SGX-DC |
Self-certification of amendments to SGX-DC Clearing Rules - revision of clearing fee |
07/12/2019 |
Certified |
07/25/2019 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of July 15, 2019 |
07/24/2019 |
Notified |
07/24/2019 |
|
1 |
LX |
Updated LedgerX Compliance Manual |
07/10/2019 |
Certified |
07/24/2019 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 069-19 related to accepting U.S. dollar ("USD") as currency for initial margin payments under its LSOC model |
07/09/2019 |
Certified |
07/23/2019 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 070-19 related to allowing non-U.S. Clearing Members to clear OTC IRD for U.S. Person Direct Clients that are affiliates and increasing the maximum number of Clearing Members for listed transactions |
07/09/2019 |
Certified |
07/23/2019 |
|
2 |
ICLREU2 |
ICE Clear Europe is amending its Delivery Procedures to add a new Section 11 and a new Part FF to address delivery relating to the ICE NYH ULSD Futures Contracts and the NYH ULSHO Futures Contracts |
07/10/2019 |
Certified |
07/23/2019 |
|
2 |
LCHLTD |
Weekly notification for non-substantive rule changes in the General Regulations that went live on 22 July 2019. |
07/22/2019 |
Notified |
07/22/2019 |
|
1 |
ICE NGX |
Amendments to Schedule "C" and Schedule "D" of Contracting Party Agreement |
07/08/2019 |
Certified |
07/22/2019 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: Rates Service Default Fund Cap Increase |
07/05/2019 |
Certified |
07/19/2019 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: SwapClear new basis swaps and tenor extension |
07/05/2019 |
Certified |
07/19/2019 |
|
1 |
SGX-DC |
Self-certification of Amendments to SGX-DC Clearing Rules |
07/08/2019 |
Certified |
07/19/2019 |
|
1 |
CME |
Adoption of a New Framework for Initial Margin Calculations |
05/28/2019 |
Certified |
07/19/2019 |
|
3 |
CME |
Weekly Notification of Rule Amendments - Week of July 8, 2019 |
07/18/2019 |
Notified |
07/18/2019 |
|
1 |
LCHSA |
See attached document. |
07/02/2019 |
Certified |
07/17/2019 |
|
1 |
SGX-DC |
Weekly notification of rule amendments for the week of 8 July 2019. |
07/16/2019 |
Notified |
07/16/2019 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 064-19 related to the introduction of 43 additional single stock dividend futures listed on Eurex Deutschland (not available to U.S. participants) |
07/01/2019 |
Certified |
07/16/2019 |
|
2 |
CME |
Amendments to CME, CBOT, and NYMEX/COMEX Rule 981. ("Anti-Money Laundering and Economic Sanctions Compliance") |
07/01/2019 |
Certified |
07/16/2019 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 063-19 related to the introduction of 50 stock tracking futures on the components of the EURO STOXX 50r Index on Eurex Deutschland (Exchange) |
06/28/2019 |
Certified |
07/15/2019 |
|
2 |
MGEX |
Clarify duties and processes, including for offsets. |
06/27/2019 |
Certified |
07/12/2019 |
|
1 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
07/12/2019 |
Notified |
07/12/2019 |
|
2 |
MGEX |
The overall purpose of the amendments is to enhance MGEX's compliance with CFTC regulations and the tools available to the Clearing House following a Clearing Member default. In addition, certain housekeeping and reorganization changes were made. |
06/26/2019 |
Certified |
07/11/2019 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of July 1, 2019 |
07/11/2019 |
Notified |
07/11/2019 |
|
1 |
CME |
Delisting of Certain Previously-Listed Contract Months and Subsequent Delisting of Three (3) Fertilizer Swap (Cleared Only) Contracts |
06/24/2019 |
Certified |
07/09/2019 |
|
1 |
CME |
Amendments to the Disclaimer Rules of Five (5) Fertilizer Contracts |
06/24/2019 |
Certified |
07/09/2019 |
|
1 |
LX |
Rulebook Amendments for the LedgerX DCM |
06/24/2019 |
Certified |
07/09/2019 |
|
2 |
LCHSA |
LCH SA is submitting for self-certification the amendments to the CDSClear fee grid in order to extend to CDSClear clients the current fee applicable by other LCH SA business lines. |
