| NODALCL |
Amendments to Nodal Clear Rules and Publication of Cash Management Fee Advisory |
12/16/2020 |
Certified |
12/31/2020 |
|
4 |
| CME |
Weekly Notification of Rule Amendments - Week of December 21, 2020 |
12/30/2020 |
Notified |
12/30/2020 |
|
1 |
| LCHLTD |
LCH Limited's rule changes related to the distribution of losses to Clearing Members in a default event. |
12/14/2020 |
Certified |
12/29/2020 |
|
1 |
| ICLREU2 |
Circular on Interpretation of References to EU Legislation in the Clearing Rules at the end of the Brexit transition period. |
12/11/2020 |
Certified |
12/28/2020 |
|
2 |
| OCC |
This proposed rule change by The Options Clearing Corporation ("OCC") would adopt a Third-Party Risk Management Framework ("TPRMF") and retire the Counterparty Credit Risk Management Policy ("CCRMP"). |
12/11/2020 |
Certified |
12/28/2020 |
|
3 |
| CME |
Delisting of Certain Previously-Listed Contract Months and Subsequent Delisting of the USD Malaysian Crude Palm Oil Calendar Swap (Cleared Only) Contract |
12/11/2020 |
Certified |
12/28/2020 |
|
2 |
| ICLREU2 |
ICE Clear Europe is amending its Rules to address certain requirements under the European Union General Data Protection Regulation in relation to Brexit. |
12/14/2020 |
Certified |
12/28/2020 |
|
2 |
| CME |
Modifications to CME Risk Management Framework |
12/10/2020 |
Certified |
12/24/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 107-20 related to clarification of the exemption to maintain securities/cash settlement accounts for clearing ETD transactions and extending the replacement period for the ISA Direct model |
12/08/2020 |
Certified |
12/22/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 109-20 related to prolongation of OTC IRD Booking Fee discount for Standard Pricing Model B, and amendments to the Price List relating to the Admission and Licence Fee Model and to Service Fees |
12/08/2020 |
Certified |
12/22/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 106-20 related to the extension of the enhanced volume rebate methodology for exchange traded derivatives transactions on Eurex Deutschland. |
12/08/2020 |
Certified |
12/22/2020 |
|
2 |
| CME |
Extension of the CME OTC FX Fee Waiver Program |
12/07/2020 |
Certified |
12/21/2020 |
|
1 |
| CME |
Extension of the OTC FX Options Fee Waiver Program |
12/07/2020 |
Certified |
12/21/2020 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of December 14, 2020 |
12/21/2020 |
Notified |
12/21/2020 |
|
1 |
| EUREX |
Proposed amendments to the DCO Compliance Manual |
12/05/2020 |
Certified |
12/18/2020 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
12/18/2020 |
Notified |
12/18/2020 |
|
2 |
| LCHLTD |
Weekly Notification of Rule Amendment for the Week of 22 December 2020. |
12/18/2020 |
Notified |
12/18/2020 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: SwapClear Pre-cessation triggers |
12/01/2020 |
Certified |
12/15/2020 |
|
1 |
| LX |
LedgerX Updated Operations Manual |
11/30/2020 |
Certified |
12/14/2020 |
|
2 |
| LCHLTD |
LCH Limited self-certification of a new margin collateral haircut schedule. |
11/30/2020 |
Certified |
12/14/2020 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of December 7, 2020 |
12/14/2020 |
Notified |
12/14/2020 |
|
1 |
| LCHSA |
LCH SA is submitting for self-certification the amendments to its Liquidity Risk Modelling Framework in order to address more accurately the liquidity requirements in the event of the assignment and exercise of Equity American options. |
11/30/2020 |
Certified |
12/11/2020 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
12/11/2020 |
Notified |
12/11/2020 |
|
2 |
| ICE NGX |
Non-substantive and non-material amendments to the ICE NGX Contracting Party Agreement. The amendments are "clean-up" in nature. |
12/11/2020 |
Notified |
12/11/2020 |
|
1 |
| ICLREU2 |
ICE Clear Europe is adopting the amendments to the Procedures to clarify the requirements for investment of customer funds provided by FCM/BD Clearing Members. |
11/27/2020 |
Certified |
12/10/2020 |
|
2 |
| LX |
LedgerX Fee Filing |
12/09/2020 |
Notified |
