Clearing Organization Rules

Search Clearing Organization Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
EUREX Proposed rule amendments in Eurex Clearing Circular 136-17 related to close-out netting in Chapter IX (Clearing of Securities Lending Transactions) of the Clearing Conditions 12/19/2017 Certified 01/04/2018 2
SGX-DC Weekly notification of rule amendments for the week of 25 December 2017. 01/04/2018 Notified 01/04/2018 2
CME Amendments to CME Chapter 901 ("Interest Rate Swaps Contract Terms") for the BRL Interst Rate Swaps Contract 12/18/2017 Certified 01/03/2018 1
CME Weekly Notification of Rule Amendments - Week of December 25, 2017 01/03/2018 Notified 01/03/2018 1
EUREX Amendments to the Eurex Clearing DCO Compliance Manual and 3 other DCO-related policies and procedures 12/15/2017 Certified 01/02/2018 2
LCHSA LCH SA is submitting for self-certification the amendments to the CDS Clearing Rule Book, Procedures and a Clearing Notice to make conforming and clarifying changes necessary to implement relevant provisions of the European Markets in Financial Instrument 12/15/2017 Certified 01/02/2018 2
LCHSA LCH SA is submitting for self-certification the new CDSClear fee grid proposed for all account structures, including those introduced to reflect the indirect clearing requirements under EMIR and MiFIR for authorized CCPs. 12/15/2017 Certified 01/02/2018 1
ICLREU2 To modify certain provisions of the Clearing Procedures applicable to the exercise of option contracts in order to align with recent changes to ICE Futures Europe rules for certain energy option contracts. 12/15/2017 Certified 01/02/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 133-17 related to the termination of the business operations of Eurex Bonds GmbH 12/15/2017 Certified 01/02/2018 2
LCHLTD LCH is self certifying changes to its rules to clarify the circumstances in which Clearing Members, their Customers and service providers may be permitted, or prohibited, to use LCH's data, as defined in the rules. 12/14/2017 Certified 12/29/2017 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 12/14/2017 Certified 12/29/2017 1
CME Implementation of the U.S. Dollar Swaptions Incentive Program 12/14/2017 Certified 12/29/2017 1
LCHLTD LCH LTD fees for indirect clearing accounts and trade venue access, for the ForexClear, SwapClear and Listed Interested Rates services. 12/13/2017 Certified 12/28/2017 1
OCC Proposed rule change related to The Options Clearing Corporation's margin methodology. 12/13/2017 Certified 12/28/2017 2
SGX-DC Self-certification of Amendment to SGX-DC Clearing Rules in relation to membership fees for SGX-DC Clearing Members and Registered & Approved Traders for implementation on 2 January 2018. 12/14/2017 Certified 12/28/2017 1
LCHLTD LCH Ltd is self certifying changes to its rules allowing a Clearing Member (who is not a Futures Commission Merchant) to request that LCH automatically replays any Collateral that has been posted in excess of the margin requirement by that Clearing Member 12/14/2017 Certified 12/28/2017 1
LCHLTD LCH Ltd is self certifying minor changes to its rule regarding the payment of USD denominated variation settlement by Futures Commissions Merchants of its SwapClear service. 12/14/2017 Certified 12/28/2017 1
MIAX Notification of changes made to outright and spread margin rates, as well as VSR change. 12/28/2017 Notified 12/28/2017 1
CME Decommission of the Manual of Operations for CME Cleared Interest Rate Swaps 12/12/2017 Certified 12/27/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 129-17 related to delisting of options on the VSTOXX Index 12/12/2017 Certified 12/27/2017 2
CME Weekly Notification of Rule Amendments - Week of December 18, 2017 12/27/2017 Notified 12/27/2017 1
ICLREU2 To amend ICEU's Clearing Rules, Clearing Procedures and CDS Procedures to implement certain requirements under MiFID II and MiFIR, and relating implementing regulations and technical standards relating to indirect clearing. 12/11/2017 Certified 12/26/2017 2
