| CME |
Changes to CDS Manual of Operations; Changes to CDS Price Quality Auction Parameter. 13-299 |
07/25/2013 |
Certified |
08/09/2013 |
|
1 |
| LCHLTD |
Changes to Benchmark currency fixing rates for MYR and IDR used by ForexClear Service |
07/19/2013 |
Certified |
08/03/2013 |
|
1 |
| OCC |
Changes to Policy Statement re: Back-up Communication Channel to Internet Access; SR-OCC-2013-10 |
07/17/2013 |
Certified |
08/01/2013 |
|
1 |
| LCHLTD |
Introduction of client clearing fees for ForexClear service. |
07/15/2013 |
Certified |
07/30/2013 |
|
1 |
| LCHLLC |
LCH.Clearnet LLC's submission of rule changes concern, among other things, LSOC terminology, settlement of variation margin, and the initial date for rebalancing the default fund. |
07/02/2013 |
Certified |
07/18/2013 |
|
1 |
| ICLREU2 |
Amendment to Rule 207(f) to clarify the scope of ICE Clear Europe clearing members subject to the restrictions on the clearing of LIFFE A&M Contracts that are futures or options on underlying U.S. securities. |
06/26/2013 |
Certified |
07/12/2013 |
|
1 |
| NADEX |
Rulebook amendments to identify contracts as "swaps" as defined under 17 USC 1a(47), to accommodate swaps, and reflect appropriate language. |
06/14/2013 |
Certified |
06/29/2013 |
|
1 |
| LCHLTD |
LCH has amended its rules to reflect that only those clearing members that participate in the General Business services are permitted to vote on the LCH's changes to its General Business default management program. |
06/13/2013 |
Certified |
06/28/2013 |
|
1 |
| NADEX |
Independence Day Holiday Hours |
06/13/2013 |
Certified |
06/28/2013 |
|
1 |
| LCHLLC |
LCH.Clearnet LLC is extending the eligible maturity of Overnight Index Swaps denominated in USD, EUR and GBP from 2 to 30 years. |
06/12/2013 |
Certified |
06/27/2013 |
|
1 |
| LCHLTD |
Rule change that allows the clearing house to amend by circular the process and timings for the Portfolio Transfer Process. LCH is also issuing a circular with changes to the Portfolio Transfer Process for full and partial transfers without collateral. |
06/10/2013 |
Certified |
06/25/2013 |
|
1 |
| ICLREU2 |
Amendments to ICE Clear Europe rules and procedures to implement a clearing relationship under which ICE Clear Europe will clear contracts traded on the LIFFE Administration and Management market |
06/07/2013 |
Certified |
06/22/2013 |
|
1 |
| LCHLLC |
Changes to the Portfolio Transfer Process. |
06/05/2013 |
Certified |
06/20/2013 |
|
1 |
| CME |
Modifications to the CME OTC FX Fee Waiver Program; 13-205. |
06/04/2013 |
Certified |
06/19/2013 |
|
1 |
| OCC |
Changes to By-Laws to reflect the separation of the Chairman into two offices, Executive Chairman and President; SR-OCC-2013-09. |
06/04/2013 |
Certified |
06/19/2013 |
|
2 |
| OCC |
The proposed rule change and advance notice would provide for enhancements in OCC's margin model for longer-tenor options (i.e., those options with at least three years of residual tenor). |
05/30/2013 |
Certified |
06/14/2013 |
|
1 |
| OCC |
Rule amendment re jurisdictional status of cash settled options on CBOE SIlver ETF Volatility Index |
09/27/2011 |
Approved |
06/13/2013 |
|
12 |
| NADEX |
Emergency Action: Closing Silver and Copper Daily and Weekly Contracts and Not Listing Silver and Copper Intraday Contracts on 5/28/13, Cancelling Certain Open Positions in the Silver and Copper Contracts, Amending Rulebook for Reuter's Scaling Change. |
05/28/2013 |
Certified |
06/11/2013 |
|
1 |
| LCHLLC |
LCH.Clearnet is amending its rulebook for the SwapClear US service to provide that the SwapClear Tolerance will not be available to any Clearing Member after the final Initial Margin call on any business day which precedes a day that is not a business day |
05/24/2013 |
Certified |
06/11/2013 |
|
1 |
| OCC |
OCC proposes to amend the short-form license agreement that must be signed by OCC clearing members seeking to clear OTC index options on underlying indices published by Standard & Poor's Financial Services LLC |
05/21/2013 |
Certified |
06/06/2013 |
|
1 |
| ICLREU2 |
New Rule 411, which governs SDR reporting pursuant to Part 45 of the Commission's regulations. |
05/19/2013 |
Certified |
06/04/2013 |
|
1 |
| ICLREU2 |
Rule changes obligating CDS clearing members to make certain payments related to FATCA as necessary. |
05/19/2013 |
Certified |
06/04/2013 |
|
1 |
| LCHLLC |
LCH.Clearnet LLC rule change related to the securities that are considered acceptable for margin at SwapClear U.S. The schedule, along with a list of applicable haircuts will be available on LCH's website. |
05/16/2013 |
Certified |
06/01/2013 |
|
1 |
| ICLREU2 |
Circular related to compliance with SDR requirements for off-facility CDS Clearing-Related Swaps. |
