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CFTC Adopts Rule Requiring FCMs to Become Members of a Registered Futures Association, 5280-07
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Florida Federal Court Judgment Concludes Multi-Million Dollar Foreign Currency (Forex) Anti-Fraud Action Brought by the U.S. Commodity Futures Trading Commission, 5279-07
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Foreign Currency Company, UForex Consulting, its President, and Former Employee Charged in Louisiana Federal Court with Cheating Customers of More Than $2.9 Million, 5278-07
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California Commodity Trading Firm, Acceleration Capital, Settles Charges of Fraud and Misappropriation Based on Former Agent’s Activity, 5277-07
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CFTC Chairman Reuben Jeffery III Announces the Appointment of Ianthe Jackson Zabel as Director of External Affairs, 5276-07
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U.S. Commodity Futures Trading Commission Files and Settles Charges Against Rosenthal Collins Group, 5275-07
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U.S. District Court for the District of Oregon Enters Final Order against Mastermind of Multimillion Dollar Fraudulent Foreign Currency (Forex) Scam, 5274-07
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U.S. Commodity Futures Trading Commission Obtains Permanent Injunction against Seattle, Washington Man Charged with Solicitation Fraud for the Second Time, 5273-07
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U.S. Commodity Futures Trading Commission Files and Settles Charges Against Illinois Resident for Indirectly Trading Against His Customer Orders at the Chicago Mercantile Exchange, 5272-07
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New York Firm Sanctioned for Defrauding Investors in Excess of $4.4 Million Dollars in a Foreign Currency (Forex) Scam, 5271-07
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U.S. Commodity Futures Trading Commission Charges Stephanie Ann Gallitano and Her Companies, Financial Risk International, Inc. and Financial Risk Management, Inc., with Defrauding Customers Purchasing Foreign Currency (Forex) Options, 5270-07
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CFTC Announces Closure of Its Minneapolis Office Effective December 31, 2006, 5269-06
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U.S. Commodity Futures Trading Commission Seeks to Revoke Registrations of Worldwide Commodity Corporation and South Coast Commodities, Inc., 5268-06
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Alan Sobba, Director of Office of External Affairs, to Leave CFTC, 5267-06
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CFTC Settles Foreign Currency (Forex) Fraud Action against Emerald Worldwide Holdings, Inc. and Jian Zhuang, 5266-06
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Fifteen Defendants from “Operation Wooden Nickel” Ordered by the Court to Pay Restitution, Return Ill-Gotten Gains, and Pay Fines Totaling over $25 Million, 5265-06
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Statement from CFTC Commissioner Frederick W. Hatfield on his acceptance of a position with Patton Boggs LLP, Statement
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CFTC Commissioner Frederick W. Hatfield Resigns, 5264-06
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South Florida Court Orders Three Barcelona-Based Companies to Pay Over $19 Million in Disgorgement and Civil Penalties for Foreign Currency (Forex) Options Scam, 5263-06
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CFTC to Begin Publishing Additional Commitments of Traders Report, 5262-06
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California Federal Court Orders Defendant to Pay Over $29 Million in CFTC Fraud Action, 5261-06
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U.S. Commodity Futures Trading Commission Charges Chicago Resident Peter D. Hoffman with Defrauding Commodity Futures Customers, 5260-06
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U.S. Commodity Futures Trading Commission and the U.K. Financial Services Authority Sign an MOU to Address Cross-Border Market Surveillance Concerns, 5259-06
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CFTC Settles Natural Gas False Reporting and Attempted Manipulation Lawsuit with Two Energy Traders, 5258-06
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CFTC Obtains Preliminary Injunctions Against Nevada Corporation and Two Individuals, 5257-06
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Florida Federal Court Enters Judgment against Foreign Currency (Forex) Firm and Controlling Person in a Fraud Action Brought by the CFTC, 5256-06
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North Carolina Court Orders Relief Defendant Pamela Kingsfield to Disgorge Ill-Gotten Gains Totaling $175,000, 5255-06
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CFTC Seeks Public Comment on Proposed Amendment to Regulation that Requires FCMs to Become Members of a Registered Futures Association, 5254-06
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CFTC Releases Rule Enforcement Review of the Chicago Mercantile Exchange, 5253-06
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U.S. Commodity Futures Trading Commission Issues Statement of Policy on Direct Access to Foreign Boards of Trade, 5252-06
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U.S. District Court for the Middle District of Florida Permanently Prohibits Defendant in CFTC Anti-Fraud Action from Commodity Futures and Options Trading, 5251-06
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U.S. Commodity Futures Trading Commission and the Forward Markets Commission of India Sign Arrangement Regarding Regulatory Cooperation and Technical Assistance, 5250-06
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CFTC Obtains Permanent Injunction Against Muskegon Heights, Michigan Man Charged with Defrauding Managed Account Clients, 5249-06
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U.S. Commodity Futures Trading Commission’s Office of International Affairs Presents International Symposium and Training Program on Regulation of Derivative Products, Markets, and Financial Intermediaries, 5248-06
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CFTC Staff Allows Taiwan Futures Exchange’s Futures Contract Based on the MSCI Taiwan Index to be Offered and Sold in the United States, 5247-06
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CFTC Obtains Federal Court Order Freezing Assets of Tennessee Resident Charged with Fraud in Connection with Operating a Commodity Pool, 5246-06
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U.S. Commodity Futures Trading Commission Charges Virginia Man and California Corporation with Fraud, 5245-06
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