CME |
Modification to CME and CBOT clearing rules to facilitate clearing of KCBT products; 13-115. |
03/28/2013 |
Certified |
04/12/2013 |
|
1 |
ICECC |
New rule governing SDR reporting obligations. |
03/22/2013 |
Withdrawn |
04/04/2013 |
|
2 |
NADEX |
Extend duration of Nadex Daily Currency Binary contracts, add additional close times, changes related to holiday hours, and removal of reference to delisted product. |
03/15/2013 |
Certified |
03/30/2013 |
|
1 |
LCHLTD |
LCH.Clearnet Limited's SwapClear service is introducing a new onboarding fee for an Affiliate member of a group; introducing a new ultimate tariff; and changing existing tariffs. |
03/13/2013 |
Certified |
03/28/2013 |
|
1 |
CCH |
Removal of Treasury securities from accepted collateral for margin; 2013-1. |
03/13/2013 |
Certified |
03/28/2013 |
|
1 |
CCH |
Removal of the requirement that the Clearinghouse wait 30 days after a Participant fails to meet its margin or other financial obligations before suspending, revoking, limiting, conditioning, restricting or qualifying clearing privileges; 2013-2. |
03/13/2013 |
Certified |
03/28/2013 |
|
1 |
CCH |
Update to settlement procedures; 2013-3. |
03/13/2013 |
Certified |
03/28/2013 |
|
1 |
CCH |
Changes to rule governing payments upon an event of default; 2013-4. |
03/13/2013 |
Certified |
03/28/2013 |
|
1 |
NADEX |
Amendment to trading hours in order to provide consistency with the trading hours of the underlying market. |
03/26/2013 |
Certified |
03/26/2013 |
|
1 |
OCC |
Adding provisions to By-laws governing OCC's Stock Loan/Hedge Program to facilitate the use of such program by Canadian clearing members; SR-OCC-2013-03. |
03/08/2013 |
Certified |
03/23/2013 |
|
1 |
ICECC |
New rule governing SDR reporting obligations. |
03/14/2013 |
Withdrawn |
03/22/2013 |
|
2 |
CME |
Changes to rules related to a recordkeeping provision in accordance with Reg. 1.16(d)(2); 13-073. |
03/06/2013 |
Certified |
03/21/2013 |
|
1 |
ICLREU2 |
New rule 410 governing SDR reporting pursuant to the Commission's Part 45 regulations. |
03/15/2013 |
Withdrawn |
03/21/2013 |
|
2 |
ICECC |
SDR Firm Trade Reporting Rule establishing that ICC will fulfill CM obligations for the firm trades ICC clears pursuant to Part 45 until the No-Action relief expires. ICC will serve as a third-party provider to its CMs for Part 43 reporting requirements. |
03/04/2013 |
Certified |
03/19/2013 |
|
1 |
CME |
Acceptance of CDX North American Investment Grade Index Series 20 and CDX North American High Yield Index Series 20 for clearing; Removal of expired CDX products. 13-071. |
03/04/2013 |
Certified |
03/19/2013 |
|
1 |
ICLREU2 |
New provisions addressing ICE Clear Europe Limited's recovery and resolution procedures upon the default of one or more clearing members. |
03/07/2013 |
Withdrawn |
03/14/2013 |
|
1 |
ICECC |
The proposed rule changes will provide direct reference within the ICC Rules to the cleared products list available on the ICC website and add additional standards for certain ICC cleared products. |
02/21/2013 |
Certified |
03/08/2013 |
|
1 |
CME |
New Chapter 10 and new Rule 1001 regarding swap data repository reporting; New submission amending submission 12-391. |
12/06/2012 |
Approved |
03/06/2013 |
|
2 |
OCC |
Revisions to OCC's By-Laws and Rules to implement a revised method of calculating clearing members' respective contributions to OCC's clearing fund; SR-OCC-2013-02. |
02/19/2013 |
Certified |
03/06/2013 |
|
1 |
ICLREU2 |
Adoption of enhanced margin methodology, applicable to, and providing for portfolio margining between, index and single-name CDS contracts. |
02/15/2013 |
Certified |
03/05/2013 |
|
1 |
OCC |
Technical change related to mini options to clarify that the same adjustment treatment thresholds that were added to Article VI, Section 11A(c)(ii) are also meant to extend to contracts overlying fund shares; SR-OCC-2013-01. |
02/14/2013 |
Certified |
03/02/2013 |
|
1 |
CME |
Acceptance for clearing of SEK, DKK and NOK Interest Rate Swaps; OIS Swaps up to 5 years; 1-month Designated Maturity for IRS denominated in EUR, GBP and JPY; 13-047. |
02/14/2013 |
Certified |
03/02/2013 |
|
1 |
CME |
Change to the Collateral Categorization for Treasury Inflation Protected Securities; 13-049. |
02/14/2013 |
Certified |
03/02/2013 |
|
1 |
CME |
Increase of CME corporate contribution to IRS financial safeguards from $100MM to $150MM; 13-045. |
