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CFTC Seeks to Revoke the Registration of Wilshire Investment Management Corporation, 5244-06
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CFTC Seeks to Revoke the Registration of Hedge Fund Operator Bayou Management LLC, 5243-06
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Federal Court Imposes More than $14.7 Million in Sanctions on Two Florida Corporations and Five South Florida Men in Commodity Options Fraud Case, 5242-06
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CFTC Settles Commodity Pool Fraud Charges with Florida Resident Eddie Holman Jr., 5241-06
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CFTC Charges Utah Resident William D. Perkins with $3.4 Million Hedge Fund Fraud, 5240-06
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South Florida Court Orders Boca Raton Residents to Disgorge Ill-Gotten Gains from Foreign Currency Options Fraud, 5239-06
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CFTC Obtains Federal Court Order Freezing Assets of Muskegon Heights, Michigan Man Charged with Defrauding Managed Account Clients, 5238-06
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CFTC Files and Settles Charges Against Florida Resident and His Company for Violating Exchange Trading Limits at the New York Board of Trade, 5237-06
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CFTC Settles Natural Gas Attempted Manipulation Lawsuit with Joseph P. Foley, a Former American Electric Power Company, Inc. Trader, 5236-06
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CFTC Staff Allows Hong Kong Futures Exchange’s Futures Contract Based on the FTSE/Xinhua China 25 Index and the Hang Seng China Enterprises Index to Be Offered and Sold in the United States, 5235-06
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Virginia Federal Court Enters Judgment against Foreign Currency (Forex) Firm and Two Individuals in a Fraud Action Brought by the CFTC, 5234-06
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Dominion Resources, Inc. Agrees to Pay a $4.25 Million Civil Penalty to Settle CFTC Charges of False Reporting, 5233-06
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CFTC Seeks to Revoke Registration of United Investors Group, Inc., of Boca Raton, Florida, 5232-06
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CFTC Revokes the Registration of Chase Commodities Corporation of Woodland Hills, California, 5231-06
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CFTC Settles Foreign Currency (Forex) Futures Fraud Action, 5230-06
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Northern California District Court Orders Defendants in a San Francisco Foreign Currency (Forex) Fraud Action to Pay Over $2 Million in Restitution and Civil Penalties, 5229-06
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CFTC Charges Two Websites with Commodities Options Scam, 5228-06
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CFTC Settles Foreign Currency (Forex) Fraud Action Resulting in Over $2.5 Million in Civil Penalties, 5227-06
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CFTC Charges Texas Man and His Company With Defrauding Customers of $4.5 Million, 5226-06
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South Florida Court Orders International Investments Holdings Corporation to Pay Over $12 Million in Restitution and Civil Penalties for Foreign Currency Options Scam, 5225-06
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CFTC Revokes the Registration of Hedge Fund Operator Samuel Israel III, Former Managing Member of Bayou Management LLC, 5224-06
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CFTC Staff Allows Mexican Derivatives Exchange’s Futures Contract Based on the Mexican Stock Exchange’s IPC Index to Be Offered and Sold in the United States, 5223-06
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Federal Court Imposes More Than $22 Million in Sanctions on Georgia Corporation and Six Broker/Traders in Commodity Options Fraud Case, 5222-06
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CFTC Charges Telephone Clerk for a Floor Brokerage Operation at the NYMEX with Scheme to Defraud, 5221-06
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Michael V. Dunn Sworn in to a Second Term as CFTC Commissioner, 5220-06
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CFTC Seeks Public Comment on Proposed Amendments to Advertising Regulations for CPOs, CTAs and Their Principals, 5219-06
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Federal Court Orders James de Wet, a South African Resident, to Pay Over $1 Million for Violating the Commodity Exchange Act, 5218-06
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CFTC Staff Allows Sydney Futures Exchange’s 1-Day Option Contract Based on the CBOT Mini-Sized Dow Futures Contract to be Offered and Sold in the United States, 5217-06
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Southern Texas Court Orders Nexgen Software Systems, Inc., to Pay Civil Monetary Penalty for Failure to Register as a Commodity Trading Advisor, 5216-06
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CFTC Settles Foreign Currency Fraud Action Against COES FX Clearing, Inc., 5215-06
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Eighth Circuit Court of Appeals Finds that the CFTC Properly Pursued Charges Against NRG Energy, Inc. in Minnesota District Court, 5214-06
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South Florida Court Finds William David Seigler, Jr., of Largo, Florida, and Sonoma Trading Corporation Liable for Marketing Illegal Off-Exchange Foreign Currency Options, 5213-06
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CFTC Charges California Resident Gilbert Philip Castillo, Jr., and His Company, Castle Enterprise Corporation, with Fraud, 5212-06
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CFTC Files and Settles Charges of Fraud and Misappropriation against Former Employee of California Commodity Trading Firm Castle Trading Inc., 5211-06
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CFTC Extends Comment Period on Proposed Acceptable Practices for Exchange Governance and Conflicts of Interest, 5210-06
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CFTC’s Agricultural Advisory Committee to Meet August 1, 2006, 5209-06
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California Federal Court Orders Australian Commodity System Vendor Richard Swannell to Pay Civil Monetary Penalty, 5208-06
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