Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
EUREX Proposed rule amendments in Eurex Clearing Circular 115-17 related to amending the original term for the underlying debt securities for futures contracts on notional debt securities of the Kingdom of Spain 11/14/2017 Certified 11/29/2017 2
CME Weekly Notification of Rule Amendments - Week of November 20, 2017 11/29/2017 Notified 11/29/2017 1
LCHLTD LCH self certifies changes to its rules to start clearing float to float swaps in AUD and EUR; and extend the tenors for the following products:MXN IRS,Sterling SONIA OIS,Sterling LIBOR v SONIA and Euro EONIA OIS. The changes concern SwapClear. 11/13/2017 Certified 11/28/2017 1
LCHLTD LCH self certifies changes to the fee structure applicable to the Client Custodial Segregation Account available in SwapClear. The changes only apply to SCMs in respect to the Account, not FCMs as the Account is not currently available to them. 11/13/2017 Certified 11/28/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 113-17 related to specifying the timing for replacement transactions 11/10/2017 Certified 11/27/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 114-17 related to aligning the Clearing Conditions with MIFIR's 10-second rule requirement, implementing a logic for ISDA or DRV novation, and decommissioning restrictions on Stub Periods 11/10/2017 Certified 11/27/2017 2
SGX-DC Weekly notification of rule amendments for the week of 20 November 2017. 11/26/2017 Notified 11/26/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 111-17 related to introduction of Gross Omnibus Segregated Accounts, introduction of an appropriation right for pledged margin securities, and related amendments to the Pledge Agreement 11/08/2017 Certified 11/24/2017 6
MIAX Notification of changes to spread and outright margin rates 11/22/2017 Notified 11/22/2017 1
LCHLTD LCH Amendment to the ForexClear fees applied to its major currency (G10) NDF product. 11/06/2017 Certified 11/21/2017 1
OCC Proposed rule change concerning OCC's Default Management Policy. 11/06/2017 Certified 11/21/2017 2
CME Weekly Notification of Rule Amendments - Week of November 13, 2017 11/21/2017 Notified 11/21/2017 1
LCHLTD Amendment to the LCH Rulebook to clarify that a branch of a ForexClear member submits a trade on behalf of the ForexClear clearing member. 11/03/2017 Certified 11/20/2017 1
OCC Proposed rule change by The Options Clearing Corporation concerning liquidity for same day settlement. 11/03/2017 Certified 11/20/2017 1
SGX-DC Weekly notification of rule amendments for the week of 13 November 2017. 11/19/2017 Notified 11/19/2017 2
OCC Proposed rule change concerning OCC's Counterparty Credit Risk Management Policy. 11/02/2017 Certified 11/17/2017 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee,Trading Advisory Committee and/or Risk Working Group. 11/17/2017 Notified 11/17/2017 2
CME Weekly Notification of Rule Amendments - Week of November 6, 2017 11/17/2017 Notified 11/17/2017 1
LCHLTD LCH is submitting for self-certification changes to its rules regarding the payment of USD denominated Variation Margin by Futures Commission Merchants of its SwapClear service. 11/01/2017 Certified 11/16/2017 1
SGX-DC Weekly notification of rule amendments for the week of 6 November 2017. 11/15/2017 Notified 11/15/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 108-17 related to amending the last trading day and final settlement day for listed FX futures and options contracts 10/27/2017 Certified 11/13/2017 2
MIAX Amendments to MGEX Chapter 21 Rules to enhance transparency and compliance with CFTC regulations. 10/27/2017 Certified 11/13/2017 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 11/10/2017 Notified 11/10/2017 2
CME Weekly Notification of Rule Amendments - Week of October 30, 2017 11/09/2017 Notified 11/09/2017 1
