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New York Federal Court Orders Brokerage Firm, Clearing Firm, and Principals in CFTC Anti-Fraud Action to Pay More Than $2 Million in Restitution and Civil Penalties , 5397-07 |
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U.S. Commodity Futures Trading Commission Continues its Aggressive Enforcement Program and Achieved Record Judgments during Fiscal Year 2007 , 5396-07 |
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U.S. Commodity Futures Trading Commission Sanctions Russell Investments Ireland Limited and Russell Investments Cayman Ltd. for Failure to File Annual Reports on Time for the Commodity Pools they Operate , 5395-07 |
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CFTC Committee to Discuss Global Issue of Regulation of Physical Commodity Markets and Clearing and Settlement , 5394-07 |
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French Company Banque CIAL Agrees to Pay Civil Penalty to Settle U.S. Commodity Futures Trading Commission Charges that it Engaged in Wash Sales in the Treasury Futures Markets , 5393-07 |
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Florida Federal Court Sanctions CEO and Former Employees of Miami Commodity Firm for Defrauding Investors Through False Solicitations of Energy Futures and Options , 5392-07 |
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U.S. Commodity Futures Trading Commission Files Action Against Gregg R. Amerman of Alpharetta, Georgia, and Three Companies that He Controlled; Complaint Alleges Misappropriation of More Than $675,000 in Customer Funds , 5391-07 |
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CFTC Acting Chairman Walt Lukken Announces the Appointment of Michael Loesch to Serve as Chief of Staff , 5390-07 |
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California Federal District Court Imposes Restitution of $13.8 Million and Penalties of $1.5 Million Against Robert Joseph Beasley and Longboat Global Funds Management, LLC in Hedge Fund Fraud Action Brought by the Commodity Futures Trading Commission , 5389-07 |
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CFTC Extends Public Comment on Exemption Request for the China Foreign Exchange Trade System , 5388-07 |
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Florida Federal Court Issues Order Freezing Assets of Miami Beach Resident Joerg Heierle and Swiss Corporation INH-Interholding SA , 5387-07 |
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U.S. Commodity Futures Trading Commission Charges Slovak Republic Citizen, Maros Miklas, with Electronic Trading Fraud , 5386-07 |
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U.S. Commodity Futures Trading Commission Files Action in Florida Federal Court Against Tampa Resident Edward J. Evors Alleging Misappropriation of Customer Funds , 5385-07 |
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Minnesota Federal Court Orders the Release of Frozen Assets for the Payment of Restitution to Defrauded Customers in Action Brought by the Commodity Futures Trading Commission , 5384-07 |
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Illinois Federal Court Freezes Assets of Lake Shore Asset Management Limited; Court Finds that the Lake Shore Common Enterprise Committed Fraud , 5383-07 |
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CFTC Releases September 18 Hearing Details , 5382-07 |
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CFTC Announces the Appointment of Jeff Harris as Chief Economist , 5381-07 |
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U.S. Commodity Futures Trading Commission Files Action Against Futures Commission Merchant Nations Investments, LLC, for Failure to Maintain the Minimum Amount of Net Capital Required by Federal Law , 5380-07 |
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Florida Federal Court Sanctions Several South Florida Foreign Currency Options Boiler-Rooms, Brokerage Firms, and Ten Florida Individuals for Defrauding Customers , 5379-07 |
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CFTC Expands the Scope of Relief Issued to Singapore Derivatives Trading Limited Pursuant to Regulation 30.10 , 5378-07 |
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CFTC’s Division of Clearing and Intermediary Oversight Issues Advisory on Forex Transactions , 5377-07 |
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District of Columbia Federal Court Orders McGraw-Hill to Comply with Commodity Futures Trading Commission Subpoena and to Produce Documents of Commodity Index Provider Platts in Energy Investigation , 5376-07 |
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CFTC Requests Public Comment on Exemption Request for the China Foreign Exchange Trade System , 5375-07 |
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CFTC Announces Appointment of Terry Arbit as General Counsel , 5374-07 |
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CFTC Seeks Public Comment on a Proposal to Amend Regulations 3.12 and 3.31 to Extend the Period for Filing Termination Notices , 5373-07 |
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New York Federal Court Enters Orders Granting Judgments in Four Cases against Nine Entities for International Commodity Futures and Options Scam; Defendants Ordered to Pay More than $15.5 Million in Restitution and Civil Penalties , 5372-07 |
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Jill E. Sommers and Bart Chilton Sworn in as CFTC Commissioners , 5371-07 |
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CFTC Launches Redesigned Website , 5370-07 |
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CFTC Applauds Senate Confirmation of Nominees , 5369-07 |
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CFTC Announces September Hearing to Examine Trading on Regulated Exchanges and Exempt Commercial Markets , 5368-07 |
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U.S. Commodity Futures Trading Commission Charges Washington State Man and His Companies with Defrauding Customers in Retail Foreign Currency Options Scheme , 5367-07 |
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Marathon Petroleum Company LLC Agrees to Pay $1,000,000 Civil Penalty to Settle U.S. Commodity Futures Trading Commission Charges of Attempted Manipulation in Crude Oil Markets , 5366-07 |
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U.S. Commodity Futures Trading Commission Seeks to Revoke the Registration of New York Foreign Currency Trader Udo Rotmistrenko , 5365-07 |
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U.S. Commodity Futures Trading Commission Sanctions Merrill Lynch Investment Managers, LLC and Merrill Lynch Alternative Investments, LLC for Repeated Failure to File Annual Reports on Time for Many of the Commodity Pools they Operate , 5364-07 |
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U.S. Commodity Futures Trading Commission Seeks to Revoke the Registration of Fort Lauderdale-based Commodity Investment Group, Inc. , 5363-07 |
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U.S. District Court Appoints Fund Administrator to Disburse Restitution in the CFTC’s Forex Anti-Fraud Action Against Emerald Worldwide Holdings, Inc. , 5362-07 |
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CFTC Announces Resignation of Chief Economist, James A. Overdahl , 5361-07 |
