| SGX-DC |
Weekly notification of rule amendments for the week of 2 December 2019. |
12/10/2019 |
Notified |
12/10/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 110-19 related to the introduction of futures on the EURO STOXX 50r Realized Dispersion Index |
11/22/2019 |
Certified |
12/09/2019 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
12/06/2019 |
Notified |
12/06/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 108-19 related to refreshing the OTC Interest Rate Derivatives Pricing Packages for 2020 and renewing the CCP Switch Incentive Program |
11/21/2019 |
Certified |
12/06/2019 |
|
2 |
| ICLREU2 |
ICE Clear Europe is amending its Rules and General Contract Terms in order to provide clearing services for F&O contracts to ICE Futures Abu Dhabi. |
11/20/2019 |
Certified |
12/05/2019 |
|
3 |
| CME |
Amendments to CME Rule 8A71. ("Contract Eligibility") to Eliminate Three-Month Eurodollar Futures from the Mutual Offset System |
11/20/2019 |
Certified |
12/05/2019 |
|
1 |
| OCC |
Proposed rule change concerning enhancements to The Options Clearing Corporation's Rules, Clearing Fund Methodology Policy, andClearing Fund and Stress Testing Methodology. |
11/19/2019 |
Certified |
12/04/2019 |
|
2 |
| OCC |
Proposed rule change concerning enhancements to The Options Clearing Corporation's Rules, Margin Policy,Margin Methodology, Clearing Fund Methodology Policy, and Clearing Fund and Stress Testing Methodology toaddress Specific Wrong-Way Risk. |
11/19/2019 |
Certified |
12/04/2019 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of November 25, 2019 |
12/04/2019 |
Notified |
12/04/2019 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 107-19 related to changing the service fee for Eligible Margin Assets in the form of cash delivered in Swiss Francs |
11/18/2019 |
Certified |
12/03/2019 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 25 November 2019. |
12/02/2019 |
Notified |
12/02/2019 |
|
2 |
| ICLR US |
ICUS is proposing to amend existing ICUS Rules 302 and 807 in order to refine and clarify how the proceeds from any Clearing Member default insurance policy it may elect to carry would be used. |
11/14/2019 |
Certified |
11/29/2019 |
|
1 |
| ICLREU2 |
ICE Clear Europe is amending its Delivery Procedures to add delivery terms relating to the ICE Futures Europe Permian West Texas Light Crude Oil Futures Contracts and the ICE Endex Austrian VTP Natural Gas Daily Futures Contracts. |
11/15/2019 |
Certified |
11/29/2019 |
|
2 |
| CCD |
Self-Certification Pursuant to CFTC Regulation 40.6 - Permit FCM Clearing Members to Clear on Behalf of Customers |
11/13/2019 |
Certified |
11/27/2019 |
|
2 |
| MIAX |
Margin rates for SPIKES futures |
11/27/2019 |
Notified |
11/27/2019 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of November 18, 2019 |
11/26/2019 |
Notified |
11/26/2019 |
|
1 |
| NODALCL |
CFTC Regulation 40.6(a): Certification: Amendments to the Exchange and Clearing Transaction Fee Schedule for Environmental Futures |
11/11/2019 |
Certified |
11/25/2019 |
|
2 |
| ICE NGX |
Amendments to: (I) definition of "Approved Financial Institution", (ii) ICE NGX's enhanced program for review of Contracting Parties' risk management policies (iii) definition of "Credit Support Provider". |
11/06/2019 |
Certified |
11/21/2019 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 103-19 related to clarifying the Default Management Auction Rules |
11/06/2019 |
Certified |
11/21/2019 |
|
2 |
| LCHLTD |
Weekly Notification of Rule Amendment for the week of 2 December 2019. From this date the London Deposit Rate charged to FCM members will change. |
11/21/2019 |
Notified |
11/21/2019 |
|
1 |
| SGX-DC |
Weekly notification of rule amendments for the week of 11 November 2019. |
11/20/2019 |
Notified |
11/20/2019 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of November 11, 2019 |
11/20/2019 |
Notified |
11/20/2019 |
|
1 |
| ICLREU2 |
ICE Clear Europe is amending its Rules and General Contract Terms in order to provide clearing services for F&O contracts to ICE Futures Abu Dhabi ("IFAD"), an affiliated newly established futures exchange. |
11/15/2019 |
Withdrawn |
11/19/2019 |
|
3 |
| MIAX |
Submitting Risk Management Manual following revisions. |
11/04/2019 |
Certified |
11/19/2019 |
|
2 |
| ICLR US |
