Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Weekly Notification of Rule Amendments - Week of May 4, 2020 05/11/2020 Notified 05/11/2020 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 05/08/2020 Notified 05/08/2020 2
MGEX Notification of changes to margin rates 05/07/2020 Notified 05/07/2020 1
ICECC ICE Clear Credit proposes to formalize its CDS Instrument On-boarding Policies and Procedures. 04/22/2020 Certified 05/06/2020 2
ICLREU2 ICE Clear Europe is submitting amendments to certain parts of its Rules and Procedures that are intended to make a variety of improvements and changes. 04/23/2020 Certified 05/06/2020 2
LCHLTD LCH Limited Self-Certification: Clarification Change on Default Fund Additional Margin (DFAM) for the SwapClear and ForexClear Services 04/21/2020 Certified 05/05/2020 1
CME Weekly Notification of Rule Amendments - Week of April 27, 2020 05/05/2020 Notified 05/05/2020 1
LCHLTD LCH Limited Self-Certification: Complaints Procedure 04/17/2020 Certified 05/01/2020 1
LCHLTD LCH Limited Self-Certification: LCH application of its "Fallback Reference Price" to ForexClear G10 NDF Contracts. 04/17/2020 Certified 05/01/2020 1
OCC Proposed Rule Change to Modify the Sequence for Processing Options Transactions 04/17/2020 Certified 05/01/2020 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 05/01/2020 Notified 05/01/2020 2
CME Weekly Notification of Rule Amendments - Week of April 20, 2020 04/28/2020 Notified 04/28/2020 1
CME Harmonization and Clarification Amendments to CME Chapters 8F ("Over the Counter Derivative Clearing"), 8G ("Interest Rate Derivative Clearing") and 900 ("Interest Rate Products") 04/13/2020 Certified 04/27/2020 1
EUREX Weekly Notification of Rule Amendments - Week of April 20, 2020 04/25/2020 Notified 04/25/2020 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 04/24/2020 Notified 04/24/2020 2
ICE NGX Amendments to CPA and Margin Methodology Guide 04/08/2020 Certified 04/22/2020 1
CME Weekly Notification of Rule Amendments - Week of April 13, 2020 04/21/2020 Notified 04/21/2020 1
EUREX Proposed rule amendments in Eurex Clearing Circular 030-20 related to merging the fallback provision with the general rule pursuant to which Eurex Clearing determines the daily settlement prices 04/07/2020 Certified 04/21/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 031-20 related to Advanced Risk Netting Units and clarifying certain clearing licenses and certain products 04/07/2020 Certified 04/21/2020 2
ICLR US Amendments to the ICE Clear U.S. Risk Management Framework 04/07/2020 Certified 04/21/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 04/17/2020 Notified 04/17/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 028-20 related to the introduction of a fee for non-disclosed block trades in index options on the DAXr (ODAX), EURO STOXXr Banks (OESB) or SMIr (OSMI) 03/31/2020 Certified 04/14/2020 2
LCHLTD The rulebook has been amended to provide an express reference to the sub-accounts LCH will open on behalf of a clearing member and to reflect that LCH may open and close operational accounts for clearing members at its sole discretion. 04/01/2020 Certified 04/14/2020 1
LCHLTD LCH Limited Self-Certification: Client Buffer 03/25/2020 Certified 04/08/2020 1
CME Weekly Notification of Rule Amendments - Week of March 30, 2020 04/08/2020 Notified 04/08/2020 1
OCC Proposed rule change to update The Options Clearing Corporation's Operational Loss Fee in its schedule of fees pursuant to its Capital Management Policy 03/24/2020 Certified 04/07/2020 2
LX LedgerX Participant Incentive Promotion 03/20/2020 Certified 04/03/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 025-20 related to repo transaction penalty provisions, harmonizing the Price List and Clearing Conditions, and Japan-related clearing of OTC 03/19/2020 Certified 04/02/2020 2
MGEX Notification of margin changes made in previous week. 04/02/2020 Notified 04/02/2020 1
CME Weekly Notification of Rule Amendments - Week of March 23, 2020 04/01/2020 Notified 04/01/2020 1
LCHLTD LCH Limited Self-Certification: SwapClear Inflation Swaps Fee Tariff 03/18/2020 Certified 03/31/2020 1
LX Emergency filing - BitGo Please note - Implementation date is hard coded. This is an emergency filing that will go into effect today, March 16, 2020. 03/16/2020 Certified 03/30/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 03/27/2020 Notified 03/27/2020 2
ICLR US Rule Amendment. 03/11/2020 Certified 03/25/2020 2
CME Weekly Notification of Rule Amendments - Week of March 16, 2020 03/25/2020 Notified 03/25/2020 1
ICLREU2 Change to the Finance Procedures in relation to the USD Cash Instruction Deadline Amendments. 03/20/2020 Notified 03/20/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 03/20/2020 Notified 03/20/2020 2
LCHLTD LCH Limited Self-Certification: Clarifications to fees on Collateral and net capital requirements for Listed Rates FCM Members 03/06/2020 Certified 03/20/2020 1
LCHLTD LCH Limited Self-Certification: Standard Coupon Inflation Swaps 03/06/2020 Certified 03/20/2020 1
LCHLTD LCH Limited Self-Certification: Non-Standard Fixing Offsets 03/06/2020 Certified 03/20/2020 1
LCHLTD LCH Limited Self-Certification: HKD / SGD OIS Clearing and Discounting 03/06/2020 Certified 03/20/2020 3
ICE NGX Addition of four physically-settled natural gas futures transactions (the "New Futures Contracts") 03/05/2020 Certified 03/19/2020 1
LX Submission of revised fee schedule. 03/04/2020 Certified 03/18/2020 2
LX Submission of Revised BCDR Plan and Operations Manual 03/04/2020 Certified 03/18/2020 3
CME Weekly Notification of Rule Amendments - Week of March 9, 2020 03/18/2020 Notified 03/18/2020 1
EUREX Proposed rule amendments in Eurex Clearing Circular 024-20 related to the introduction of new Liquidity Provider schemes for European exercise style equity options with Euro currency and European exercise style equity options with Swiss currency 03/02/2020 Certified 03/16/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 022-20 related to Eurex EnLight fees for Eurex Dividend Derivatives and fees with respect to EURO STOXX 50? Realized Dispersion Index Futures 02/27/2020 Certified 03/12/2020 2
CME Weekly Notification of Rule Amendments - Week of March 2, 2020 03/11/2020 Notified 03/11/2020 1
CCD Weekly notification of rule amendments for the week of March 9, 2020 03/11/2020 Notified 03/11/2020 1
LCHSA LCH SA is submitting for self-certification the proposed amendments to its Liquidity Risk Modelling Framework. 02/25/2020 Certified 03/10/2020 2