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Commodity Futures Trading Commission Releases Staff Report on Cotton Futures and Option Market Activity During the Week of March 3, 2008 , 5769-10 |
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CFTC Adopts Amendments to Electronic Filing Regulations and Certain Other Financial Reporting Requirements Applicable to Futures Commission Merchants and Introducing Brokers , 5766-09 |
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CFTC Staff Allows Singapore Exchange Derivatives Trading Limited’s Mini Futures Contract Based on the Nikkei 225 Stock Index To Be Offered and Sold in the United States , 5765-09 |
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Federal Court in Florida Imposes More than $5.4 Million in Restitution and Fines in CFTC Action Charging Commodity Options Fraud , 5764-09 |
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CFTC Sanctions MF Global Inc. $10 Million for Significant Supervision Violations between 2003 and 2008 , 5763-09 |
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Federal Court in Georgia Imposes More than $6.75 Million in Fines and Other Sanctions in CFTC Action Charging Commodity Options Fraud , 5762-09 |
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Federal Court Orders New York Resident Dawn Musorofiti to Pay $82,600 in Fines and other Sanctions in CFTC Anti-Fraud Action , 5761-09 |
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CFTC Announces Additional Markets to be Disaggregated in Commitments of Traders Reports , 5760-09 |
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Commodity Futures Trading Commission’s Global Markets Advisory Committee to Meet December 9, 2009 , 5759-09 |
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Oklahoma City Chinese Community Targeted In Multi-Million Dollar Commodity Futures Ponzi Scheme Operated by South Carolina Resident Kenneth Lee and Oklahoma Resident Simon Yang and their Companies , 5758-09 |
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New Jersey Federal Court Orders Robert J. Sucarato to Pay $2 Million in Restitution and Penalties in CFTC Hedge Fund Anti-Fraud Action , 5757-09 |
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Federal Court Freezes Assets of Minnesota Residents Trevor Cook and Patrick Kiley and their Oxford and Universal Companies, Charged by the CFTC with Defrauding Investors of Tens of Millions of Dollars in Foreign Currency Scheme , 5756-09 |
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Louisiana Federal Court Freezes Assets of William Guidry of Florida, Matthew Pizzolato of Louisiana and Louisiana Company Capital Funding Consultants, Charged by the CFTC with Operating a $2 Million Commodity Pool Fraud , 5755-09 |
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CFTC and SEC Issue Joint Orders on Volatility Indexes and Security Futures , 5754-09 |
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Federal Regulators Issue Final Model Privacy Notice Form , CFTCJointStatement |
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CFTC Seeks Public Comment on Request from the Kansas City Board of Trade and the Kansas City Board of Trade Clearing Corporation Involving OTC Calendar Swaps for Wheat , 5753-09 |
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CFTC Reopens Public Comment Period on its Notices of Intent to Determine Whether Certain ICE Contracts Perform Significant Price Discovery Functions , 5752-09 |
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CFTC Sanctions Hedge Fund EMF Financial Products, LLC $4 Million to Settle CFTC Charges that EMF Made False Statements Concerning Its Market Positions to the Chicago Board of Trade , 5751-09 |
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CFTC Staff Allows the Offer and Sale in the United States of the Tokyo Stock Exchange’s (TSE’s) Mini Futures Contract Based on the TOPIX and TSE’s Futures Contracts Based on the TOPIX Core30 Index and TSE REIT Index , 5750-09 |
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New York Resident Michael Kourmolis Permanently Banned From Futures Industry For Fraudulent Solicitation In CFTC Anti-Fraud Action , 5749-09 |
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Federal Court Freezes Assets of Florida Resident David A. Owen, Charged by the CFTC with a Multi-Million Dollar Commodity Pool Fraud , 5748-09 |
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Federal Court Orders Canadian Trio to Pay More than Equivalent $2.2 Million in Restitution, Disgorgement and Penalties in CFTC Commodity Pool Anti-Fraud Action , 5747-09 |
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CFTC Adopts Amendments to Reporting Requirements for Commodity Pool Operators , 5746-09 |
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New York Court Imposes $500,000 Fine and Other Sanctions Against David P. Lee, Former Natural Gas Trader for Bank of Montreal , 5745-09 |
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Federal Court Freezes Assets of Moroccan Resident Richmond Hamilton, Jr., and the Chicago Commodity Pool He Manages in a $1 Million Pool Anti-Fraud Case Brought by the CFTC , 5744-09 |
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CFTC Seeks Public Comment on its Notice of Intent to Determine Whether Five Contracts Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions , 5743-09 |
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CFTC’s Agricultural Advisory Committee to Meet October 29, 2009 , 5742-09 |
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CFTC Seeks Public Comment on its Notice of Intent to Determine Whether the NWP Rockies Financial Basis Contract Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function , 5741-09 |
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Federal Appeals Court Affirms CFTC’s Finding of Manipulation by Anthony J. DiPlacido and Modifies Civil Monetary Penalty , 5740-09 |
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CFTC Seeks Public Comment on its Notice of Intent to Determine Whether Five Contracts Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions , 5739-09 |
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CFTC Proposes to Amend Electronic Filing Regulations and Certain Other Financial Reporting Requirements Applicable to FCMs and IBs , 5738-09 |
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CFTC to Release History of Disaggregated COT Data , 5737-09 |
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CFTC’s Office of International Affairs to Host International Symposium and Training Program on Regulation of Derivative Products, Markets and Financial Intermediaries , 5736-09 |
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CFTC and SEC Issue Joint Report on Regulatory Harmonization , 5735-09 |
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CFTC Enforcement Program Files 25% More Cases During Fiscal Year 2009 than in the Prior Fiscal Year , 5733A-09 |
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CFTC Seeks Public Comment on its Notice of Intent to Determine Whether Five Contracts Offered for Trading on the Natural Gas Exchange, Inc., Perform Significant Price Discovery Functions , 5734-09 |
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CFTC Charges Florida Resident and His Panamanian Corporation with Fraud and Misappropriation , 5733-09 |
