| CME |
Amendments to CME, CBOT, NYMEX/COMEX Definitions, Various Rules in CME, CBOT, NYMEX/COMEX Chapters 4, 8, and CME Chapters 8F, 8G, 12, and 13 |
12/16/2019 |
Certified |
12/31/2019 |
|
1 |
| CME |
Amendments to CME, CBOT, NYMEX/COMEX Definitions and Various Rules in Chapters 3, 4, 5, and 8 and Issuance of Six Revised Market Regulation Advisory Notices |
12/16/2019 |
Certified |
12/31/2019 |
|
1 |
| LCHSA |
LCH SA is submiting for self-certification the amendments to the CDSClear fee grid to be effective from Januray 1st, 2020 |
12/13/2019 |
Certified |
12/30/2019 |
|
2 |
| ICECC |
ICE Clear Credit proposes updates to the ICC Treasury Operations Policies and Procedures. |
12/12/2019 |
Certified |
12/27/2019 |
|
2 |
| CME |
Extension of the OTC FX Options Fee Waiver Program |
12/11/2019 |
Certified |
12/26/2019 |
|
1 |
| ICECC |
ICE Clear Credit proposes updates to the ICC Initial Default Auction Procedures and the ICC Secondary Auction Procedures |
12/11/2019 |
Certified |
12/26/2019 |
|
3 |
| CME |
Weekly Notification of Rule Amendments - Week of December 16, 2019 |
12/26/2019 |
Notified |
12/26/2019 |
|
1 |
| SGX-DC |
Weekly notification of rule amendments for the week of 16 December 2019. |
12/26/2019 |
Notified |
12/26/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 118-19 related to the contribution factor for the default fund and updating the website relating to the PRISMA margining methodology |
12/10/2019 |
Certified |
12/24/2019 |
|
2 |
| CME |
Extension the CME OTC FX Fee Waiver Program |
12/09/2019 |
Certified |
12/23/2019 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: minor amendments to the ForexClear fee schedule |
12/06/2019 |
Certified |
12/20/2019 |
|
1 |
| OCC |
Proposed rule change concerning an Agreement for Clearing and Settlement Services between The Options ClearingCorporation and Small Exchange, Inc. |
12/06/2019 |
Certified |
12/20/2019 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 115-19 related to the introduction of futures contracts on the STOXX USA ESG-X index and futures contracts on MSCI ESG Screened indexes |
12/05/2019 |
Certified |
12/19/2019 |
|
2 |
| LCHLTD |
LCH Limited Self-Certification: FCM - Treatment of Accounts under Common Beneficial Ownership |
12/04/2019 |
Certified |
12/18/2019 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of December 9, 2019 |
12/18/2019 |
Notified |
12/18/2019 |
|
1 |
| SGX-DC |
Weekly notification of rule amendments for the week of 9 December 2019. |
12/17/2019 |
Notified |
12/17/2019 |
|
2 |
| LCHSA |
LCH SA is proposing to amend its Reference Guide: CDSClear Margin Framework in order to allow Index BasisPackages margining as single instrument |
12/03/2019 |
Certified |
12/17/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 114-19 relating to implementing the first elements of the Eurex Pricing Roadmap 2020 |
12/03/2019 |
Certified |
12/17/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 112-19 related to amending the Price List for flex futures, pricing harmonization for OTC IRD Disclosed Clients, and OTC FX and OTC XCCY clarifications |
12/02/2019 |
Certified |
12/16/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 113-19 relating to further changes to those previously announced and submitted in Eurex Clearing Circular 095-19 |
12/02/2019 |
Certified |
12/16/2019 |
|
2 |
| LCHLTD |
Weekly Notification of Rule Amendment for the week of 20 December 2019. |
12/13/2019 |
Notified |
12/13/2019 |
|
1 |
| MGEX |
Notification of margin changes made in the prior week. |
12/12/2019 |
Notified |
12/12/2019 |
|
1 |
| SGX-DC |
The Amendment is to remove the Eurodollar Futures from the list of contracts under Appendix 2 of SGX-DC Clearing Rules, associated with the removal of contracts from the Mutual Offset System link with Chicago Mercantile Exchange. |
11/29/2019 |
Certified |
12/12/2019 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of December 2, 2019 |
12/11/2019 |
Notified |
12/11/2019 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: SwapClear Transfers |
11/26/2019 |
Certified |
12/11/2019 |
|
1 |
| SGX-DC |
Weekly notification of rule amendments for the week of 2 December 2019. |
12/10/2019 |
Notified |
12/10/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 110-19 related to the introduction of futures on the EURO STOXX 50r Realized Dispersion Index |