02/13/2013 |
Certified |
03/01/2013 |
|
1 |
LCHLTD |
Rule amendments to introduce "real time registration" ("RTR") for its ForexClear service as required under 17 C.F.R. 39.12(b)(7)(i). Changes include the addition of Minimum Excess Requirement and Mutualized Credit Extension. |
02/13/2013 |
Certified |
03/01/2013 |
|
1 |
CCORP |
Amended Rules provide for the addition of a new Exchange Market, ICE Futures U.S., Inc. and contain deletions related to delisted products and Exchange Markets for which The Clearing Corporation no longer clears. |
01/31/2013 |
Certified |
02/15/2013 |
|
1 |
ICECC |
New CDS contracts to be accepted for clearing (iTraxx Europe contracts and European single-name contracts) |
09/28/2012 |
Certified |
02/14/2013 |
|
1 |
NYPC |
Amendments related to clearing firm membership and default management. |
01/30/2013 |
Certified |
02/14/2013 |
|
1 |
CCH |
Rule changes with respect to Petition to Modify DCO Order issued April 20, 2010 to remove conditions limiting the DCO to clearing only media-related contracts. |
10/06/2010 |
Approved |
02/11/2013 |
|
6 |
NADEX |
Adding strike levels and amending strike widths in its gold, silver and crude intraday binary contracts. Renaming USD/YEN binary and variable payout contracts USD/JPY. |
01/25/2013 |
Certified |
02/09/2013 |
|
1 |
ICLREU2 |
Amendments related to settlement finality and clarifying the standards for the satisfaction of a clearing member's payment obligation to ICE Clear Europe Ltd. |
01/23/2013 |
Certified |
02/07/2013 |
|
1 |
LCHLTD |
Changes to the SwapClear initial margin methodology. |
01/22/2013 |
Certified |
02/06/2013 |
|
1 |
OCC |
Changes to Stock Loan/Hedge Program and Market Loan Program; SR-OCC-2012-24. |
01/09/2013 |
Certified |
01/25/2013 |
|
1 |
MGEX |
Housekeeping deletion to Rule 760 (Margins). |
01/08/2013 |
Certified |
01/24/2013 |
|
1 |
LCHLLC |
LCH.Clearnet LLC, in connection with its acquisition of International Derivatives Clearinghouse, LLC, has submitted its Rulebook consisting of regulations and procedures and a compliance matrix demonstrating its compliance with the DCO Core Principles. |
08/24/2012 |
Approved |
01/23/2013 |
LCH.Clearnet LLC acquired the International Derivatives Clearinghouse, LLC. |
2 |
CME |
Changes to rulebook in accordance with CME's status as a "deemed registered" clearing agency under the Exchange Act; 13-001. |
01/03/2013 |
Certified |
01/18/2013 |
|
1 |
CME |
Use of OIS discounting in initial margin computations for AUD, GBP and JPY interest rate swaps; 12-474. |
12/27/2012 |
Certified |
01/12/2013 |
|
1 |
ICLR US |
Modifications to ICE Clear US's policy concerning issuance of intra-day variation margin calls; 12-99. |
12/27/2012 |
Certified |
01/12/2013 |
|
1 |
CME |
Making applicable the CME clearing member default rules to KCBTCC clearing participants and establishing minimum base guaranty fund deposit amount for KCBTCC clearing participants; 12-461. |
12/26/2012 |
Certified |
01/11/2013 |
|
2 |
KCC |
Revisions to conform KCBTCC Clearing Participant default procedures and guaranty fund requirements to those of CME clearing members; 12-462 |
12/26/2012 |
Certified |
01/11/2013 |
|
2 |
OCC |
Changes to Stock Loan/Hedge Program and Market Loan Program; SR-OCC-2012-24. |
12/13/2012 |
Withdrawn |
01/09/2013 |
|
1 |
MGEX |
Clean-up of rules related to clearing fees. |
12/18/2012 |
Certified |
01/04/2013 |
|
1 |
NADEX |
Modifications to Demo Account Program |
12/17/2012 |
Certified |
01/03/2013 |
|
1 |
OCC |
Amendment to Schedule of Fees in order to charge monthly fee to non-clearing member subscribers of certain non-proprietary data (i.e., product/series and prices) that elect to receive such data on a real-time basis; SR-OCC-2012-25. |
12/14/2012 |
Certified |
01/01/2013 |
|
1 |
CME |
Modifications to the Fee Schedule Applicable to OTC Credit Default Swap Clearing; 12-464. |
12/14/2012 |
Certified |
01/01/2013 |
|
1 |
NADEX |
Holiday hour announcement |
12/14/2012 |
Certified |
01/01/2013 |
|
1 |
CME |
Establishment of settlement arrangements between CME and the New York Branch of the Bank of China Limited; 12-362. |
10/29/2012 |
Certified |
12/24/2012 |
|
1 |
NADEX |
Holiday schedule |
12/07/2012 |
Certified |
12/22/2012 |
|
1 |
NADEX |
Extension of Refer a Friend program. |
12/07/2012 |
Certified |
12/22/2012 |
|
1 |
NADEX |
Modification to Demo Account Conversion Program |
12/14/2012 |
Withdrawn |
12/17/2012 |
|
1 |