| OCC |
Extension of time for full compliance with CFTC Reg. 39.13(g)(8)(ii). |
05/04/2012 |
Certified |
05/04/2012 |
|
5 |
| NYPC |
Proposed amendments to expand the scope of NYPC's cross-margining program with Fixed Income Clearing Corporation to include the accounts of market professionals |
03/20/2012 |
Approved |
05/04/2012 |
|
1 |
| CME |
Extension of time for full compliance with CFTC Reg. 39.13(g)(8)(ii) |
05/03/2012 |
Certified |
05/03/2012 |
|
5 |
| ICLREU2 |
Change to initial payment date on CDS Contracts to be T+1; change to daily calculation and payment of interest on mark to market margin on CDS Contracts |
04/17/2012 |
Certified |
05/02/2012 |
|
1 |
| LCHLTD |
Changes to SwapClear default fund, default management process and membership criteria |
04/16/2012 |
Certified |
05/01/2012 |
|
2 |
| CME |
Change to fees in S&P GSCI-ER cleared swap contracts; 12-119 |
04/13/2012 |
Certified |
04/28/2012 |
|
1 |
| CME |
Portfolio margining program for CME Eurodollar futures together with Eris Exchange Interest Rate Swap futures, for both customer and house accounts; 12-114 |
04/12/2012 |
Certified |
04/27/2012 |
|
1 |
| CME |
Delisting cleared only S&P GSCI-ER Index Forwards; 12-133 |
04/27/2012 |
Certified |
04/27/2012 |
|
1 |
| CME |
Daily segregation reporting requirement for FCM Clearing Members pursuant to CME/CBOT/NYMEX Rule 970.D; 12-112 |
04/11/2012 |
Certified |
04/26/2012 |
|
1 |
| CBT |
Daily segregation reporting requirement for FCM Clearing Members pursuant to CME/CBOT/NYMEX Rule 970.D; 12-112 |
04/11/2012 |
Certified |
04/26/2012 |
|
1 |
| NYMEX |
Daily segregation reporting requirement for FCM Clearing Members pursuant to CME/CBOT/NYMEX Rule 970.D; 12-112 |
04/11/2012 |
Certified |
04/26/2012 |
|
1 |
| NYMEX |
NYMEX Brent Block Trade Broker Rebate Program |
04/10/2012 |
Certified |
04/25/2012 |
|
1 |
| OCC |
Rule changes to comply with Part 39 DCO regulations effective May 7, 2012; OCC-2012-06 |
04/10/2012 |
Certified |
04/25/2012 |
|
1 |
| NYMEX |
Modifications to NYMEX Brent 25 day Futures Incentive Program; 12-107 |
04/10/2012 |
Certified |
04/25/2012 |
|
1 |
| ICLREU2 |
Amendments to certain Financial Power contracts: alterations to the last trading day and/or the contract series; changes to last trading day will not affect final settlement price |
04/05/2012 |
Certified |
04/20/2012 |
|
1 |
| CME |
Change from SPAN to HVaR methodology for calculating "cash mark-to-market" margin for CME Cleared OTC FX Spot, Forward and Swap Transactions; 12-102 |
03/30/2012 |
Certified |
04/14/2012 |
|
1 |
| CME |
CME Rule 8F04 (OTC Clearing Member Obligations and Qualifications); Amendments to comply with 39.12(a)(2)(iii); 12-097 |
03/28/2012 |
Certified |
04/12/2012 |
|
1 |
| OCC |
Rescinds a policy interpretation adopted by OCC's Securities Committee with respect to adjustments of listed equity options for dividends, and the corresponding policy in OCC bylaws applicable to security futures. |
03/26/2012 |
Certified |
04/10/2012 |
|
1 |
| MGEX |
Update procedures for transfer of customer positions; modify disciplinary committees' structure |
03/26/2012 |
Certified |
04/10/2012 |
|
1 |
| CME |
Expansion of anti-money laundering rule to include economic sanctions compliance; 12-094 |
03/26/2012 |
Certified |
04/10/2012 |
|
1 |
| CBT |
Expansion of anti-money laundering rule to include economic sanctions compliance; 12-094 |
03/26/2012 |
Certified |
04/10/2012 |
|
1 |
| NYMEX |
Expansion of anti-money laundering rule to include economic sanctions compliance; 12-094 |
03/26/2012 |
Certified |
04/10/2012 |
|
1 |
| ICECC |
Modifications to the ICC Risk Model |
03/23/2012 |
Certified |
04/07/2012 |
|
1 |
| OCC |
Changes to rules re: clearance of stock loan transactions in Market Loan and Stock Loan programs; proposed changes to clearing agreement between OCC and operator of the Loan Market. |
