Clearing Organization Rules

Search Clearing Organization Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
ICLR US Amendments to the ICE Clear U.S. Risk Management Framework 09/01/2021 Approved 11/19/2021 2
ICECC ICC proposes to formalize the Counterparty Monitoring Procedures and the Credit Rating System Model Description and Parameterization. 11/04/2021 Certified 11/19/2021 2
ICLREU2 ICE Clear Europe Limited proposes to amend its Liquidity Management Procedures and Investment Management Procedures to make certain clarifications and updates 11/04/2021 Certified 11/19/2021 2
OCC Certification of Updates to the Service Level Agreement Between OCC and CME under the Second Amended and Restated Cross-Margining Agreement 11/03/2021 Certified 11/18/2021 2
OCC Certification to correct The Options Clearing Corporation's schedule of fees 11/03/2021 Certified 11/18/2021 2
CME Revisions to the Service Level Agreement between Options Clearing Corporation and Chicago Mercantile Exchange Inc. 11/03/2021 Certified 11/18/2021 2
EUREX Proposed amendments in Eurex Clearing Circular 098-21 relating to the clearing introduction for the risk-free reference rate based OTC XCCY Transactions in the currency pair GBP/USD 11/04/2021 Certified 11/18/2021 2
EUREX Proposed amendments in Eurex Clearing Circular 093-21 relating to inclusion of requirements for proof of own fund requirements for entities subject to IFD and IFR, migration of collateral management for Repo and alignment of FCM Default Rules 11/01/2021 Certified 11/16/2021 3
EUREX Proposed amendments in Eurex Clearing Circular 095-21 relating to amending the Price List to allow for FX Derivatives with quote currency Australian Dollar, and minor changes to the Eurex Clearing GTC technical connection agreement 11/01/2021 Certified 11/16/2021 2
CME Weekly Notification of Rule Amendments - Week of November 8, 2021 11/15/2021 Notified 11/15/2021 1
ICLREU2 ICEU proposes to modify its Collateral and Haircut Procedures to include explicitly the formula used for calculating Permitted Cover value, and provide further details on the ICEU's procedures for monitoring data related to collateral valuations 10/29/2021 Certified 11/15/2021 2
LX Weekly notification, withdrawal fee change 11/12/2021 Notified 11/12/2021 1
EUREX Proposed amendments in Eurex Clearing Circular 092-21 relating to the revision of the initial-margin model-parameters of the stress period VaR floor 10/28/2021 Certified 11/12/2021 2
EUREX Proposed amendments in Eurex Clearing Circular 096-21 relating to conversion of GBP, CHF, and JPY trades referencing LIBOR benchmarks, OIS with four Interest Rate Stub Periods, due date changes for cash settlements under options contracts on shares 10/28/2021 Certified 11/12/2021 2
OCC Proposed Rule Change Concerning Revisions to the Titles of Certain Options Clearing Corporation Personnel. 10/28/2021 Certified 11/12/2021 2
EUREX Weekly Notification of Rule Amendments - Week of November 8, 2021 11/11/2021 Notified 11/11/2021 1
MIAX Notice of margin changes 11/11/2021 Notified 11/11/2021 1
LX Compliance Manual Amendments 10/27/2021 Certified 11/10/2021 3
CME Weekly Notification of Rule Amendments - Week of November 1, 2021 11/08/2021 Notified 11/08/2021 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 11/05/2021 Notified 11/05/2021 2
LX Updated Operations Manual 10/23/2021 Certified 11/05/2021 3
LCHLTD LCH will make one correction to its ForexClear Fee Schedule. Additionally, LCH will correct an error in its Rules related to the maximum settlement date for a ForexClear non-deliverable option contract. 10/21/2021 Certified 11/04/2021 3
ICLREU2 ICE Clear Europe proposes to add a new Part 24 to the ICE Clear Europe Clearing Rules which would set out certain procedures relating to LIBOR transition for affected interest rate futures and option contracts cleared by the Clearing House 10/20/2021 Certified 11/03/2021 2
CME Weekly Notification of Rule Amendments - Week of October 25, 2021 11/01/2021 Notified 11/01/2021 1