05/16/2013 |
Certified |
06/01/2013 |
|
1 |
| ICLREU2 |
Rule changes obligating CDS clearing members to make certain payments related to FATCA as necessary. |
05/13/2013 |
Certified |
05/29/2013 |
|
2 |
| ICLREU2 |
New Rule 411, which governs SDR reporting pursuant to the Commission's Part 45 regulations. |
05/13/2013 |
Certified |
05/29/2013 |
|
2 |
| OCC |
Rule changes related to who shall make determinations of adjustments to the terms of options contracts to account for certain corporate actions; SR-OCC-2013-05(revised). |
05/13/2013 |
Certified |
05/29/2013 |
|
1 |
| OCC |
Rule changes related to electronic vault receipts with respect to cleared contracts traded on NYSE Liffe; SR-OCC-2013-06(revised). |
05/13/2013 |
Certified |
05/29/2013 |
|
1 |
| NADEX |
Nadex amends the contract specifications for its Copper and Silver Variable Payout and Binary contracts in accordance with the Reuters scaling changes, which resulted in a change to the decimal place; other changes made. |
05/28/2013 |
Certified |
05/28/2013 |
|
1 |
| LCHLLC |
Changes to rules related to straight-through processing, LSOC, insolvency and initial margin methodology, among other changes. |
05/10/2013 |
Certified |
05/25/2013 |
|
1 |
| LCHLTD |
Changes to onboarding process related to the provision of pricing and market data. Claryifing amendments also made. |
05/01/2013 |
Certified |
05/16/2013 |
|
1 |
| LCHLTD |
Inclusion of Traiana, Inc. as a matcher in addition to the existing matcher, MarkitSERV. |
05/01/2013 |
Certified |
05/16/2013 |
|
1 |
| OCC |
Rule changes related to who shall make determinations of adjustments to the terms of options contracts to account for certain corporate actions; SR-OCC-2013-05. |
05/02/2013 |
Withdrawn |
05/15/2013 |
|
2 |
| LCHLTD |
Rule changes clarifying ForexClear and EnClear's rights to eject cleared contracts. |
04/29/2013 |
Certified |
05/14/2013 |
|
1 |
| ICE NGX |
Clarification re: interest on collateral accounts |
04/29/2013 |
Certified |
05/14/2013 |
|
1 |
| OCC |
Rule changes related to electronic vault receipts with respect to cleared contracts traded on NYSE Liffe; SR-OCC-2013-06. |
05/02/2013 |
Withdrawn |
05/13/2013 |
|
2 |
| LCHLTD |
Rule amendments that clarify LCH.Clearnet's right to eject cleared contracts that result from the registration of ineligible transactions submitted to the SwapClear service. |
04/26/2013 |
Certified |
05/11/2013 |
|
1 |
| CME |
Changes related to introduction of new IRS contracts and additional specs to existing IRS contracts within CME's rulebook and Manual of Operations for CME Cleared Interest Rate Swaps; 13-164. |
04/28/2013 |
Certified |
05/11/2013 |
|
1 |
| CME |
Expansion of CME Clearing's Category 3 Collateral Limits; 13-155. |
04/24/2013 |
Certified |
05/09/2013 |
|
1 |
| LCHLLC |
Introduction of SwapClear US's annual clearing member fees, client fee structure, and the volume discount plan. |
04/19/2013 |
Certified |
05/04/2013 |
|
1 |
| LCHLTD |
Introduction of SwapClear's Volume Discount Plan, which includes three tiers of discounts applicable to client booking fees. |
04/19/2013 |
Certified |
05/04/2013 |
|
1 |
| OCC |
Rule changes related to the change of expiration date from the Saturday following the third Friday of the specified expiration month to the third Friday of the specified expiration month; SR-OCC-2013-04 and SR-OCC-2013-802. |
04/17/2013 |
Certified |
05/02/2013 |
|
2 |
| LCHLTD |
Changes related to implementation of SwapClear's Strategic Initial Margin Methodology. |
04/15/2013 |
Certified |
04/30/2013 |
|
1 |
| LCHLTD |
Rulebook changes to accommodate straight-through processing. |
04/15/2013 |
Certified |
04/30/2013 |
|
1 |
| ICLREU2 |
Rule amendments to existing delivery procedures to accomodate new energy futures contracts to be listed on ICE Futures Europe and cleared by ICE Clear Europe. |
04/12/2013 |
Certified |
04/27/2013 |
|
1 |
| ICE NGX |
Amendments to provide greater clarity regarding product categorization in response to the elimination of the exempt commercial market category. |
04/12/2013 |
Certified |
04/27/2013 |
|
1 |
| ICECC |
Proposed Rule 211 governing SDR reporting obligations. |
04/10/2013 |
Certified |
04/25/2013 |
|
3 |
| CCH |
Change to rules in relation to Participant Clearing Accounts to reflect that funds are Member Property, and to prevent confusion as the current term ("segregation") implies customer property. |
04/08/2013 |
Certified |
04/23/2013 |
|
1 |
| CME |
New rules governing LSOC with excess; 13-132. |
04/05/2013 |
Certified |
04/20/2013 |
|
1 |
| MGEX |
Rule changes related to establishment of a Risk Management Committee, which replaces the Clearing House Committee. |
04/03/2013 |
Certified |
04/18/2013 |
|
1 |
