ICLREU2 |
ICE Clear Europe submits for self-certification modifications to its CDS margin methodology in connection with the acceptance for clearing of new Western European sovereign CDS contracts. |
04/09/2014 |
Certified |
04/24/2014 |
|
1 |
LCHLTD |
LCH.Clearnet Limited and the SwapClear and ForexClear dealers have modified the SwapClear and ForexClear Agreements, respectively, in order to comply with EMIR. |
04/04/2014 |
Certified |
04/19/2014 |
|
1 |
LCHLTD |
Self-certification relating to implementation of a Liquidity and Concentration Risk Model for the EnClear Clearing Service. |
04/04/2014 |
Certified |
04/19/2014 |
|
1 |
LCHLTD |
Changes to the ForexClear service Reference Data Sections of the Rulebook and Procedures. |
04/02/2014 |
Certified |
04/17/2014 |
|
1 |
SGX-DC |
Amendments to align Directive No. 1 with a recent extension of no-action relief in respect of SGX-DC Clearing Members clearing swaps contracts for U.S. persons. |
04/01/2014 |
Certified |
04/16/2014 |
|
1 |
OCC |
This proposed rule change would provide certain enhancements and clarifications with respect to OCC' s indemnification of its directors, officers and other personnel. |
04/01/2014 |
Certified |
04/16/2014 |
|
1 |
OCC |
This proposed rule change would provide OCC with expanded delegated authority to review and approve certain business expansion requests and facilities management agreements. |
03/28/2014 |
Certified |
04/12/2014 |
|
1 |
OCC |
This proposed rule change would eliminate preferred stock and corporate bonds as acceptable forms of margin assets and make additional, conforming changes. |
03/28/2014 |
Certified |
04/12/2014 |
|
1 |
ICE NGX |
Amending CPA to clarify: a) provisions in the case of an exchange default, and b) that Contracting Parties must represent that they have appropriate risk management policies and procedures. # 2014-01 |
03/28/2014 |
Certified |
04/12/2014 |
|
1 |
CME |
CME Clearing Advisory Notices Aligning Performance Bond and Guaranty Fund Collateral Acceptance with CFTC Regulation 39.33 Requirements. CME #14-114 |
03/28/2014 |
Certified |
04/12/2014 |
|
1 |
NADEX |
Nadex clarifies permissible Market Maker order types in Rules 4.4 and 5.10, and also amends its Fee Schedule to account for Market Maker balance adjustments resulting from executed non-Post-Only orders and clarify API fees. |
03/28/2014 |
Certified |
04/12/2014 |
|
1 |
ICECC |
Proposed rule change to update ICC's policy regarding valuation of maturing U.S. Treasury securities, update ICC's collateral asset haircut methodology, and make revisions consistent with CFTC recommendations. |
03/28/2014 |
Certified |
04/12/2014 |
|
1 |
LCHSA |
LCH.Clearnet SA and the CDS Dealers have modified the CDS Agreement in order to comply with Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories ("EMIR") |
03/28/2014 |
Certified |
04/12/2014 |
|
1 |
ICECC |
Proposed rule amendments to permit clearing participants to use the "LSOC with excess" model, under which clearing participants may provide for excess customer related collateral to be transferred to and held at ICC under the LSOC regulations. |
03/18/2014 |
Withdrawn |
04/09/2014 |
|
3 |
LCHLTD |
Changes to the collateral management processes and the opening hours of the SwapClear service. |
03/25/2014 |
Certified |
04/09/2014 |
|
1 |
ICLR US |
Amendment to procedures for facilitating physical delivery of foreign currencies. ICUS #14-26 |
03/24/2014 |
Certified |
04/08/2014 |
|
1 |
CME |
Revision to CME/CBOT/NYMEX/COMEX Rule 854 to add a provision to the Rule concerning violations of the Rule; 14-100 |
03/21/2014 |
Certified |
04/05/2014 |
|
1 |
ICLREU2 |
ICE Clear Europe submits for self-certification new Rule 110(g), which addresses ICE Clear Europe's ability to delay variation margin settlement under Rule 110. |
03/21/2014 |
Certified |
04/05/2014 |
|
1 |
LCHLLC |
Self certification of clarifying changes regarding the transfer of client and proprietary contracts. |
03/18/2014 |
Certified |
04/02/2014 |
|
1 |
CME |
This submission contains amendments to position limits and position accountability levels of Cleared Over-the-Counter Foreign Exchange Spot, Forward and Swap Contracts. 14-103R |
03/17/2014 |
Certified |
04/01/2014 |
|
1 |
CME |
Application of excess defaulting clearing member assets in crossover default scenarios; Harmonization of Defaulted Base Clearing Member Collateral definitions. |
03/17/2014 |
Certified |
04/01/2014 |
|
2 |
OCC |
OCC proposes to amend its Schedule of Fees, effective April 1, 2014, to reflect the elimination of a discount to OCC's clearing fee schedule. |
03/17/2014 |
Certified |
04/01/2014 |
|
2 |
CME |
Certification of Changes to CME Rules 281H.02.A. on Cash Settlement of Cleared OTC U.S. Dollar/Indonesian Rupiah (USD/IDR) Spot, Forwards and Swaps Contracts. |
03/13/2014 |
Certified |
03/28/2014 |