MIAX Initial margin rate change 10/29/2021 Notified 10/29/2021 1
ICE NGX Self-certification to amendments to RMF 10/14/2021 Certified 10/28/2021 2
NADEX Nadex plans to launch a promotion, whereby applicants will be able to make an initial deposit of less than the standard $250 minimum deposit as required by Rule 3.1(b) to become a Trading Member. 10/14/2021 Certified 10/28/2021 1
ICLREU2 ICE Clear Europe Limited proposes to amend Part GG of its Delivery Procedures to update certain documentation timing and other requirements relating the delivery under ICE Futures Abu Dhabi Murban Crude Oil Futures Contracts 10/15/2021 Certified 10/28/2021 2
EUREX Proposed rule amendments in Eurex Cleraing Circular 090-21 related to the introduction of the Non-Deliverable Forwards (NDF) Clearing Service 10/12/2021 Certified 10/26/2021 4
LCHSA LCH SA is proposing to expand the eligible non-cash collateral by amending its CDSClear Clearing Rulebook and publishing a new Clearing Notice. LCH SA is also amending its Liquidity Risk Modelling Framework. 10/08/2021 Certified 10/25/2021 5
LCHSA LCH SA is updating its fee grid following the proposed extension of the scope of instruments eligible to margin collateral 10/08/2021 Certified 10/25/2021 1
CME Weekly Notification of Rule Amendments - Week of October 18, 2021 10/25/2021 Notified 10/25/2021 1
LCHSA LCH SA as a DCO is submitting for CFTC self-certification the proposed amendments to the Terms of Reference of its Board of Directors and of the Nomination Committee. 10/07/2021 Certified 10/22/2021 1
MIAX Lien on Collateral Rule Addition 10/07/2021 Certified 10/22/2021 1
ICECC ICC proposes changes to the Stress Testing Framework and to formalize the Indirect Participant Risk Monitoring and Review Policy. 10/07/2021 Certified 10/22/2021 2
LX Compliance Manual Version Control 10/22/2021 Notified 10/22/2021 3
OCC Proposed rule change concerning the interest rates used for options pricing in the STANS Methodology Description 10/06/2021 Certified 10/21/2021 2
ICECC ICC proposes changes to the ICC CDS Instrument On-boarding Policies and Procedures. 10/05/2021 Certified 10/20/2021 2
MIAX Revisions to MGEX Risk Manual to incorporate clearing of BRIXX Index futures contracts 10/01/2021 Certified 10/18/2021 2
LCHLTD LCH is submitting for self-certification a new schedule of securities acceptable for margin cover purposes. 10/01/2021 Certified 10/18/2021 2
LCHLTD LCH is submitting to the LCH rules to accommodate accepting Singapore Dollar cash and securities as collateral to meet initial margin requirements. 10/01/2021 Certified 10/18/2021 4
ICE NGX Amendments re Banking & Treasury - Step 1 and 2 10/01/2021 Certified 10/18/2021 1
CME Weekly Notification of Rule Amendments - Week of October 11, 2021 10/18/2021 Notified 10/18/2021 1
LCHLTD LCH is submitting revisions to its rules to accommodate updates to templates provided by the trade association for emerging markets ("EMTA"). These templates include terms for inclusion in NDF and NDO Contract transactions. 09/30/2021 Certified 10/15/2021 3
CME Modification of Cleared Euro Overnight Index Average ("EONIA") Overnight Index Swaps to Reference Euro Short Term Rate ("?STR") Ahead of Scheduled Discontinuation of EONIA 09/29/2021 Certified 10/14/2021 1
EUREX Proposed amendments in Eurex Clearing Circular 088/21 re: (1) reducing the FX Swap Line Contractual Penalty (OTC Cross Currency Swaps and OTC FX products) and (2) admitting Disclosed Direct Clients domiciled in Qubec (OTC IRD transactions). 09/28/2021 Certified 10/13/2021 2
OCC Certification of Proposed Change to Revise The Options Clearing Corporation's Schedule of Fees 09/28/2021 Certified 10/13/2021 1
CME Weekly Notification of Rule Amendments - Week of October 4, 2021 10/11/2021 Notified 10/11/2021 1
CME Modifications to the Post-Trade Fee Schedule for FEX Iron Ore Products 09/23/2021 Certified 10/07/2021 2
ICECC ICC proposes changes to the ICC Back-Testing Framework. 09/22/2021 Certified 10/06/2021 2