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CFTC Charges Florida Resident Michael J. Riolo and His Two Companies with Fraud in Alleged Multi-Million Dollar Foreign Currency Scam , 5659-09 |
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Statement of CFTC Acting Chairman Michael V. Dunn Regarding Confirmation of Gary Gensler , CFTCStatement |
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Delaware Resident Kenneth Branch and his company, Cocoon Trade, Inc., Ordered to Pay More than $1.5 Million in Restitution and Penalties in CFTC Commodity Pool Fraud Action , 5658-09 |
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CFTC Extends Public Comment Period on Concept Release Regarding Review of Exemptions for Swap Dealers , 5657-09 |
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CFTC Charges Las Vegas Resident Gordon Driver and His Companies in $13.5 Million Ponzi Fraud , 5656-09 |
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Statement of CFTC Acting Chairman Michael Dunn , CFTCStatement |
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Today: Treasury Officials and Regulators to Hold Briefing on OTC Derivatives Regulatory Framework , CFTCMediaAdvisory |
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CFTC Requests Public Comment on Petition from Eurex Clearing AG , 5655-09 |
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Michigan Resident Ordered To Pay More Than $300,000 in Sanctions for Defrauding Clients , 5654-09 |
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CFTC’s Energy and Environmental Advisory Committee to Meet on May 13, 2009 , CFTCMediaAdvisory |
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CFTC Seeks Public Comment on a Proposal to Amend Minimum Adjusted Net Capital Requirements of Futures Commission Merchants and Introducing Brokers , 5653-09 |
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CFTC Adopts Final Definition of “Public Director.” , 5652-09 |
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CFTC Adopts Final Definition of “Public Director.” , 5652-09 |
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CFTC Announces Members of the Subcommittee on Convergence , 5651-09 |
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Commissioner Bart Chilton Says Obama “Right on Target”; Regulator Ready for Trading in Carbon Markets , 5650-09 |
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Illinois Federal Court Enters Preliminary Injunction Against Brookshire Raw Materials Management, LLC, a Barrington, Illinois-Based Commodity Pool Operator, and its Canadian Principals , 5649-09 |
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Commissioner Bart Chilton: US Regulators Gearing-Up for Climate Change , 5648-09 |
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CFTC Charges Stuart Jones, Payton Lowe, and WeCorp., Inc. of Hilo and Honolulu, Hawaii with Operating $1.5 Million Ponzi Scheme , 5647-09 |
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New York Court Enters Order Imposing a $240,000 Fine and Other Sanctions against New York State Resident Michael Vitebsky in a Foreign Currency Scam , 5646-09 |
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CFTC Charges Austin, Texas Resident Steven Leigh Shakespeare and His Company, Guardian Futures, Inc., With Fraud and Unauthorized Trading , 5645-09 |
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William D. Perkins of St. George, Utah Ordered to Pay More Than $2 Million in Sanctions in CFTC Ponzi Scheme Action , 5644-09 |
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CFTC Charges Two Florida Companies and Three Florida Men with Operating a Fraudulent Commodity Pool that Solicited Approximately $17 Million from about 100 Investors , 5643-09 |
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Federal Court Issues Preliminary Injunction Against Two Nevada Corporations in $20 Million Commodity Pool Ponzi Scheme Operated by Tennessee Resident, Dennis Bolze , 5642-09 |
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Nacogdoches, Texas Businessman George D. Hudgins Ordered to Pay Approximately $86 Million for Defrauding 230 Investors in a “Ponzi” Scheme Involving Commodity Futures and Options Contracts , 5641-09 |
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CFTC Restricts the Registrations of Commodity Professionals John C. Glase, Sutherland Group, Inc., and Skibo Asset Management, LLC , 5640-09 |
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CFTC Sanctions ADM Investor Services, Inc. $200,000 For Failing To Diligently Supervise Its Employees , 5639-09 |
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CFTC Publishes Concept Release Regarding Review of Exemptions for Swap Dealers , 5638-09 |
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CFTC Grants Exemption to Chicago Mercantile Exchange to Clear Certain Agricultural Swap Contracts , 5637-09 |
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CFTC Approves Final Rules and Rule Amendments to Increase Oversight of ECMs , 5636-09 |
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CFTC Charges North Carolina Foreign Currency Firm Barki, LLC and Its Recently Deceased Principal Bruce C. Kramer In Alleged $40 Million Ponzi Fraud , 5635-09 |
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CFTC Charges Tennessee Resident and Las Vegas-based Firm with Fraud and Misappropriation in $20 Million Commodity Pool Ponzi Scheme , 5634-09 |
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CFTC Hosts International Regulators to Discuss Futures Industry Issues , 5633-09 |
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CFTC Charges Charlottesville, Virginia Man with Stealing $1 Million From Investors in a Ponzi Scheme Involving More than $10 Million , 5632-09 |
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CFTC Sanctions Chicago-based Walsh Trading Inc. $50,000 for Failing to Supervise an Employee's Handling of Customer Accounts , 5631-09 |
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Commissioner Bart Chilton appointed to Chair CFTC’s Energy Markets Advisory Committee , 5630-09 |
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Subcommittee Will Look Into Poor Cash-Futures Convergence in Agricultural Commodity Markets and Advise on Actions to Remedy Lack of Convergence , 5629-09 |
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CFTC Adopts Requirement for Electronic Filing of CPO and CTA Disclosure Documents , 5628-09 |