12/09/2020 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of November 30, 2020 |
12/08/2020 |
Notified |
12/08/2020 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 102-20 related to introducing a specific provision with respect to the novation of CCP Transactions resulting out of a CCP Portfolio Switch |
11/20/2020 |
Certified |
12/07/2020 |
|
2 |
| LCHLTD |
LCH Limited Self-Certification: SwapClear R4 Service Release |
11/20/2020 |
Certified |
12/07/2020 |
|
1 |
| EUREX |
Weekly Notification of Rule Amendments - Week of November 30, 2020 |
12/04/2020 |
Notified |
12/04/2020 |
|
1 |
| CME |
Request for Approval to Commingle Customer Positions and Related Collateral in Listed Options on Interest Rate Futures Contracts and Interest Rate Swaps |
10/19/2020 |
Approved |
12/04/2020 |
|
2 |
| ICLREU2 |
ICE Clear Europe is amending Part Q, Part R and Part B of its Delivery Procedures to make clarifications and updates with respect to certain delivery specifications. |
11/18/2020 |
Certified |
12/02/2020 |
|
2 |
| ICECC |
ICC proposes updates to its fee schedule. |
11/16/2020 |
Certified |
12/01/2020 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of November 23, 2020 |
11/30/2020 |
Notified |
11/30/2020 |
|
1 |
| LCHSA |
LCH SA is submitting for self-certification the amendments to its rules in order to incorporate new terms and to make conforming, clarifying and changes to permit the clearing of options on index credit default swap in respect of North American indices. |
11/16/2020 |
Certified |
11/30/2020 |
|
4 |
| EUREX |
Proposed stated policy in Eurex Clearing Circular 093-20 related to extending its trading and clearing hours for additional, selected equity and volatility index futures and fixed income futures |
11/09/2020 |
Certified |
11/24/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 094-20 related to the introduction of an optional Internal Buffer Margin Account offering, clarification of Excess Collateral and Unallocated Redelivery Claims, and other minor amendments |
11/09/2020 |
Certified |
11/24/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 095-20 related to the introduction of new options on FX futures |
11/09/2020 |
Certified |
11/24/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 096-20 related to clearing for clients domiciled in the People's Republic of China, extending the cut-off time for EUR cash collateral, and directly debiting fees with permission |
11/09/2020 |
Certified |
11/24/2020 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of November 16, 2020 |
11/23/2020 |
Notified |
11/23/2020 |
|
1 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
11/20/2020 |
Notified |
11/20/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 091-20 related to proposing a mechanism to return to a matched book in the context of the termination of a clearing member, after every standard Eurex Clearing Default Management Process tool has failed |
11/02/2020 |
Certified |
11/17/2020 |
|
3 |
| ICLREU2 |
Changes to Delivery Procedures in conecction with European Emissions phase 4. |
10/30/2020 |
Certified |
11/16/2020 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of November 9, 2020 |
11/16/2020 |
Notified |
11/16/2020 |
|
1 |
| NODALCL |
Amendments to Nodal Clear Rules to Accommodate Physical Settlement of Renewable Identification Numbers ("RINs") Contracts and Amendments to the Exchange and Clearing Transaction Fee Schedule |
10/27/2020 |
Certified |
11/10/2020 |
|
3 |
| CME |
Weekly Notification of Rule Amendments - Week of November 2, 2020 |
11/10/2020 |
Notified |
11/10/2020 |
|
1 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
11/06/2020 |
Notified |
11/06/2020 |
|
2 |
| CME |
Amendments to CBOT Rule 900. ("Categories of Clearing Members") |
10/22/2020 |
Certified |
11/05/2020 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 088-20 related to the introduction of a USD Cash Margin Contribution Requirement as basis for a USD GC Pooling license and associated temporary reduction of the cash handling fee |
10/22/2020 |
Certified |
11/05/2020 |
|
2 |
| LX |
LedgerX Operations Manual Revision |
10/20/2020 |
Certified |
11/03/2020 |
|
2 |
