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Interactive Brokers LLC Sanctioned for Failing to Supervise Its Compliance Staff, 5354-07
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Federal Court Extends CFTC Asset Freeze over Hedge Fund Lake Shore Asset Management Limited, 5353-07
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U.S. District Court Orders Telephone Clerk of a NYMEX Floor Brokerage Operation to Pay More Than $3.6 Million for Defrauding his Employer, 5352-07
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CFTC Files Contempt of Court Motion Against Hedge Fund Lake Shore Asset Management Limited, 5351-07
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CFTC Adopts Amendment to Regulation 3.10 to Require Certain Registrants to Conduct Annual Review of Registration Information, 5350-07
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Lake Shore Asset Management Limited, a Registered Commodity Pool Operator and Commodity Trading Advisor, Charged with Refusing to Make Its Books and Records Available to CFTC for Inspection, 5349-07
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CFTC Names Walter Lukken Acting Chairman, 5348-07
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CFTC Announces Resignation of Chairman Reuben Jeffery III, 5347-07
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CFTC Settles Natural Gas False Reporting and Attempted Manipulation Lawsuit with Former CMS Field Services Natural Gas Trader Jeffrey Bradley and Supply Director Robert Martin, 5346-07
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CFTC Approves CME Credit Derivative Product, Also Approves OCC Clearing of Proposed CBOE Products, 5345-07
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South Carolina Federal District Court Issues Consent Order of Preliminary Injunction against Albert E. Parish, Jr. and His Company Parish Economics, LLC, 5344-07
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Dallas Court Order Imposes More than $4.9 Million in Monetary and Other Sanctions against Carl W. King and Carl W. King Investments, LLP in Anti-Fraud Action Brought by the CFTC, 5343-07
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CFTC Staff Approves Singapore Exchange Derivatives Trading Limited's U.S. Dollar Denominated Futures Contract Based on the Nikkei 225 Index to be Offered and Sold in the U.S., 5342-07
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Florida Federal Court Imposes More than $6 Million in Sanctions against a South Florida Corporation and Ft. Lauderdale Area-Resident Steven Labell in a Foreign Currency Fraud Case, 5341-07
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Nine Florida Defendants Charged with Selling Illegal Foreign Currency (Forex) Options and Defrauding Customers of More than $7 Million, 5340-07
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CFTC Grants Relief to NYMEX in Connection with Clearing Contracts Traded on the Dubai Mercantile Exchange DME Trading System to be Available in U.S., 5339-07
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Nevada Federal Court Orders Sham Psychologist/Commodity Futures Trading Guru to Pay Penalty for Internet Misrepresentations, 5338-07
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New York Court Enters Order Granting Judgment against American Energy Exchange and York Commodities for International Commodity Option Scam, 5337-07
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New York Court Enters Order Imposing More than $2,000,000 in Monetary and Other Sanctions against Joseph Pappalardo, Ronald Turner, and Miron Vinokur in a Foreign Currency Scam, 5336-07
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CFTC Sends Delegation to India to Provide Technical Assistance to the Forward Markets Commission, 5335-07
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CFTC Proposes Order Exempting Credit Default Products from Applicable Provisions of the CEA, 5334-07
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Florida Federal Court Imposes More than $16 Million in Sanctions against Two South Florida Corporations and Pompano Beach Resident Ted Romeo in Commodity Options Fraud Case, 5333-07
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Regulators Join Forces to Warn Public of Foreign Currency Trading Frauds, 5332-07
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Defendants in Fraud Action Brought by the U.S. Commodity Futures Trading Commission Ordered to Pay More than $14 Million in Civil Penalties and Disgorgement, 5331-07
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California Federal Court Enters Order Granting Judgment against White Pine Trust Corporation and California Resident Stephan Baere in Foreign Currency Fraud Action, 5330-07
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Illinois Federal District Court Imposes a Permanent Trading Ban and a $100,000 Civil Monetary Penalty against Florida Resident Bernadette Flavell for Violating a CFTC Order, 5329-07
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U.S. Commodity Futures Trading Commission Charges Illinois Resident Anthony A. Demasi and His Company, Tsunami Capital, LLC, with Fraud, 5328-07
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U.S. Commodity Futures Trading Commission Files Action in Federal Court to Compel Commodity Index Provider Platts to Produce Relevant Documents in Government Energy Investigation, 5327-07
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CFTC Announces Appointment of Terry Arbit as Acting General Counsel, 5326-07
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CFTC Seeks Public Comment on a Proposal to Amend Regulation 3.10 to Require Certain Registrants to Complete Online Annual Review of Registration Information, 5325-07
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U.S. Commodity Futures Trading Commission to Participate in Annual Money Smart Week in Chicago, 5324-07
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U.S. Commodity Futures Trading Commission Sanctions Flushing, New York Trader for Illegal Electronic Trading, 5323-07
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U.S. Commodity Futures Trading Commission Files Action against Five Foreign Entities and Individuals for Engaging in Illegal Transactions to Pass Money among Trading Accounts, 5322-07
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CFTC Staff and FinCEN Issue Guidance on Application of CIP Rules to Give-Up Arrangements, 5321-07
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U.S. Commodity Futures Trading Commission Charges South Carolinian Albert E. Parish, Jr. and His Company, Parish Economics, LLC in Multi-Million Dollar Commodity Pool Fraud, 5320-07
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U.S. Commodity Futures Trading Commission Files Fraud Action against Florida Foreign Currency Firm, Its Owner, and Futures Commission Merchant, 5319-07
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CFTC Chairman Reuben Jeffery III Announces the Appointment of Michael J. Otten as Counsel to the Chairman, 5318-07
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