Clearing Organization Rules

Search Clearing Organization Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
ICLR US Amendments eliminate the use of Letters of Credit as Clearing Member Original Margin at ICE Clear US. 06/24/2011 Certified 06/24/2011 1
ICLR US Amendments to modify clearing member eligibility requirements to no longer reference ICE Futures US exchange rules. 06/24/2011 Certified 06/24/2011 1
OCC Changes to accomodate introduction by ELX Futures of a transaction type called Price Differential Spread 06/24/2011 Certified 06/24/2011 1
LCHLLC Amendment to Rule 1101 to correct typographical error re: minimum notional principal for US interest rate swap 06/14/2011 Certified 06/14/2011 1
LCHLLC Rule amendments to Risk Procedures, OTC terms and conditions and other definitions 06/08/2011 Certified 06/08/2011 1
OCC Rule change allowing clearing members to use OCC systems to update certain non-critical trade data in respect of exchange transactions involving securities and other options, provided that such update does not contravene any exchange rules 06/07/2011 Certified 06/07/2011 1
CME Amendment to prohibit clearing members from asserting sovereign immunity. 06/01/2011 Certified 06/01/2011 1
CBT Amendment to prohibit clearing members from asserting sovereign immunity. 06/01/2011 Certified 06/01/2011 1
NYMEX Amendment to prohibit clearing members from asserting sovereign immunity. 06/01/2011 Certified 06/01/2011 1
ICLREU2 Amendments to add DCM Customer Account structure 05/27/2011 Certified 05/27/2011 1
ICLREU2 List of additional cleared OTC contracts 05/20/2011 Certified 05/20/2011 1
ICLREU2 Introduction of clearing for addtional OTC contracts. 05/13/2011 Certified 05/13/2011 1
CME Amendment to eliminate CME Group share assignment requirement for clearing purposes. 05/11/2011 Certified 05/11/2011 1
CBT Amendment to eliminate CME Group share assignment requirement for clearing purposes. 05/11/2011 Certified 05/11/2011 1
NYMEX Amendment to eliminate CME Group share assignment requirement for clearing purposes. 05/11/2011 Certified 05/11/2011 1
OCC Rule change with respect to OCC obligations to pay settlement amounts to clearing members generally, as well as in emergency situations. 04/28/2011 Certified 04/28/2011 1
CME Amendments to capital requirements and reporting requirements applicable to bank clearing members. 04/18/2011 Certified 04/18/2011 1
CBT Amendments to capital requirements and reporting requirements applicable to bank clearing members. 04/18/2011 Certified 04/18/2011 1
NYMEX Amendments to capital requirements and reporting requirements applicable to bank clearing members. 04/18/2011 Certified 04/18/2011 1
ICLREU2 List of additional cleared OTC contracts 04/13/2011 Certified 04/13/2011 1
ICLREU2 Amendments to clarify contract formation in relation to cleared OTC Contracts 04/13/2011 Certified 04/13/2011 1
ICLREU2 New rules relating to Trade Date Clearing 04/12/2011 Certified 04/12/2011 1
ICLREU2 Amendments to clearing procedures; changes to reflect new clearing systems 04/08/2011 Certified 04/08/2011 1
ICLREU2 Amendment to rules relating to designated payments system 04/04/2011 Certified 04/04/2011 1
CME CME, CBOT and NYMEX adding new rule 905 (clearing members) to specify a choice of law (Illinois); also making conforming amendments to Rules 101 Membership Qualifications and Responsibilities 04/01/2011 Certified 04/01/2011 1
CBT CME, CBOT and NYMEX adding new rule 905 (clearing members) to specify a choice of law (Illinois); also making conforming amendments to Rules 101 Membership Qualifications and Responsibilities 04/01/2011 Certified 04/01/2011 1
NYMEX CME, CBOT and NYMEX adding new rule 905 (clearing members) to specify a choice of law (Illinois); also making conforming amendments to Rules 101 Membership Qualifications and Responsibilities 04/01/2011 Certified 04/01/2011 1
ICLREU2 List of new OTC Cleared Product Specifications 04/04/2011 Certified 04/01/2011 1
NYPC Amend rules 101, 102, 306, and 308 re: financial reporting, reporting of ownership/structure changes and conforming definition changes. 03/30/2011 Certified 03/30/2011 1
CME Addition of CDX North American Investment Grade Index Series 16 03/21/2011 Certified 03/21/2011 1
OCC Rule change to provide that futures on CBOE Gold ETF Volatility Index will be treated as security futures 03/18/2011 Certified 03/18/2011 1
CME Addition of CDX North American Investment Grade Index Series 14 and 15 03/07/2011 Certified 03/07/2011 1
CME Amendments and new rule to CME Chapter 8G and 900 re: cleared interest rate swaps and addition to Clearing house Manual of Operations for CME cleared interest rate swaps 03/01/2011 Certified 03/01/2011 1
CME Rules to implement the Financial Instruments Clearing Member (FICM) program 02/25/2011 Certified 02/25/2011 1
CBT Rules to implement the Financial Instruments Clearing Member (FICM) program. 02/25/2011 Certified 02/25/2011 1
NYPC Amendment to LLC Agreement (i) to require the contribution of additional capital to meet estimate of twelve months of operating cash (ii) to amend Board rights and obligations 02/17/2011 Certified 02/17/2011 1
ICLREU2 List of New OTC Cleared Product Specifications 02/17/2011 Certified 02/17/2011 1
LCHLTD A new set of rules relating to the clearing of OTC interest rate swaps ("FCM SwapClear Contracts) through LCH by registered FCMs that are clearing members of LCH. 02/15/2011 Certified 02/15/2011 1
ICLREU2 Amendment to List of Permitted Cover and Haircut Rates on collateral for original margin; Removal of Letters of Credit as permitted cover for CDS clearing members 02/08/2011 Certified 02/07/2011 1
OCC Rule change to accomodate Relative Performance Options (options on certain indexes measuring relative performance of one reference security or reference ndex relative to a second reference security or reference index). 01/19/2011 Certified 01/19/2011 1
OCC Rule amendment to obtain legal certainty with respect to cash-settled options on the CBOE Gold ETF Volatility Index 04/26/2010 Approved 12/23/2010 6
OCC Amended rule interpretation to clarify regulatory treatment under SEC Rule 15c3-1 of collateral and margin posted through Stock Loan Program 12/16/2010 Certified 12/16/2010 1
LCHLLC Amendments to Risk Management Procedures to (i) incorporate price alignment interest (PAI) into variation performance bond for OTC contracts; and (ii) amend list of currently acceptable Collateral 11/10/2010 Certified 11/10/2010 1
NADEX Amend responsibilities of Chief Operating Officer as set forth in Nadex Rule 2.3. 11/04/2010 Certified 11/04/2010 1
CME Amendment to reduce required amount of CME Group Class A Shares required for clearing member privileges. 10/26/2010 Certified 10/26/2010 1
OCC New rule to accommodate futures contracts that are settled in a non-US currency. 10/22/2010 Certified 10/22/2010 1
ICE NGX Rule amendments clarify language relating to daily settlement products/transactions and to add new products 10/14/2010 Certified 10/14/2010 1
ICE NGX Amendments to Schedule D to add new products to its product list (US natural gas products) and removal of a crude oil product 10/14/2010 Certified 10/14/2010 1
CME New rules with respect to the clearing of over-the-counter interest rate swaps 10/14/2010 Certified 10/14/2010 1
CBT Conforming amendments to existing rules to allow for clearing of over-the-counter interest rate swaps 10/14/2010 Certified 10/14/2010 1