Clearing Organization Rules

Search Clearing Organization Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
EUREX Proposed rule amendments in Eurex Clearing Circular 005-18 related to listing futures on MSCI Japan (NTR, JPY) and MSCI EM Asia ex Korea (NTR, USD) and waiving fees for three other MSCI futures 01/17/2018 Certified 01/31/2018 2
CME Implementation of the Latin America ("LatAm") Interest Rate Swap ("IRS") House Incentive Program 01/17/2018 Certified 01/31/2018 2
CME Weekly Notification of Rule Amendments - Week of January 22, 2018 01/31/2018 Notified 01/31/2018 1
LCHLTD LCH Ltd self certifies changes to its rules clarifying its right to determine alternative reference rates, in the event those used in respect to SwapClear and ForexClear contracts are no longer available, or suitable. 01/16/2018 Certified 01/30/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 003-18 related to the introduction service fees for ancillary services commissioned by clearing members 01/16/2018 Certified 01/30/2018 2
SGX-DC Weekly notification of rule amendments for the week of 22 January 2018. 01/28/2018 Notified 01/28/2018 2
OCC Proposed rule change by The Options Clearing Corporation concerning its Margin Policy. 01/11/2018 Certified 01/26/2018 2
OCC Proposed rule change to modify OCC's rules regarding the exercise procedures for certain options on futures. 01/11/2018 Certified 01/26/2018 1
LCHLTD LCH Limited's change to its London Deposit Rate (LDR) applicable to cash balances (excluding default fund) held on SwapClcear and ForexClear services clearing member accounts. 01/25/2018 Notified 01/25/2018 1
CME Weekly Notification of Rule Amendments - Week of January 15, 2018 01/25/2018 Notified 01/25/2018 1
OCC Proposed rule change concerning The Options Clearing Corporation's Fee Policy. 01/09/2018 Certified 01/24/2018 2
ICLR US ICUS is amending its Risk Management Framework to provide for enhancements related to concentration charges for agricultural products. 01/09/2018 Certified 01/24/2018 2
SGX-DC Weekly notification of rule amendments for the week of 15 January 2018. 01/23/2018 Notified 01/23/2018 2
CME Weekly Notification of Rule Amendments - Week of January 8, 2018 01/19/2018 Notified 01/19/2018 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the changes related to the proposed acceptation of clients' self-referencing transactions on their clearing broker. 01/02/2018 Certified 01/16/2018 4
SGX-DC Weekly notification of rule amendments for the week of 8 January 2018. 01/15/2018 Notified 01/15/2018 2
EUREX Weekly Notification of Rule Amendments - Week of January 8, 2018 01/12/2018 Notified 01/12/2018 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 01/12/2018 Notified 01/12/2018 2
LCHLTD LCH LTD is self-certifying changes to its rules to clarify that all variation margin payments associated with Contracts of all FCMs and US SCMs of the SwapClear service are settlement payments. 12/28/2017 Certified 01/12/2018 1
CME Weekly Notification of Rule Amendments - Week of January 1, 2018 01/10/2018 Notified 01/10/2018 1
SGX-DC Weekly notification of rule amendments for the week of 1 January 2018. 01/09/2018 Notified 01/09/2018 2
OCC Proposed rule change to adopt a new minimum cash requirement for the Clearing Fund. 12/20/2017 Certified 01/05/2018 2
LCHLTD LCH LTD Margin Collateral Haircut Change 12/19/2017 Certified 01/04/2018 2
ICLREU2 ICEU is amending the Collateral and Haircut policy to incorporate certain changes to the calculation of absolute collateral limits for bonds provided as Permitted Cover by Clearing Members. 12/19/2017 Certified 01/04/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 135-71 related to delisting of IPDr UK Annual All Property, UK Annual All Retail, UK Annual All Office and UK Annual All Industrial Index Futures 12/19/2017 Certified 01/04/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 136-17 related to close-out netting in Chapter IX (Clearing of Securities Lending Transactions) of the Clearing Conditions 12/19/2017 Certified 01/04/2018 2
SGX-DC Weekly notification of rule amendments for the week of 25 December 2017. 01/04/2018 Notified 01/04/2018 2