ICLREU2 ICEU is adopting a new Procyclicality Framework, in order to establish an overall framework for the risk appetite, model design, monitoring and assessment and management of procyclicality in the risk models used by ICEU to manage default risk. 12/11/2017 Certified 12/26/2017 2
CME Revisions to CME/CBOT/NYMEX/COMEX Rule 816; CME Rule 8G07 12/11/2017 Certified 12/26/2017 1
LCHLTD Capitalab, a division of BGC Brokers LP, has been added as an eligible provider of third party compression services to the participants of LCH Ltd's ("LCH") SwapClear service. 12/26/2017 Notified 12/26/2017 1
SGX-DC Weekly notification of rule amendments for the week of 18 December 2017. 12/25/2017 Notified 12/25/2017 2
EUREX Weekly Notification of Rule Amendments - Week of December 18, 2017 12/22/2017 Notified 12/22/2017 1
LCHLTD LCH LTD changes to its London Deposit Rate (LDR) applied to cash balances (excluding default fund) held on SwapClear and ForexCler services clearing member accounts. 12/22/2017 Notified 12/22/2017 1
CME Weekly Notification of Rule Amendments - Week of December 11, 2017 12/21/2017 Notified 12/21/2017 1
LX Changes to LedgerX's Operations Manual relating to cybersecurity, records retention, and bitcoin handling. 12/06/2017 Certified 12/20/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 126-17 related to clarifying amendments to the Price List for OTC IRS and including the maintenance fee charge in the rebate scheme for clearing members' own accounts for OTC IRS 12/06/2017 Certified 12/20/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 124-17 related to clarifying the Default Management Auction Rules with respect to the appointment of a bidding agent to perform the bidding obligation in the Default Management Process 12/05/2017 Certified 12/19/2017 2
ICECC ICC proposes to update its Stress Testing Framework and Liquidity Risk Management Framework. 12/04/2017 Certified 12/18/2017 2
CME Amendments to CME/CBOT/NYMEX/COMEX Rule 853. ("Transfers of Trades and Customer Accounts"). 12/04/2017 Certified 12/18/2017 1
CME Extension of the CME OTC FX Fee Waiver Program 12/04/2017 Certified 12/18/2017 1
SGX-DC Weekly notification of rule amendments for the week of 11 December 2017. 12/17/2017 Notified 12/17/2017 2
CME Implementation of New Rule 570 ("Restriction on Sale of Exchange Products in the EU to EU Retail Investors Under PRIIPs" and Amendments to Rule 960 ("Omnibus and Carrying Broker Accounts"). 12/01/2017 Certified 12/15/2017 1
CME Weekly Notification of Rule Amendments - Week of December 4, 2017 12/14/2017 Notified 12/14/2017 1
OCC Proposed rule change concerning The Options Clearing Corporation's Collateral Risk Management Policy. 11/29/2017 Certified 12/13/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 120-17 related to introduction of Settled-to-Market model for OTC IRS transactions 11/28/2017 Certified 12/12/2017 2
LCHLTD LCH ForexClear service amends its clearing fees. 11/29/2017 Certified 12/12/2017 1
EUREX Weekly Notification of Rule Amendments - Week of December 4, 2017 12/08/2017 Notified 12/08/2017 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 12/08/2017 Notified 12/08/2017 2
SGX-DC Weekly notification of rule amendments for the week of 27 November 2017. 12/07/2017 Notified 12/07/2017 2
CME Weekly Notification of Rule Amendments - Week of November 27, 2017 12/06/2017 Notified 12/06/2017 1
LCHLTD LCH LTD Rulebook changes in respect of MiFID II 11/20/2017 Certified 12/04/2017 1
MIAX Amendment of MGEX Rules and Resolution to change reporting deadlines 11/16/2017 Certified 12/01/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 116-17 related to editorial changes, a net collateral exposure calculation for sec lending, changes to the settlement bank fee, a maximum bid price for ISE transactions, and sec lending clarifications 11/15/2017 Certified 11/30/2017 2
LCHLTD LCH LTD adds Australian Dollar cash to the list of eligible collateral that will be accepted as initial margin collateral. 11/14/2017 Certified 11/29/2017 1
LX Revised operations manual 11/14/2017 Certified 11/29/2017 3