CME |
CME Weekly Notification |
03/14/2012 |
Certified |
03/14/2012 |
|
1 |
CME |
Temporary modification to IRS Clearing Member clearing fees schedule for over-the-counter interest rate swaps |
02/24/2012 |
Certified |
03/10/2012 |
|
1 |
ICLREU2 |
Amending contract terms for Financial Power Contracts and the Financial Gas Contract re number of days or months in the respective contracts' series. |
02/23/2012 |
Certified |
03/09/2012 |
|
1 |
OCC |
Provide central clearing of OTC Index Options; OCC-2011-19 |
03/09/2012 |
Withdrawn |
03/09/2012 |
|
3 |
CME |
Weekly 40.6(d) notifications |
03/07/2012 |
Certified |
03/07/2012 |
|
1 |
ICECC |
Customer Related Collateral Liquidity |
02/20/2012 |
Certified |
03/06/2012 |
|
1 |
LCHLTD |
Amend procedures re: preferred currency for intra-day call; new interest rate for credit cash balances |
02/16/2012 |
Certified |
03/03/2012 |
|
1 |
ICLREU2 |
New Cleared OTC Products |
02/16/2012 |
Certified |
03/03/2012 |
|
1 |
LCHLTD |
Fee Incentive Scheme for Iron Ore options and Coal Swaps |
02/15/2012 |
Certified |
03/02/2012 |
|
1 |
LCHLTD |
WCI Cash Settled Container Freight Swap Contracts |
02/14/2012 |
Certified |
03/01/2012 |
|
1 |
CME |
Weekly notification of Rule Amendments |
03/01/2012 |
Certified |
03/01/2012 |
|
1 |
NYMEX |
Natural Gas Options & Crude Refined Options Volume Incentive Program; 12-043 |
02/13/2012 |
Certified |
02/29/2012 |
|
3 |
LCHLTD |
Amendment to introduce new Collateral Management System |
02/09/2012 |
Certified |
02/25/2012 |
|
1 |
ICLR US |
Amendment to Rule 405 to comply with new CFTC Regulation 39.15(d); 12-05 |
01/27/2012 |
Certified |
02/11/2012 |
|
1 |
CME |
Addition of "Price Alignment Interest" to the "cash mark-to-market" performance bond method for OTC FX Spot, Forward and Swap Transactions; 12-038 |
01/27/2012 |
Certified |
02/11/2012 |
|
1 |
OCC |
Rules to clear and settle Spot Gold Futures, SR-OCC-2012-02 |
01/24/2012 |
Certified |
02/08/2012 |
|
1 |
OCC |
Modify corporate governance structure of OCC, OCC-2012-01 |
01/20/2012 |
Certified |
02/04/2012 |
|
1 |
CME |
Amendments to CDS Guaranty Fund allocation calculation; 12-029 |
01/19/2012 |
Certified |
02/03/2012 |
|
2 |
CME |
CME OTC FX Fee Waiver Program, 12-027 |
01/17/2012 |
Certified |
02/01/2012 |
|
1 |
NYMEX |
OTC Broker Incentive Program, 12-018 |
01/13/2012 |
Certified |
01/31/2012 |
|
1 |
NYMEX |
Changes to Non-Member Cross-Venue Incentive Program for NYMEX Energy Products, 12-019 |
01/13/2012 |
Certified |
01/31/2012 |
|
2 |
NYMEX |
NYMEX European and Asian Petroleum Products Incentive Program, 12-014 |
01/13/2012 |
Certified |
01/31/2012 |
|
2 |
NYMEX |
Incentive Program for Natural Gas Products, 12-016 |
01/13/2012 |
Certified |
01/31/2012 |
|
1 |
NYMEX |
Coal Incentive Program, 12-020 |
01/13/2012 |
Certified |
01/31/2012 |
|
1 |
NYMEX |
Energy Products Cross-Venue Incentive Program, 12-015 |
01/13/2012 |
Certified |
01/31/2012 |
|
2 |
OCC |
