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Former Duke Energy Trader Michael Whitney to Pay a $55,000 Penalty in Natural Gas False Reporting Case, 5465-08
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Illinois Federal Court Orders Peter D. Hoffman to Pay $492,850 in Restitution and Civil Monetary Penalties in CFTC Anti-Fraud Action, 5464-08
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CFTC Approves Program Designed to Allow for Increased Capital Efficiency and Transparency, 5463-08
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CFTC Statement on MF Global Wheat Futures Trading, 5462-08
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Florida-Based Executive Commodity Corp. and Three Employees Ordered to Pay Approximately $24 Million in Restitution and Penalties in CFTC Anti-Fraud Action, 5461-08
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CFTC Settles Introducing Broker Fraudulent Solicitation Lawsuit with Florida-Based FCM Guarantors National Commodities Corporation, Inc., and International Commodity Clearing LLC, 5460-08
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CFTC Files Second Amended Complaint Charging Philip J. Baker, Lake Shore Asset Management Limited, Lake Shore Group, and Several Commodity Pools with Fraud, 5459-08
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LJH Global Investments, LLC of Naples, Florida, Ordered to Pay $125,000 Penalty for Failure to File Annual Reports on Time, 5458-08
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Paradigm Capital Management LLC of New York Ordered to Pay a $75,000 Penalty for Failure to Timely File Commodity Pool Reports, 5457-08
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Charles DeFazio And Galaxy Resources 2000, LLC to Pay $1.43 Million In Sanctions to Settle CFTC Pool Fraud Action, 5456-08
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CFTC Establishes New Energy Markets Advisory Committee, 5455-08
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CFTC Amends Charges Against Nations Investments, LLC and its Principals; Violations Include Undercapitalization and False Statements, 5454-08
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CFTC and the China Securities Regulatory Commission Sign Arrangement for Enhanced Cooperation and Collaboration, 5453-08
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CFTC Approves Price Limit Increase for Wheat Futures Contracts, 5452-08
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Michigan Couple Ordered to Pay More Than $3.1 in Sanctions for “Private Hedge Fund” Fraud, 5451-08
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CFTC Acting Chairman Lukken Comments on DOJ Letter to Department of the Treasury, 5450-08
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Tennessee Federal Court Orders Christian Kis of Hendersonville, Tennessee to Pay More Than $900,000 in Penalties in Hedge Fund Fraud Action, 5449-08
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Illinois Resident Edward R. Velazquez and His Three “V-Tek” Companies Sanctioned Over $11.6 Million in Settlement of CFTC Commodity Fraud Action, 5448-08
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New Jersey Federal Court Orders More Than $8 Million in Sanctions Against Robert W. Shimer, Vincent J. Firth, and Equity Financial Group LLC in CFTC Anti-Fraud Action, 5447-08
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CFTC Action Allows Eight Eurex Deutschland Futures Contracts to be Offered and Sold in the United States, 5446-08
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Jill E. Sommers Appointed to Chair CFTC’s Global Markets Advisory Committee, 5445-08
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CFTC Applauds President’s Recommendation for Increased Agency Funding, 5444-08
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CFTC Sanctions Virginia Commodity Pool Operator $739,000 to Settle Fraud and Misappropriation Charges, 5443-08
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CFTC Files Action to Revoke Registrations of Introducing Brokers Liberty Financial Trading Corp., Inc. and Liberty Real Assets Investment Corporation, 5442-08
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CFTC Settles Charges against Dubai-Based Supama International DMCC for Engaging in Illegal Trades that Resulted in an Illegal Pass of Money among Accounts, 5441-08
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CFTC Participates in Service Project to Honor Dr. Martin Luther King Jr: Also Announces Participation in Volunteer Reading Program, 5440-08
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CFTC Chairman Announces Appointment of New York, Chicago and Kansas City Regional Administrators, 5439-08
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CFTC Provides Annual Report Guidance to Commodity Pool Operators, 5438-08
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CFTC Charges Argentine Trader with Defrauding More Than 400 Customers Worldwide in a $43.8 Million Investment Scheme, 5437-08
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CFTC Proposes to Expand Registration Exemption for Foreign-Based Intermediaries, 5436-08
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CFTC Obtains Verdict Against Former Coral Energy Trader Anthony Dizona for Attempted Manipulation; Jury Finds Defendant Violated the Commodity Exchange Act by Attempting to Manipulate the Natural Gas Market Eight Times, 5435-08
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CFTC Charges Two Chicago Board of Trade Floor Brokers with Defrauding Customers Out Of More Than $2 Million, 5434-08
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Former Employee of Pompano Beach Commodity Firm, Leslie Weiner, Settles Charges that He Defrauded Commodity Options Customers, 5433-08
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President of a Miami Commodity Futures and Options Firm Sanctioned $260,000 for Fraud and Misappropriation of Customer Funds, 5432-08
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CFTC Seeks to Revoke the Registration of Fort Lauderdale-based Worldwide Clearing, LLC, 5431-08
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CFTC Extends Public Comment Period on Exemption Requests from ICE Clear and ICE Futures Involving Certain Coffee, Sugar, and Cocoa Swaps, 5430-08
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CFTC Forex Boiler Room Fraud Action Nets $3.4 Million in Sanctions Against “Richmond Global” and Vincent Danio; Defrauded Customers Lost More Than $1.7 Million Trading Forex, 5429-07
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