CME Amendments to CME Chapter 901 ("Interest Rate Swaps Contract Terms") for the BRL Interst Rate Swaps Contract 12/18/2017 Certified 01/03/2018 1
CME Weekly Notification of Rule Amendments - Week of December 25, 2017 01/03/2018 Notified 01/03/2018 1
EUREX Amendments to the Eurex Clearing DCO Compliance Manual and 3 other DCO-related policies and procedures 12/15/2017 Certified 01/02/2018 2
LCHSA LCH SA is submitting for self-certification the amendments to the CDS Clearing Rule Book, Procedures and a Clearing Notice to make conforming and clarifying changes necessary to implement relevant provisions of the European Markets in Financial Instrument 12/15/2017 Certified 01/02/2018 2
LCHSA LCH SA is submitting for self-certification the new CDSClear fee grid proposed for all account structures, including those introduced to reflect the indirect clearing requirements under EMIR and MiFIR for authorized CCPs. 12/15/2017 Certified 01/02/2018 1
ICLREU2 To modify certain provisions of the Clearing Procedures applicable to the exercise of option contracts in order to align with recent changes to ICE Futures Europe rules for certain energy option contracts. 12/15/2017 Certified 01/02/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 133-17 related to the termination of the business operations of Eurex Bonds GmbH 12/15/2017 Certified 01/02/2018 2
LCHLTD LCH is self certifying changes to its rules to clarify the circumstances in which Clearing Members, their Customers and service providers may be permitted, or prohibited, to use LCH's data, as defined in the rules. 12/14/2017 Certified 12/29/2017 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 12/14/2017 Certified 12/29/2017 1
CME Implementation of the U.S. Dollar Swaptions Incentive Program 12/14/2017 Certified 12/29/2017 1
LCHLTD LCH LTD fees for indirect clearing accounts and trade venue access, for the ForexClear, SwapClear and Listed Interested Rates services. 12/13/2017 Certified 12/28/2017 1
OCC Proposed rule change related to The Options Clearing Corporation's margin methodology. 12/13/2017 Certified 12/28/2017 2
SGX-DC Self-certification of Amendment to SGX-DC Clearing Rules in relation to membership fees for SGX-DC Clearing Members and Registered & Approved Traders for implementation on 2 January 2018. 12/14/2017 Certified 12/28/2017 1
LCHLTD LCH Ltd is self certifying changes to its rules allowing a Clearing Member (who is not a Futures Commission Merchant) to request that LCH automatically replays any Collateral that has been posted in excess of the margin requirement by that Clearing Member 12/14/2017 Certified 12/28/2017 1
LCHLTD LCH Ltd is self certifying minor changes to its rule regarding the payment of USD denominated variation settlement by Futures Commissions Merchants of its SwapClear service. 12/14/2017 Certified 12/28/2017 1
MGEX Notification of changes made to outright and spread margin rates, as well as VSR change. 12/28/2017 Notified 12/28/2017 1
CME Decommission of the Manual of Operations for CME Cleared Interest Rate Swaps 12/12/2017 Certified 12/27/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 129-17 related to delisting of options on the VSTOXX Index 12/12/2017 Certified 12/27/2017 2
CME Weekly Notification of Rule Amendments - Week of December 18, 2017 12/27/2017 Notified 12/27/2017 1
ICLREU2 To amend ICEU's Clearing Rules, Clearing Procedures and CDS Procedures to implement certain requirements under MiFID II and MiFIR, and relating implementing regulations and technical standards relating to indirect clearing. 12/11/2017 Certified 12/26/2017 2
ICLREU2 ICEU is adopting a new Procyclicality Framework, in order to establish an overall framework for the risk appetite, model design, monitoring and assessment and management of procyclicality in the risk models used by ICEU to manage default risk. 12/11/2017 Certified 12/26/2017 2
CME Revisions to CME/CBOT/NYMEX/COMEX Rule 816; CME Rule 8G07 12/11/2017 Certified 12/26/2017 1
LCHLTD Capitalab, a division of BGC Brokers LP, has been added as an eligible provider of third party compression services to the participants of LCH Ltd's ("LCH") SwapClear service. 12/26/2017 Notified 12/26/2017 1