Rule amendment to establish jurisdictional status of Alpha Options |
11/17/2011 |
Approved |
01/30/2012 |
|
4 |
ICLREU2 |
Change to delivery procedures for low sulphur gasoil |
12/22/2011 |
Certified |
01/10/2012 |
|
1 |
ICLREU2 |
Correction to Platts Crude oil reference price |
12/22/2011 |
Certified |
01/10/2012 |
|
1 |
ICLREU2 |
Change to ICE OTC Wet Freight contract specifications |
12/22/2011 |
Certified |
01/10/2012 |
|
1 |
NYMEX |
OTC Coal Incentive Program |
12/22/2011 |
Withdrawn |
01/09/2012 |
|
2 |
LCHLLC |
Amendments to risk methodology, include swap execution facilities, increase minimum deposit to guaranty fund, decrease captial requirement, specify transfers of customer positions and amend criteria for determining default |
12/21/2011 |
Certified |
01/07/2012 |
|
1 |
CME |
Incentive Program for OTC interest rate swaps |
12/20/2011 |
Certified |
01/06/2012 |
|
2 |
CME |
Founding Members OTC interest rate swaps incentive program |
12/20/2011 |
Certified |
01/06/2012 |
|
2 |
CME |
New clearing fees applicable to cleared OTC interest rate swaps |
12/20/2011 |
Certified |
01/06/2012 |
|
1 |
LCHLTD |
New Disciplinary procedures and amendments to appeals procedures |
12/20/2011 |
Certified |
01/06/2012 |
|
1 |
OCC |
Changes to ensure technical compliance with final CFTC Part 39 regulations |
12/19/2011 |
Certified |
01/05/2012 |
|
2 |
NYMEX |
OTC Broker Incentive Program |
12/20/2011 |
Withdrawn |
01/05/2012 |
|
2 |
NYMEX |
Incentive program for OTC Natural Gas products |
12/20/2011 |
Withdrawn |
01/05/2012 |
|
2 |
NYMEX |
Energy Products Cross-Venue Incentive Program |
12/20/2011 |
Withdrawn |
01/05/2012 |
|
3 |
NYMEX |
European and Asian OTC Cleared Petroleum Products Incentive Program; 11-400 |
12/20/2011 |
Withdrawn |
01/05/2012 |
|
3 |
NYMEX |
Changes to Non-Member Cross-Venue Incentive Program for NYMEX Energy Products; 11-526 |
12/20/2011 |
Withdrawn |
01/05/2012 |
|
3 |
NYPC |
Amend Rule 410 re transfer of customer positions |
12/16/2011 |
Certified |
01/04/2012 |
|
1 |
NYPC |
Amend Rule 506 (close out netting) action taken in event of insolvency |
12/16/2011 |
Certified |
01/04/2012 |
|
1 |
NYMEX |
11-508; Temporary Waiver of Power Futures Clearing Fees based on Power Options Fee levels |
12/15/2011 |
Certified |
12/31/2011 |
|
1 |
CME |
11-518; New fee schedule applicable to OTC CDS clearing fees |
12/15/2011 |
Certified |
12/31/2011 |
|
1 |
CME |
11-491; changes to comply with final CFTC Part 39 regulations |
12/14/2011 |
Certified |
12/30/2011 |
|
1 |
OCC |
Clarification of timing of "novation" by the clearinghouse; SR-OCC-2011-17 |
12/12/2011 |
Certified |
12/28/2011 |
|
1 |
NYMEX |
Cross-Venue Futures Options Energy Incentive Program; 11-487 |
12/08/2011 |
Certified |
12/23/2011 |
|
2 |
NYMEX |
Flex Energy Incentive Program; 11-484 |
12/07/2011 |
Certified |
12/22/2011 |
|
2 |
CMECE |
Expansion of Product Listing Cycle European Ethanol; 11-467 |
12/02/2011 |
Certified |
12/17/2011 |
|
1 |