06/20/2019 |
Certified |
07/05/2019 |
|
1 |
CME |
Implementation of the USD IRS House Liquidity Program |
06/20/2019 |
Certified |
07/05/2019 |
|
1 |
LCHLTD |
LCH Limited is submitting for self-certification changes to its rules to enable the offering of the ForexClear Settlement Reduction Service to FX Options Clearing Members. |
06/21/2019 |
Certified |
07/05/2019 |
|
1 |
SGX-DC |
Weekly notification of rule amendments for the week of 24 June 2019. |
07/05/2019 |
Notified |
07/05/2019 |
|
2 |
LX |
LedgerX Revised Enterprise Risk Management Plan |
06/18/2019 |
Certified |
07/02/2019 |
|
2 |
ICECC |
ICE Clear Credit LLC ("ICC") proposes changes to the ICC Rules, ICC End-of-Day Price Discovery Policies and Procedures, and ICC Risk Management Framework. |
07/01/2019 |
Withdrawn |
07/02/2019 |
|
3 |
CME |
Weekly Notification of Rule Amendments - Week of June 24, 2019 |
07/02/2019 |
Notified |
07/02/2019 |
|
1 |
LCHLTD |
Weekly Notification of Rule Amendment for Week of 21 June 2019 |
07/01/2019 |
Notified |
07/01/2019 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: SwapClear Initial Margin parameter update |
06/14/2019 |
Certified |
06/28/2019 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: Amendments to the Rates and ForexClear Default Management Groups |
06/14/2019 |
Certified |
06/28/2019 |
|
1 |
CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") |
06/12/2019 |
Certified |
06/26/2019 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of June 17, 2019 |
06/26/2019 |
Notified |
06/26/2019 |
|
1 |
SGX-DC |
Weekly notification of rule amendments for the week of 17 June 2019. |
06/24/2019 |
Notified |
06/24/2019 |
|
2 |
ICLREU2 |
ICE Clear Europe proposes to modify and update certain provisions of its Policy to provide further clarification for the CDS Clearing Membership requirements and to update certain ICE Clear Europe internal governance requirements applicable to all Clearin |
06/10/2019 |
Certified |
06/24/2019 |
|
2 |
ICLREU2 |
ICE Clear Europe intends to publish the Circular to provide guidance as to the interpretation of references to European Union ("EU") directives and regulations in the ICE Clear Europe Clearing Rules and Procedures in the event of Brexit. |
06/10/2019 |
Certified |
06/24/2019 |
|
2 |
EUREX |
Weekly Notification of Rule Amendments - Week of June 17, 2019 |
06/21/2019 |
Notified |
06/21/2019 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of June 10, 2019 |
06/20/2019 |
Notified |
06/20/2019 |
|
1 |
LCHLTD |
Changes to the rulebook to remove Hong Kong payments section and other administrative changes. |
06/06/2019 |
Certified |
06/20/2019 |
|
1 |
SGX-DC |
Self-certification for amendments to SGX-DC Clearing Rules, to remove the criterion of price band checks for off-market trades (OTC, NLT, EFP and EFS trades) to be registered for clearing with SGX-DC. |
06/05/2019 |
Certified |
06/19/2019 |
|
1 |
SGX-DC |
Weekly notification of rule amendments for the week of 10 June 2019. |
06/18/2019 |
Notified |
06/18/2019 |
|
2 |
ICECC |
ICE Clear Credit LLC ("ICC") proposes changes to the ICC Stress Testing Framework. |
06/03/2019 |
Certified |
06/17/2019 |
|
2 |
ICE NGX |
Update to May 24, 2019 filing, which was missing information on how we are meeting Core Principles. Please replace this filing with the May 24th filing. |
05/30/2019 |
Certified |
06/13/2019 |
|
1 |
ICLREU2 |
ICE Clear Europe is formalizing its ORM Policy which sets out the processes for managing operational risks, the responsibilities for executing those processes, the frequency of review of the policy and the governance and reporting lines for the policy. |
05/31/2019 |
Certified |
06/13/2019 |
|
2 |
LX |
Revised Enterprise Risk Management Plan |
05/31/2019 |
Withdrawn |
06/13/2019 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of June 3, 2019 |
06/12/2019 |
Notified |
06/12/2019 |
|
1 |