Advisory Committee Meeting to Examine Wheat Convergence and Other Topics , 5847-10 |
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CFTC Approves Domestic Box Office Receipts Futures Contract Submitted by Cantor Futures Exchange , 5846-10 |
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CFTC Releases Report on the Registration Program of the NFA , 5845-10 |
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CFTC Charges California-Based Highlands Capital Management, LP and Glenn Kane Jackson with Defrauding Customers in an Off-Exchange Foreign Currency Scheme , 5844-10 |