|
1 |
CME |
Advance notice of proposed rules relating to liquidity risk management. |
12/18/2013 |
Withdrawn |
03/28/2014 |
|
2 |
CME |
Clarifying changes to CME Clearing delivery rules. |
03/12/2014 |
Certified |
03/27/2014 |
|
1 |
CME |
Mexican Peso (MXN) Over-the-Counter (OTC) Interest Rate Swaps (IRS) House Fee Waiver Program |
03/11/2014 |
Certified |
03/25/2014 |
|
1 |
SGX-DC |
Rule amendments to clarify the scope of Clearing Members' obligation to provide information to SGX-DC for trade reporting purposes. |
03/07/2014 |
Certified |
03/22/2014 |
|
2 |
LCHLTD |
Self-certification to align the rulebook with recent operational changes resulting inthe decommissioning of the declear and termination by automated service functionalities. |
03/07/2014 |
Certified |
03/22/2014 |
|
1 |
LCHLLC |
Self-certification to align the rulebook with recent operational changes resulting inthe decommissioning of the declear and termination by automated service functionalities. |
03/07/2014 |
Certified |
03/22/2014 |
|
1 |
LCHLTD |
Changes to the benchmark currency fixing rate for IDR used by the ForexClear service and the addition of a new rule in respect of the updating of a Settlement Rate Option. |
03/06/2014 |
Certified |
03/21/2014 |
|
1 |
OCC |
SR-OCC-2014-04: Administrative and/or conforming rule changes to reflect the proposed renaming of the Membership/Risk Committee to Risk Committee and the position of Chairman to Executive Chairman. |
03/06/2014 |
Certified |
03/21/2014 |
|
1 |
LCHLTD |
Introduction of a discount scheme for SwapClear Clearing Members joining the service in 2014 and with regards to the registration fees for the first 1000 backloaded trades. |
03/04/2014 |
Certified |
03/19/2014 |
|
1 |
CME |
Revisions to Rule 980.F |
03/04/2014 |
Certified |
03/19/2014 |
|
1 |
LCHSA |
Changes to: 1) global netting of House Termination Amounts; 2) disclosure of confidential information; 3) clarification of certain definitions; 4) allowable methods for transfer of collateral; 5) conforming changes re: reporting flow for SDRs. |
03/03/2014 |
Certified |
03/18/2014 |
|
1 |
LCHLTD |
Changes to the Rulebook Procedures Section 4 and FCM Procedures in relation to collateral arrangements, acceptance and settlement,as well as a small number of clarifying amendments. |
02/28/2014 |
Certified |
03/15/2014 |
|
1 |
SGX-DC |
Rule amendments for changes to the SGX-DC Clearing Fund and changes to the default management process and the SGX-DC Clearing Fund in relation to OTC financial derivatives contracts. |
02/27/2014 |
Certified |
03/14/2014 |
|
1 |
LCHLLC |
Self-certification in support of the introduction of the LSOC with Excess model. |
02/27/2014 |
Certified |
03/14/2014 |
|
1 |
SGX-DC |
Rule amendments in relation to the clearing of SGX Malaysian ringgit and Thai baht non-deliverable interest rate swap contracts. |
02/26/2014 |
Certified |
03/13/2014 |
|
1 |
OCC |
This proposed rule change will facilitate OCC's compliance with CFTC requirements for DCOs that accept deposits of futures customer funds. |
02/26/2014 |
Certified |
03/13/2014 |
|
1 |
LCHLTD |
LCH.Clearnet Limited is submitting for self-certification a new schedule of Securities Acceptable for Margin Cover Purposes due to changes to the haircuts applied to margin collateral. |
02/25/2014 |
Certified |
03/12/2014 |
|
1 |
LCHLLC |
LCH.Clearnet LLC is submitting for self-certification a new schedule of Securities Acceptable for Margin Cover Purposes due to changes to the haircuts applied to margin collateral. |
02/25/2014 |
Certified |
03/12/2014 |
|
1 |
CME |
Revisions to CME/CBOT/NYMEX/COMEX Rules 770, 853 and 854. |
02/21/2014 |
Certified |
03/08/2014 |
|
2 |
LCHLTD |
Implementation of a Liquidity and Concentration Risk Model for the Nodal Clearing Service. |
02/18/2014 |
Certified |
03/05/2014 |
|
1 |
ICECC |
The purpose of proposed rule change is to implement changes to the method by which ICE Clear Credit LLC charges Clearing Participants for collateral and cash management services. |
02/13/2014 |
Certified |
03/01/2014 |
|
1 |
CME |
New Rule 815: Third Party Execution Platforms for Swaps |
02/12/2014 |
Certified |
02/28/2014 |
|
2 |
LCHLTD |
Introduction of a schedule of fees for Compression Services offered by the SwapClear service. |
02/11/2014 |
Certified |
02/27/2014 |
|
1 |
ICLR US |
Amendment to Collateral and Cash Management Fees |
02/10/2014 |
Certified |
02/26/2014 |
|
1 |
LCHLTD |
Addition of two new Approved Trade Source Systems for SwapClear. |
02/12/2014 |
Withdrawn |
02/25/2014 |
|
1 |
LCHLLC |
Addition of two new Approved Trade Source Systems for SwapClear. |
02/12/2014 |
Withdrawn |
02/25/2014 |
|
1 |
LCHLLC |
New schedule of Securities Acceptable for Margin Cover Purposes due to changes to the haircuts applied to margin collateral. |
02/12/2014 |
Withdrawn |
02/25/2014 |
|
1 |