Amendments to ICUS's Default Management Procedures to make certain enhancements related to required communications, as well as porting of customer positions, and, in addition, clarifying amendments related to ICUS's default resource waterfall. |
11/01/2019 |
Certified |
11/18/2019 |
|
2 |
| MIAX |
Rule amendments to incorporate certain ESMA standards. |
11/01/2019 |
Certified |
11/18/2019 |
|
1 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
11/15/2019 |
Notified |
11/15/2019 |
|
2 |
| LCHLTD |
LCH Limited Self-Certification: Amendments to LCH Limited's Compression Rules |
10/31/2019 |
Certified |
11/15/2019 |
|
1 |
| MIAX |
Amendment to certain reporting deadlines. |
10/31/2019 |
Certified |
11/15/2019 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: SwapClear NZD Clearing, AUD and ZAR tenor extensions |
10/30/2019 |
Certified |
11/14/2019 |
|
1 |
| SGX-DC |
Weekly notification of rule amendments for the week of 4 November 2019. |
11/12/2019 |
Notified |
11/12/2019 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of November 4, 2019 |
11/12/2019 |
Notified |
11/12/2019 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 097-19 related to discontinuation of the product offerings with the reference interest rate of the 12M GBP LIBOR, changes to the VM formula, the change from EONIA to ?STR, and trigger events |
10/28/2019 |
Certified |
11/12/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 095-19 related to ending the offering of the ICM and value-based allocation under the ECM, increasing setup flexibility for Basic DCs and Undisclosed DCs, and introducing dealer-to-client currency prods |
10/29/2019 |
Certified |
11/12/2019 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
11/08/2019 |
Notified |
11/08/2019 |
|
2 |
| ICLR US |
Amendments to ICUS's Risk Management Framework |
10/25/2019 |
Certified |
11/08/2019 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of October 28, 2019 |
11/06/2019 |
Notified |
11/06/2019 |
|
1 |
| OCC |
Proposed rule change to establish the OCC Regulatory Committee and adopt the OCC Regulatory Committee Charter |
10/23/2019 |
Certified |
11/06/2019 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: Rule Change related to PPS bank accounts maintained by Clearing Members |
10/23/2019 |
Certified |
11/06/2019 |
|
1 |
| SGX-DC |
Weekly notification of rule amendments for the week of 28 October 2019. |
11/05/2019 |
Notified |
11/05/2019 |
|
2 |
| CME |
Amendments to CME Chapter 8G ("Interest Rate Derivative Clearing") and Chapter iii. ("CME Definitions") Regarding End of Waterfall Rules for Interest Rate Swaps |
09/06/2019 |
Certified |
11/04/2019 |
|
2 |
| ICLREU2 |
ICE Clear Europe is proposing to amend its F&O Risk Procedures. |
10/22/2019 |
Certified |
11/04/2019 |
|
2 |
| ICLR US |
Weekly Notification of Rule Amendments |
11/01/2019 |
Notified |
11/01/2019 |
|
1 |
| ICLREU2 |
ICE Clear Europe is amending its Rules and Procedures to make various drafting updates, clarifications and corrections. |
10/17/2019 |
Certified |
10/31/2019 |
|
4 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 093-19 related to amending the Price List related to Eurex EnLight, single stock futures, and a product group code merger |
10/17/2019 |
Certified |
10/31/2019 |
|
2 |
| LCHSA |
LCH SA is submitting for self-certification the amendments to its Liquidity Risk Modelling Framework to extend the scope of instruments eligible to margin collateral to EUR bonds issued by Supranational and Agency entities and the relevant fee changes. |
10/18/2019 |
Certified |
10/31/2019 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of October 21, 2019 |
10/31/2019 |
Notified |
10/31/2019 |
|
1 |
| OCC |
Proposed rule change concerning a proposed Capital Management Policy that would support The Options Clearing Corporation's function as a Systemically Important Financial Market Utility |
10/15/2019 |
Certified |
10/29/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 091-19 related to the determination of interest rates with respect to Eligible Margin Assets in the form of cash |
10/11/2019 |
Certified |
10/28/2019 |
|
2 |
| LCHSA |
LCH SA is submitting for self-certification the proposed amendments to the CDSClear Risk Methodology and CDS Clearing Rules to allow clearing of the new Markit iTraxx Subordinated Financials Index CDS and the related single name CDS constituents |
10/11/2019 |
Certified |
10/28/2019 |
|
2 |