11/22/2019 |
Certified |
12/09/2019 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
12/06/2019 |
Notified |
12/06/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 108-19 related to refreshing the OTC Interest Rate Derivatives Pricing Packages for 2020 and renewing the CCP Switch Incentive Program |
11/21/2019 |
Certified |
12/06/2019 |
|
2 |
| ICLREU2 |
ICE Clear Europe is amending its Rules and General Contract Terms in order to provide clearing services for F&O contracts to ICE Futures Abu Dhabi. |
11/20/2019 |
Certified |
12/05/2019 |
|
3 |
| CME |
Amendments to CME Rule 8A71. ("Contract Eligibility") to Eliminate Three-Month Eurodollar Futures from the Mutual Offset System |
11/20/2019 |
Certified |
12/05/2019 |
|
1 |
| OCC |
Proposed rule change concerning enhancements to The Options Clearing Corporation's Rules, Clearing Fund Methodology Policy, andClearing Fund and Stress Testing Methodology. |
11/19/2019 |
Certified |
12/04/2019 |
|
2 |
| OCC |
Proposed rule change concerning enhancements to The Options Clearing Corporation's Rules, Margin Policy,Margin Methodology, Clearing Fund Methodology Policy, and Clearing Fund and Stress Testing Methodology toaddress Specific Wrong-Way Risk. |
11/19/2019 |
Certified |
12/04/2019 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of November 25, 2019 |
12/04/2019 |
Notified |
12/04/2019 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 107-19 related to changing the service fee for Eligible Margin Assets in the form of cash delivered in Swiss Francs |
11/18/2019 |
Certified |
12/03/2019 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 25 November 2019. |
12/02/2019 |
Notified |
12/02/2019 |
|
2 |
| ICLR US |
ICUS is proposing to amend existing ICUS Rules 302 and 807 in order to refine and clarify how the proceeds from any Clearing Member default insurance policy it may elect to carry would be used. |
11/14/2019 |
Certified |
11/29/2019 |
|
1 |
| ICLREU2 |
ICE Clear Europe is amending its Delivery Procedures to add delivery terms relating to the ICE Futures Europe Permian West Texas Light Crude Oil Futures Contracts and the ICE Endex Austrian VTP Natural Gas Daily Futures Contracts. |
11/15/2019 |
Certified |
11/29/2019 |
|
2 |
| CCD |
Self-Certification Pursuant to CFTC Regulation 40.6 - Permit FCM Clearing Members to Clear on Behalf of Customers |
11/13/2019 |
Certified |
11/27/2019 |
|
2 |
| MGEX |
Margin rates for SPIKES futures |
11/27/2019 |
Notified |
11/27/2019 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of November 18, 2019 |
11/26/2019 |
Notified |
11/26/2019 |
|
1 |
| NODALCL |
CFTC Regulation 40.6(a): Certification: Amendments to the Exchange and Clearing Transaction Fee Schedule for Environmental Futures |
11/11/2019 |
Certified |
11/25/2019 |
|
2 |
| ICE NGX |
Amendments to: (I) definition of "Approved Financial Institution", (ii) ICE NGX's enhanced program for review of Contracting Parties' risk management policies (iii) definition of "Credit Support Provider". |
11/06/2019 |
Certified |
11/21/2019 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 103-19 related to clarifying the Default Management Auction Rules |
11/06/2019 |
Certified |
11/21/2019 |
|
2 |
| LCHLTD |
Weekly Notification of Rule Amendment for the week of 2 December 2019. From this date the London Deposit Rate charged to FCM members will change. |
11/21/2019 |
Notified |
11/21/2019 |
|
1 |
| SGX-DC |
Weekly notification of rule amendments for the week of 11 November 2019. |
11/20/2019 |
Notified |
11/20/2019 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of November 11, 2019 |
11/20/2019 |
Notified |
11/20/2019 |
|
1 |
| ICLREU2 |
ICE Clear Europe is amending its Rules and General Contract Terms in order to provide clearing services for F&O contracts to ICE Futures Abu Dhabi ("IFAD"), an affiliated newly established futures exchange. |
11/15/2019 |
Withdrawn |
11/19/2019 |
|
3 |
| MGEX |
Submitting Risk Management Manual following revisions. |
11/04/2019 |
Certified |
11/19/2019 |
|
2 |
| ICLR US |
Amendments to ICUS's Default Management Procedures to make certain enhancements related to required communications, as well as porting of customer positions, and, in addition, clarifying amendments related to ICUS's default resource waterfall. |
11/01/2019 |
Certified |
11/18/2019 |
|
2 |