LX Revision to Rule 5.6 to extend exchange hours to 24/7 10/26/2017 Certified 11/09/2017 1
OCC Proposed rule change concerning OCC's Risk Management Framework 10/25/2017 Certified 11/08/2017 2
SGX-DC SGX-DC is submitting a self-certification for amendments to its Clearing Rules. The amendments are in respect of delivery obligations for 3 rubber contracts listed on SGX-DT, which constitute amendments to the SGX-DC Clearing Rules. 10/25/2017 Certified 11/07/2017 2
SGX-DC Weekly notification of rule amendments for the week of 30 October 2017. 11/05/2017 Notified 11/05/2017 2
CME Weekly Notification of Rule Amendments - Week of October 23, 2017 11/03/2017 Notified 11/03/2017 1
LCHLTD LCH notification is in respect to the addition of LatAm SEF to the list of Approved Trade Source Systems connected to SwapClear. 11/02/2017 Notified 11/02/2017 1
MIAX Notification of margin change to outright and spread products 11/02/2017 Notified 11/02/2017 1
CME Two (2) New CME Rulebook Chapters 600 and 601 and the Deletion of Existing Twelve (12) CME Rulebook Currency Pairs Chapters 257H, 260H, 270H, 271H, 273H, 274H, 277H, 279H, 280H, 281H, 282H and 283H 10/17/2017 Certified 10/31/2017 1
CME Implementation of the OTC FX Options Fee Waiver Program 10/17/2017 Certified 10/31/2017 1
CME Implementation of the OTC FX Non-Deliverable Forwards Incentive Program 10/17/2017 Certified 10/31/2017 2
LX Operations manual amendment 10/18/2017 Withdrawn 10/31/2017 3
EUREX Proposed rule amendments in Eurex Clearing Circular 101-17 related to allowing combining the regular clearing licenses with licenses for securities lending and/or repo, and allowing use of euros to meet a disruption in foreign currencies 10/16/2017 Certified 10/30/2017 2
LCHLTD LCH Limited Rulebook changes to provide for the ForexClear service to offer clearing of certain major currency pairs of non-deliverable forward (NDF) contracts. 10/17/2017 Certified 10/30/2017 1
SGX-DC Weekly notification of rule amendments for the week of 23 October 2017. 10/29/2017 Notified 10/29/2017 2
LCHLTD LCH notification is in respect to non-substantive amendments to various parts of its Rulebook. These include correction of minor errors and to section references as well as addition of clarification wording. 10/27/2017 Notified 10/27/2017 1
MIAX Change to outright margin rates 10/26/2017 Notified 10/26/2017 1
CME Weekly Notification of Rule Amendments - Week of October 16, 2017 10/26/2017 Notified 10/26/2017 1
SGX-DC Weekly notification of rule amendments for the week of 16 October 2017. 10/25/2017 Notified 10/25/2017 2
CME Issuance of CME Group Market Regulation Advisory Notice RA1714-5 Concerning Rule 512. ("Reporting Infractions"). 10/10/2017 Certified 10/24/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 100-17 related to the implementation of a partnership program related to the clearing of interest rate swaps 10/10/2017 Certified 10/24/2017 2
SGX-DC Self certification of amendments to SGX-DC Clearing Rules in relation to OTC Financial Interest Rate Swaps for implementation on 1 January 2018. 10/11/2017 Certified 10/24/2017 1
SGX-DC Self-certification of Amendments to SGX-DC Clearing Rules in relation to SGX Platts Benzene FOB Korea Swap("BZ") and SGX Platts Paraxylene CFR Taiwan/China Swap ("PX") contracts for implementation on 1 November 2017. 10/11/2017 Certified 10/24/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 099-17 related to the requirements and incentives associated with the introduction of Regulatory Market-Making and the Eurex Liquidity Provider Framework 10/06/2017 Certified 10/23/2017 2
LCHLTD LCH Limited Margin Collateral Haircut Schedule Change 10/09/2017 Certified 10/23/2017 2
CME Amendments to Rule 817 ("Liquidity Facility") 10/09/2017 Certified 10/23/2017 1
ICECC ICC proposes amendments to its Clearing Rules relating to Venezuela CDS contracts. 10/05/2017 Certified 10/20/2017 2