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CFTC Issues an Exemption to Bursa Malaysia Derivatives Bhd Permitting U.S. Customers to Deal Directly with Malaysian Brokers , 5843-10 |
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Gensler Comments on Status of Wall Street Reform Bill , 5842-10 |
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Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues Announces Agenda, List of Participants for June 22 Meeting , 5841-10 |
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CFTC Charges Richard D. Theye and His Company, Micind Capital Management, Inc., with Fraud in Connection with a Multi-Million Dollar Ponzi Scheme , 5840-10 |
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CFTC Grants Exemption to the Kansas City Board of Trade and the Kansas City Board of Trade Clearing Corporation to Clear Wheat Calendar Swaps , 5839-10 |
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U.S. Commodity Futures Trading Commission and Alberta Securities Commission Sign Memorandum of Understanding to Enhance Supervision of Cross-Border Clearing Organizations , 5838-10 |
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CFTC Commissioner O’Malia, FERC Commissioner Moeller to Host Joint Meeting on Energy Clearing , 5837-10 |
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CFTC Charges Marat Yunusov with Engaging in a Series of Unlawful Commodity Futures Transactions on Globex , 5836-10 |
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CFTC Issues Exemption and Approval of Rule Amendment Related to ETFS Physical Swiss Gold Shares and ETFS Physical Silver Shares , 5835-10 |
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CFTC Approves Box Office Receipt Contracts Submitted by Media Derivatives , 5834-10 |
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CFTC Denies OCC Rule Amendment , 5833-10 |
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CFTC Proposes Rulemaking Regarding Co-location/Proximity Hosting Services , 5832-10 |
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CFTC Publishes Advisory on the Extent to which U.S. Investors May Trade in Foreign Security Futures Products , 5831-10 |
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Federal Court Imposes $1.4 Million Civil Penalty against David A. Owen , 5830-10 |
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CFTC Awarded Certificate of Excellence in Accountability Reporting , 5829-10 |
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CFTC Charges Two California Men, Ruben Gonzalez and Jose Naranjo, and Their Company, New Golden Investment Group, LLC, with Running a Multi-Million Dollar Ponzi Scheme , 5828-10 |
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CFTC Reestablishes Technology Advisory Committee , 5827-10 |
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CFTC Files Anti-Fraud Action against Jeffrey Shalhoub and Jeff Shalhoub Investments for Operating a Futures Ponzi Scheme , 5826-10 |
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CFTC/SEC Staff Release Preliminary Joint Findings on May 6 Unusual Market Events , 5825-10 |
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CFTC Announces Participants for Meeting to Consider the Trading of Contracts Based on Motion Picture Box Office Receipts and Hear the Views of Interested Parties , 5824-10 |
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Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues to Meet on Monday, May 24, 2010 , 5823-10 |
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CFTC’s Division of Clearing and Intermediary Oversight Publishes Guidance on the Application Procedure for a Regulation 30.10 Exemption , 5822-10 |
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CFTC to Hold Open Meeting to Consider the Trading of Contracts Based on Motion Picture Box Office Receipts and Gather Views of Interested Parties , 5821-10 |
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CFTC and SEC Announce Creation of Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues , 5820-10 |
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CFTC’s Division of Market Oversight Issues Advisory Regarding Intraday Speculative Position Limits , 5819-10 |
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Federal Court Orders More than $3.8 Million in Sanctions against North Carolina Defendant Tyrone McCall and Two Entities He Controlled to Settle a CFTC Anti-Fraud Action , 5818-10 |
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The CFTC Sanctions Noble Americas Corp. $130,000 for Wash Sales Trading on the New York Mercantile Exchange and Causing Non Bona Fide Prices to Be Reported , 5817-10 |
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Morgan Stanley Capital Group, Inc. to Pay a $14 Million Civil Penalty to Settle CFTC Charges that the Company Concealed a Large Block Crude Oil Trade , 5816-10 |
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Hedge Fund Moore Capital Management, LP, and Its Affiliates Moore Capital Advisors, LLC and Moore Advisors, Ltd., Ordered to Pay a $25 Million Penalty to Settle CFTC Charges of Attempted Manipulation of Platinum and Palladium Futures Settlement Prices , 5815-10 |
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CFTC Determines that Seven Contracts Traded on the IntercontinentalExchange Inc are Significant Price Discovery Contracts , 5814-10 |
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CFTC Charges Carmine Garofalo with Illegal Trading on a U.S. Exchange , 5813-10 |
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San Diego Gas & Electric Company Agrees to Pay a Civil Penalty to Settle CFTC Charge that it Engaged in Wash Sales in the Natural Gas Futures Markets , 5812-10 |
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CFTC Approves Cantor Futures Exchange, L.P. and Cantor Clearinghouse, L.P. , 5811-10 |
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CFTC to Hold Public Meeting to Consider Significant Price Discovery Contract Determinations , 5810-10 |
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CFTC Approves Media Derivatives, Inc. Designated Contract Market Application , 5809-10 |
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Federal Regulators Release Model Consumer Privacy Notice Online Form Builder , 5808-10 |
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CFTC Charges Florida Resident Claudio Aliaga and His Company, CMA Capital Management, LLC, with Operating a Foreign Currency Ponzi Scheme , 5807-10 |
