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Energy Transfer Partners LP and Three of Its Subsidiaries to Pay a $10 Million Penalty to Settle CFTC Action Alleging Attempted Manipulation of Natural Gas Prices , 5471-08 |
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BNP Paribas Commodity Futures, Ltd. of London to Pay a $25,000 Civil Monetary Penalty to Settle CFTC Charges of Large Trader Reporting Violations , 5470-08 |
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CFTC Hosts International Regulators to Discuss Futures Industry Issues , 5469-08 |
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CFTC, SEC Sign Agreement to Enhance Coordination, Facilitate Review of New Derivative Products , 5468-08 |
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CFTC Action Allows Eurex Deutschland’s Futures Contract Based on the RDXxt USD-RDX Extended Index to Be Offered and Sold in the United States , 5467-08 |
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CFTC Releases Rule Enforcement Reviews of Three Exchanges , 5466-08 |
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Former Duke Energy Trader Michael Whitney to Pay a $55,000 Penalty in Natural Gas False Reporting Case , 5465-08 |
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Illinois Federal Court Orders Peter D. Hoffman to Pay $492,850 in Restitution and Civil Monetary Penalties in CFTC Anti-Fraud Action , 5464-08 |
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CFTC Approves Program Designed to Allow for Increased Capital Efficiency and Transparency , 5463-08 |
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CFTC Statement on MF Global Wheat Futures Trading , 5462-08 |
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Florida-Based Executive Commodity Corp. and Three Employees Ordered to Pay Approximately $24 Million in Restitution and Penalties in CFTC Anti-Fraud Action , 5461-08 |
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CFTC Settles Introducing Broker Fraudulent Solicitation Lawsuit with Florida-Based FCM Guarantors National Commodities Corporation, Inc., and International Commodity Clearing LLC , 5460-08 |
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CFTC Files Second Amended Complaint Charging Philip J. Baker, Lake Shore Asset Management Limited, Lake Shore Group, and Several Commodity Pools with Fraud , 5459-08 |
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LJH Global Investments, LLC of Naples, Florida, Ordered to Pay $125,000 Penalty for Failure to File Annual Reports on Time , 5458-08 |
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Paradigm Capital Management LLC of New York Ordered to Pay a $75,000 Penalty for Failure to Timely File Commodity Pool Reports , 5457-08 |
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Charles DeFazio And Galaxy Resources 2000, LLC to Pay $1.43 Million In Sanctions to Settle CFTC Pool Fraud Action , 5456-08 |
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CFTC Establishes New Energy Markets Advisory Committee , 5455-08 |
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CFTC Amends Charges Against Nations Investments, LLC and its Principals; Violations Include Undercapitalization and False Statements , 5454-08 |
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CFTC and the China Securities Regulatory Commission Sign Arrangement for Enhanced Cooperation and Collaboration , 5453-08 |
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CFTC Approves Price Limit Increase for Wheat Futures Contracts , 5452-08 |
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Michigan Couple Ordered to Pay More Than $3.1 in Sanctions for “Private Hedge Fund” Fraud , 5451-08 |
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CFTC Acting Chairman Lukken Comments on DOJ Letter to Department of the Treasury , 5450-08 |
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Tennessee Federal Court Orders Christian Kis of Hendersonville, Tennessee to Pay More Than $900,000 in Penalties in Hedge Fund Fraud Action , 5449-08 |
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Illinois Resident Edward R. Velazquez and His Three “V-Tek” Companies Sanctioned Over $11.6 Million in Settlement of CFTC Commodity Fraud Action , 5448-08 |
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New Jersey Federal Court Orders More Than $8 Million in Sanctions Against Robert W. Shimer, Vincent J. Firth, and Equity Financial Group LLC in CFTC Anti-Fraud Action , 5447-08 |
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CFTC Action Allows Eight Eurex Deutschland Futures Contracts to be Offered and Sold in the United States , 5446-08 |
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Jill E. Sommers Appointed to Chair CFTC’s Global Markets Advisory Committee , 5445-08 |
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CFTC Applauds President’s Recommendation for Increased Agency Funding , 5444-08 |
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CFTC Sanctions Virginia Commodity Pool Operator $739,000 to Settle Fraud and Misappropriation Charges , 5443-08 |
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CFTC Files Action to Revoke Registrations of Introducing Brokers Liberty Financial Trading Corp., Inc. and Liberty Real Assets Investment Corporation , 5442-08 |
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CFTC Settles Charges against Dubai-Based Supama International DMCC for Engaging in Illegal Trades that Resulted in an Illegal Pass of Money among Accounts , 5441-08 |
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CFTC Participates in Service Project to Honor Dr. Martin Luther King Jr: Also Announces Participation in Volunteer Reading Program , 5440-08 |
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CFTC Chairman Announces Appointment of New York, Chicago and Kansas City Regional Administrators , 5439-08 |
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CFTC Provides Annual Report Guidance to Commodity Pool Operators , 5438-08 |
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CFTC Charges Argentine Trader with Defrauding More Than 400 Customers Worldwide in a $43.8 Million Investment Scheme , 5437-08 |
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CFTC Proposes to Expand Registration Exemption for Foreign-Based Intermediaries , 5436-08 |
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CFTC Obtains Verdict Against Former Coral Energy Trader Anthony Dizona for Attempted Manipulation; Jury Finds Defendant Violated the Commodity Exchange Act by Attempting to Manipulate the Natural Gas Market Eight Times , 5435-08 |
