Clearing Organization Rules

Search Clearing Organization Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
OCC Rule amendment to establish jurisdictional status of Alpha Options 11/17/2011 Approved 01/30/2012 4
ICLREU2 Change to delivery procedures for low sulphur gasoil 12/22/2011 Certified 01/10/2012 1
ICLREU2 Correction to Platts Crude oil reference price 12/22/2011 Certified 01/10/2012 1
ICLREU2 Change to ICE OTC Wet Freight contract specifications 12/22/2011 Certified 01/10/2012 1
NYMEX OTC Coal Incentive Program 12/22/2011 Withdrawn 01/09/2012 2
LCHLLC Amendments to risk methodology, include swap execution facilities, increase minimum deposit to guaranty fund, decrease captial requirement, specify transfers of customer positions and amend criteria for determining default 12/21/2011 Certified 01/07/2012 1
CME Incentive Program for OTC interest rate swaps 12/20/2011 Certified 01/06/2012 2
CME Founding Members OTC interest rate swaps incentive program 12/20/2011 Certified 01/06/2012 2
CME New clearing fees applicable to cleared OTC interest rate swaps 12/20/2011 Certified 01/06/2012 1
LCHLTD New Disciplinary procedures and amendments to appeals procedures 12/20/2011 Certified 01/06/2012 1
OCC Changes to ensure technical compliance with final CFTC Part 39 regulations 12/19/2011 Certified 01/05/2012 2
NYMEX OTC Broker Incentive Program 12/20/2011 Withdrawn 01/05/2012 2
NYMEX Incentive program for OTC Natural Gas products 12/20/2011 Withdrawn 01/05/2012 2
NYMEX Energy Products Cross-Venue Incentive Program 12/20/2011 Withdrawn 01/05/2012 3
NYMEX European and Asian OTC Cleared Petroleum Products Incentive Program; 11-400 12/20/2011 Withdrawn 01/05/2012 3
NYMEX Changes to Non-Member Cross-Venue Incentive Program for NYMEX Energy Products; 11-526 12/20/2011 Withdrawn 01/05/2012 3
NYPC Amend Rule 410 re transfer of customer positions 12/16/2011 Certified 01/04/2012 1
NYPC Amend Rule 506 (close out netting) action taken in event of insolvency 12/16/2011 Certified 01/04/2012 1
NYMEX 11-508; Temporary Waiver of Power Futures Clearing Fees based on Power Options Fee levels 12/15/2011 Certified 12/31/2011 1
CME 11-518; New fee schedule applicable to OTC CDS clearing fees 12/15/2011 Certified 12/31/2011 1
CME 11-491; changes to comply with final CFTC Part 39 regulations 12/14/2011 Certified 12/30/2011 1
OCC Clarification of timing of "novation" by the clearinghouse; SR-OCC-2011-17 12/12/2011 Certified 12/28/2011 1
NYMEX Cross-Venue Futures Options Energy Incentive Program; 11-487 12/08/2011 Certified 12/23/2011 2
NYMEX Flex Energy Incentive Program; 11-484 12/07/2011 Certified 12/22/2011 2
CMECE Expansion of Product Listing Cycle European Ethanol; 11-467 12/02/2011 Certified 12/17/2011 1
CME Cash settled, Cleared OTC CME WM/Reuters Foreign Exchange (FX) Spot, Forward and Swaps and Non-Deliverable Forward (NDF) Transactions; 11-463 12/02/2011 Certified 12/17/2011 1
NYMEX Incentive Program for OTC Energy Options Products 12/01/2011 Certified 12/16/2011 2
LCHLLC Remove IDEX Futures Contracts from the rulebook 12/01/2011 Certified 12/16/2011 1
NYMEX NYMEX Brent 25-Day Futures Incentive Program; 11-459 11/29/2011 Certified 12/14/2011 1
NYMEX Changes to NYMEX Rule 984 governing Give Up Trades (now entitled Clearing Member Acceptance of Executed Customer Trades) 11-443 11/28/2011 Certified 12/13/2011 1
ICECC Enhancements to margin methodology ("Decomp Model") 11/25/2011 Certified 12/10/2011 1
ICLREU2 Amendments to rules relating to CDS contracts and CDS procedures to clarify timing, processes and application of position limits 11/25/2011 Certified 12/10/2011 1
ICLREU2 Arrangements that would be implemented in relation to the occurrence of a restructuring event. 11/25/2011 Certified 12/10/2011 1
ICLREU2 Changes to reference Dodd-Frank; clarify FCM Clearing Member arrangements; C11/112 11/25/2011 Certified 12/10/2011 1
ICLREU2 Amendments relating to clearinghouse's designated payments system; C11/169 11/25/2011 Certified 12/10/2011 1
OCC Changes to accomodate clearing of cash-settled Agricultural Futures; Euribor Futures; and German Interest Rate Futures for ELX Futures exchange; 2011-16R 11/22/2011 Certified 12/08/2011 2
NADEX Create CCO title and amend rulebook to reflect office and duties of CCO. 11/18/2011 Certified 12/06/2011 1
ICLREU2 Clearing of additonal OTC contracts 11/17/2011 Certified 12/03/2011 1
LCHLTD Change to functionality, product enhancements, removal of prescribed SwapClear language 11/16/2011 Certified 12/02/2011 1
NYMEX Non-Member Cross-Venue Incentive Program for Energy Products 11-420 11/15/2011 Certified 12/01/2011 2
NYMEX High Volume Cross-Venue Incentive Program for Energy and Metals Products 11-422 11/15/2011 Certified 12/01/2011 2
NYMEX NYMEX COMEX Energy and Metals Products Cross-Venue Incentive Program 11-416 11/14/2011 Certified 11/30/2011 2
CMECE Addition of three new refined oil swap contracts 11/04/2011 Certified 11/22/2011 1
LCHLTD Introduction of non-deliverable forward FX contracts 11/04/2011 Certified 11/22/2011 1
CME Exercise of CME/CBOT/NYMEX emergency authority re: MF Global 11/01/2011 Certified 11/17/2011 1
ICLR US Emergency Action Re: MF Global 11/01/2011 Certified 11/17/2011 1
NYMEX European Incentive Program for OTC Energy Products 10/31/2011 Certified 11/16/2011 2
CMECE Change to clearing member financial reporting. 11-399R 10/28/2011 Certified 11/15/2011 1
ICECC Addition of 4 security based swaps 10/27/2011 Certified 11/11/2011 1
CMECE 11-394 Waiver of Sovereign Immunity 10/27/2011 Certified 11/11/2011 1