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CFTC Files Enforcement Action against Singapore National Kuen Cheol Song for Engaging in an Illegal Trading Scheme , 5806-10 |
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Charleston, South Carolina-based Defendants Ordered to Pay More than $3.9 Million in Restitution and Civil Penalties to Resolve 2008 CFTC Anti-Fraud Action , 5805-10 |
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CFTC Launches New Website Designed to Improve Access to Market and Agency Information , 5804-10 |
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CFTC Approves Final Rules Creating a Separate Account Class for Customer Positions in Cleared OTC Derivatives , 5803-10 |
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Charlottesville, Virginia-based Defendants Ordered to Pay More than $4.6 Million in Disgorgement and Civil Penalties to Settle 2009 CFTC Anti-Fraud Action , 5802-10 |
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CFTC Charges Ohio-based Defendants Enrique Villalba, Jr., and Money Market Alternative, LP, with Operating a Multi-Million Dollar Futures Ponzi Scheme , 5801-10 |
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Georgia-Based Hedge Fund Lake Dow and its Principal, Ty Edwards, Ordered to Pay More than $4 million in Restitution and Penalties in CFTC Commodity Pool Fraud Action , 5800-10 |
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Federal Court Imposes $260,000 in Civil Penalties against Austin, Texas Resident Steven Leigh Shakespeare and His Company, Guardian Futures, Inc., Both Charged with Fraud and Unauthorized Trading , 5799-10 |
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CFTC Announces Participants for Public Meeting to Examine Futures and Options Trading in the Metals Markets , 5798-10 |
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CFTC Charges Patrick Rakotonanahary and Cyber Market Group LLC with Operating a Multi-Million Dollar Ponzi Scheme in Hawaii and Elsewhere in the U.S. , 5797-10 |
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CFTC Seeks Public Comment on Request From CME Clearing and NYMEX Involving Contracts Traded on the Dubai Mercantile Exchange , 5796-10 |
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CFTC Charges Raleigh, North Carolina Man and His Company, Yellowstone Partners, Inc., with Operating a Foreign Currency Ponzi Scheme , 5795-10 |
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CFTC Charges Scottsdale, Arizona Resident Helmut H. Weber d/b/a Weber Capital Management with Solicitation Fraud and Misappropriation in Forex Scheme , 5794-10 |
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Federal Court Issues Preliminary Injunction against Virginia Resident Ronald W. Smith, Jr., Doing Business as Safeguard 3030 Investment Club, in Forex Fraud Scheme , 5793-10 |
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CFTC Hosts International Regulators to Discuss Futures Industry Issues , 5792-10 |
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CFTC Charges Texas Resident Willie L. Cloud, Jr. and His Investment Company, C & R Financial, with Operating a Foreign Currency Ponzi Scheme , 5791-10 |
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Federal Court Orders California Man David Michael Kogan and His Company, First Capitol Futures Group, to Pay More than $20.3 Million in CFTC Commodity Options Fraud Action , 5790-10 |
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CFTC Sues Virginia-based Financial Investments, Inc. for Repeatedly Failing to File Annual Reports in a Timely Manner for a Commodity Pool It Operated , 5789-10 |
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New York Court Imposes Fine and Other Sanctions against Robert Moore, Former Managing Director of the Bank of Montreal’s Commodity Derivatives Group , 5788-10 |
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CFTC Chairman Gensler to Meet With Regulators to Discuss Critical Issues Related to Financial Regulatory Reform during Visits to Brussels and London , 5787-10 |
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Federal Court Orders Forex Dealer One World Capital Group and Its President, John “Jack” Edward Walsh, to Pay $520,000 in Sanctions , 5786-10 |
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Federal Court Issues Preliminary Injunction against Jay Nolan and His Company, Lodge Capital Group, LLC, Charged with Commodity Pool Fraud , 5785-10 |
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CFTC Charges Virginia Resident Ronald W. Smith, Jr., Doing Business as Safeguard 3030 Investment Club, in Forex Fraud Scheme , 5784-10 |
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The CFTC Sanctions Swiss Firm $130,000 for Exceeding Position Limits , 5783-10 |
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CFTC to Hold Public Meeting to Examine Futures and Options Trading in the Metals Markets , 5782-10 |
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CFTC Imposes a $1 Million Penalty on California Resident Craig A. Riley and His Firm, Pressio Capital Management, LP, for Commodity Pool Fraud , 5781-10 |
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CFTC Releases Rule Enforcement Review of ICE Futures US , 5780-10 |
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Minnesota Resident Trevor Cook Incarcerated for Violating Court Orders in CFTC Anti-Fraud Action Charging Him in $190 Million Foreign Currency Fraud , 5779-10 |
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CFTC Charges Illinois Defendants Jay C. Nolan and His Company, Lodge Capital Group, LLC, with Commodity Pool Fraud , 5778-10 |
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The CFTC Sanctions Toronto-Based Scotia Capital Inc. $250,000 for Prearranged Fictitious Trades , 5777-10 |
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The CFTC Sanctions Two Canadian Firms $500,000 for Entering into Unlawful Wash Sales , 5776-10 |
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CFTC Grants ICE Clear Europe Limited Registration as Derivatives Clearing Organization , 5775-10 |
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CFTC’s Division of Clearing and Intermediary Oversight Provides Annual Report Guidance to Commodity Pool Operators , 5774-10 |
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CFTC Announces Inclusion of ICE Henry Hub SPDC Contract Data in Weekly Commitments of Traders Reports , 5773-10 |
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CFTC Seeks Public Comment on Proposed Regulations Regarding Retail FOREX Transactions , 5772-10 |
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CFTC to Hold Open Meeting on a Proposed Position Limits Rule , 5771-10 |
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CFTC Seeks Public Comment on Revised Petition From the Chicago Mercantile Exchange Involving Credit Default Swaps , 5770-10 |
