|
|
CFTC Suspends the Registration of Criminally Indicted Chicago Floor Broker David G. Sklena , 5732-09 |
|
|
Pennsylvania Resident Joseph Forte Admits to Operating a Multi-Million Dollar Ponzi Scheme in CFTC Enforcement Action , 5731-09 |
|
|
CFTC Requests Public Comment on Application Submitted by Media Derivatives, Inc., for Designation of a Contract Market , 5730-09 |
|
|
CFTC Seeks Public Comment on its Notice of Intent to Determine Whether Seven Contracts Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions , 5729-09 |
|
|
CFTC Seeks Public Comment on Notice of Intent to Determine Whether 17 Contracts Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions , 5728-09 |
|
|
CFTC Sanctions Citigroup Private Bank GP, Inc. for Failure to File Annual Reports on Time for the Commodity Pools it Operates , 5727-09 |
|
|
CFTC and SEC Chairmen Issue Update on Harmonization Report , 5726-09 |
|
|
Chicago-Based Cadent Financial Services LLC Sanctioned for Failing to Diligently Supervise Employees , 5725-09 |
|
|
CFTC Seeks Public Comment on Request From New York Mercantile Exchange Involving Contracts Traded on the Dubai Mercantile Exchange , 5724-09 |
|
|
Federal Court Freezes Assets of Texas Trading Firms M25 Investments, Inc. and M37 Investments, LLC, and Scott Kear, Sr., Jeffrey Lyon and David Seaman, Charged by the CFTC with an $8 Million Forex Fraud , 5723-09 |
|
|
CFTC Global Markets Advisory Committee Meeting will be Rescheduled , 5722-09 |
|
|
Federal Court Issues Preliminary Injunction Against Florida Resident Beau Diamond and His Company, Diamond Ventures LLC, in CFTC Multi-Million Dollar Forex Fraud Action , 5721-09 |
|
|
Gensler Addresses International Energy Agency in Paris , 5720-09 |
|
|
U.S. District Court Issues Orders Against Four “Operation Wooden Nickel” Defendants for their Roles in Defrauding Investors and Banks in Illegal Foreign Currency Schemes , 5719-09 |
|
|
Subcommittee on Convergence to Convene the Third Session , 5718-09 |
|
|
U.S. Commodity Futures Trading Commission and U.K. Financial Services Authority sign new memorandum of understanding (MOU) to enhance supervision of cross border clearing organizations , 5717-09 |
|
|
CFTC Advisory Committee to Discuss Energy and Environmental Markets , 5716-09 |
|
|
CFTC Chairman Gary Gensler Announces the Appointment of Steven Schoenfeld as Director of Division of Market Oversight , 5715-09 |
|
|
CFTC Charges North Carolina Foreign Currency Firm CapitalStreet Financial LLC and its Principal Sean F. Mescall with Operating a $1.3 Million Forex Ponzi Scam , 5714-09 |
|
|
CFTC Sanctions J.P. Morgan Futures, Inc. $300,000 for Failing to Properly Segregate Customer Funds and Failing to Timely Report the Under-segregation to the CFTC , 5713-09 |
|
|
CFTC Charges Illinois Resident and One of His Companies with Fraud in $6 Million Commodity Pool , 5712-09 |
|
|
Federal Court Freezes the Assets of Florida Resident Beau Diamond and Diamond Ventures LLC, Charged by the CFTC with Operating a $37 Million Dollar Forex Fraud , 5711-09 |
|
|
CFTC Implements New Transparency Efforts to Promote Market Integrity , 5710-09 |
|
|
CFTC Files Action to Revoke the Registrations of Abbas A. Shah, Linuxor Asset Management and Linuxor Capital Management , 5709-09 |
|
|
CFTC/SEC Announce Participants for Joint Meetings on Regulation Harmonization , 5708-09 |
|
|
CFTC Releases Rule Enforcement Review of the Minneapolis Grain Exchange , 5707-09 |
|
|
CFTC Staff Allows BM&F Bovespa S.A. - Bolsa de Valores, Mercadorias e Futuros (BM&F Bovespa) to Offer and Sell in the United States Its Full-Sized and Mini-Sized Futures Contracts Based on the Ibovespa Index , 5706-09 |
|
|
Georgia Court Imposes Fines and Other Sanctions Against Atlanta-Based Saxon Financial Services Inc., Charged by the CFTC with Commodity Option Fraud , 5705-09 |
|
|
California Federal Court Order Continues Asset Freeze against Las Vegas Resident Gordon A. Driver, Axcess Automation LLC and Axcess Fund Management LLC , 5704-09 |
|
|
CFTC Seeks Public Comment on Requests from the North American Derivatives Exchange for Amended DCM and DCO Orders to Trade and Clear Intermediated Contracts , 5703-09 |
|
|
CFTC Obtains Disgorgement of Ill-Gotten Gains From Christopher Smithers, Jack Smithers and Prosperity Consultants, Inc. , 5702-09 |
|
|
New York Federal Court Orders Martin Armstrong, Princeton Global Management and Princeton Economics International to Pay More Than $27 Million in Remaining Restitution in CFTC Anti-Fraud Action , 5701-09 |
|
|
U.S. District Court Orders Five Defendants in CFTC Action to Pay More than $4 million in Civil Penalties for Engaging in Illegal Foreign Currency Options Scheme , 5700-09 |
|
|
CFTC and the State of California Charge San Diego Forex Firm MAK 1 Enterprises Group, LLC and Its CEO Mohit A. Khanna in Multi Million Dollar Scam , 5699-09 |
|
|
Commodity Futures Trading Commission and Financial Services Authority to Enhance Regulatory Cooperation and Cross-Border Surveillance of Oil Markets , 5698-09 |
|
|
CFTC Announces Amendments to ICE Futures Europe’s Foreign Access Relief , 5697-09 |
|
|
CFTC/SEC to Hold Joint Meetings on Regulation Harmonization , 5696-09 |