03/22/2012 |
Certified |
04/06/2012 |
|
1 |
| NYMEX |
Changes to Incentive Program for OTC Energy Options Products; 12-089 |
03/19/2012 |
Certified |
04/03/2012 |
|
2 |
| LCHLTD |
Introduction of the extension of the eligible maturity of Japanese yen interest rate swaps from 30 years to 40 years. Additionally, the introduction of the extension of the eligible maturity of Overnight Index Swaps from denominated in USD, EUR and GBP |
03/16/2012 |
Certified |
04/02/2012 |
|
1 |
| LCHLTD |
New client clearing fee structure |
03/16/2012 |
Certified |
03/31/2012 |
|
1 |
| ICLREU2 |
Changes to SPAN margin methodology |
03/16/2012 |
Certified |
03/31/2012 |
|
1 |
| ICLREU2 |
Amendments to Permitted Cover rules, haircut rates. |
03/16/2012 |
Certified |
03/31/2012 |
|
1 |
| NYMEX |
Modifications to Cross-Venue Energy & Metals Incentive Program for High Volume Contributors; 12-083 |
03/15/2012 |
Certified |
03/30/2012 |
|
2 |
| NYMEX |
Modifications to NYMEX/COMEX Energy & Metals Products Cross-Venue Incentive Program; 12-081 |
03/15/2012 |
Certified |
03/30/2012 |
|
2 |
| NYMEX |
Diverse Trading Non-Member International Commercial Firms Energy Incentive Program; 12-085 |
03/15/2012 |
Certified |
03/30/2012 |
|
2 |
| OCC |
Amendments to Fitness Standards; statutory disqualifications SR-OCC-2012-03 |
03/15/2012 |
Certified |
03/30/2012 |
|
1 |
| NYMEX |
Listing of a Cleared OTC London Gold Forwards (cash margin) contract; 12-092 |
03/29/2012 |
Certified |
03/29/2012 |
|
1 |
| LCHLTD |
Introduction of GBP FRAs to be offerred for clearing within the SCM and European client clearing models. |
03/16/2012 |
Certified |
03/26/2012 |
|
1 |
| MGEX |
Amendments to default procedures |
03/08/2012 |
Certified |
03/23/2012 |
|
1 |
| CME |
Amendments to comply with CFTC Regs 39.12(a)(5)(B) and 39.13(h)(5) re: clearing member reporting; 12-067 |
03/07/2012 |
Certified |
03/22/2012 |
|
1 |
| CBT |
Amendments to comply with CFTC Regs 39.12(a)(5)(B) and 39.13(h)(5) re: clearing member reporting; 12-067 |
03/07/2012 |
Certified |
03/22/2012 |
|
1 |
| NYMEX |
Amendments to comply with CFTC Regs 39.12(a)(5)(B) and 39.13(h)(5) re: clearing member reporting; 12-067 |
03/07/2012 |
Certified |
03/22/2012 |
|
0 |
| ICECC |
Change to initial payment date of CDS contracts to T+1 |
03/06/2012 |
Certified |
03/21/2012 |
|
1 |
| NYMEX |
Amendments to Rule 984.B.3.clearing member acceptance of executed trades; 12-065 |
03/06/2012 |
Certified |
03/21/2012 |
|
1 |
| CME |
Revisions to comport with CFTC Part 190 Regulations; 12-066 |
03/06/2012 |
Certified |
03/21/2012 |
|
1 |
| CBT |
Revisions to comport with CFTC Part 190 Regulations; 12-066 |
03/06/2012 |
Certified |
03/21/2012 |
|
1 |
| NYMEX |
Revisions to comport with CFTC Part 190 Regulations; 12-066 |
03/06/2012 |
Certified |
03/21/2012 |
|
1 |
| ICLR US |
Amend Rule 301 to require clearing member to promptly notify ICUS if it becomes subject of a bankruptcy petition or receivership or similar proceeding. 12-11 |
03/05/2012 |
Certified |
03/20/2012 |
|
1 |
| LCHLTD |
Amend ForexClear margin multiplier to capture currency regime risk |
03/01/2012 |
Certified |
03/16/2012 |
|
1 |
| CME |
CDS Guaranty Fund Allocation Amendment; Amendments to Daily Submission Deadline, Holiday Accrual Processing and PAI payment Timeline; 12-062 |
02/28/2012 |
Certified |
03/14/2012 |
|
3 |
| CME |
Interest Rate Swap (IRS) Portfolio Margining; IRS Guaranty Fund changes; outsourcing to third parties; 12-061 |
02/28/2012 |
Certified |
03/14/2012 |
|
4 |
| CBT |
Interest Rate Swap (IRS) Portfolio Margining; IRS Guaranty Fund changes; third party outsourcing; 12-061 |
02/28/2012 |
Certified |
03/14/2012 |
|
1 |
| NYMEX |
Interest Rate Swap (IRS) Portfolio Margining; IRS Guaranty Fund changes; third party outsourcing; 12-061 |
02/28/2012 |
Certified |
03/14/2012 |
|
1 |
