Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD LCH.Clearnet is submitting for self-certification changes to its rules with respect to the provision of a client buffer sub-account in the SwapClear service for clients of SCMs. This functionality is not available to FCMs or to US customers. 02/17/2015 Certified 03/03/2015 1
LCHSA Bulletin to CDSClear Clearing Members which describes certain changes to its Client Deposit Rate ("CDR"). 02/13/2015 Certified 03/02/2015 1
LCHLTD LCH.Clearnet Limited is submitting for self-certification a correction to its rules with respect to the transfer of cleared contracts by SwapClear Clearing Members and Futures Commission Merchants. 02/16/2015 Certified 03/02/2015 1
CME Implementation of the OTC Credit Default Swap Dealer Founding Member Incentive Program 02/12/2015 Certified 02/27/2015 2
CME Implementation of the OTC Interest Rate Swap Dealer Founding Member Incentive Program 02/12/2015 Certified 02/27/2015 2
OCC This proposed rule change concerns the account from which certain clearing members may fund the Additional Margin requirement associated with overnight trading sessions. 02/27/2015 Notified 02/27/2015 1
CME Weekly Notification of Rule Amendments - Week of February 16, 2015 02/27/2015 Notified 02/27/2015 1
LCHLTD LCH.Ltd proposes to offer a discount on backloaded trades to members which select Tariff B: The Introductory Tarriff, if they join the service after 1st March 2015. 02/10/2015 Certified 02/25/2015 1
LCHLTD LCH.Clearnet is submitting for self certification rule changes which will allow for FCMs and SCMs to present for clearing a Package Transaction. 02/11/2015 Certified 02/25/2015 1
SGX-DC Amendments to clarify the final settlement prices of the Dated Brent Swap contract, which is intended to be launched in April 2015 02/06/2015 Certified 02/23/2015 1
ICECC ICC proposes amending Subchapter 26D of its Rules to provide for the clearance of additional Standard Emerging Market Sovereign CDS contracts. 02/04/2015 Certified 02/19/2015 2
CME Revisions to CME/CBOT/NYMEX/COMEX Decision-Making Authority Provisions and Emergency Financial Condition Rules 01/26/2015 Certified 02/09/2015 2
ICECC ICC proposes revising its Treasury Operations Policies and Procedures to provide for use of a Federal Reserve Account, for use of a committed repo facility, and for USD and Euro investment guidelines for use by outside investment managers. 01/23/2015 Certified 02/06/2015 2
OCC This proposed rule change expands the officers who may declare that a clearing member is summarily suspended from OCC. 01/23/2015 Certified 02/06/2015 1
LCHLTD Self-Certification of changes to LCH.Clearnet Ltd Audit Committee Terms of Reference. 01/22/2015 Certified 02/05/2015 1
OCC This proposed rule change concerns an Agreement for Clearing and Settlement Services between OCC and NASDAQ Futures, Inc. 01/22/2015 Certified 02/05/2015 1
CME Weekly Notification of Rule Amendments - Week of January 26, 2015 02/04/2015 Notified 02/04/2015 1
LCHSA CDSClear Collateral Deposit cut off times extension 01/16/2015 Certified 02/02/2015 2
ICECC ICC proposes revising the ICC End-of-Day Price Discovery Policies and Procedures to incorporate enhancements to ICC's price discovery process. 01/15/2015 Certified 01/30/2015 2
OCC This proposed rule change sets forth a proposed Capital Plan for raising additional capital that would support OCC's function as a systemically important financial market utility. 01/15/2015 Certified 01/30/2015 1
CME Amendments to CME Chapter 806 ("iTraxx Europe Index Untranched CDS Contracts: Part A and Part B") 01/16/2015 Certified 01/30/2015 3
ICECC ICC proposes revising its Risk Management Framework to incorporate certain risk model enhancements. 01/13/2015 Certified 01/28/2015 2
LCHSA In order to comply with EMIR requirements, LCH.Clearnet has developed a new credit risk add-on framework. 01/12/2015 Certified 01/27/2015 2
ICLREU2 Amendments to Delivery procedures for European Government Bond Contracts 01/07/2015 Certified 01/22/2015 1
OCC This proposed rule change concerns the date of the annual meeting of The Options Clearing Corporation's stockholders. 01/07/2015 Certified 01/22/2015 1
LCHLTD Changes to Rulebook Procedures Section 4 - Margin & Collateral, to remove Gold as eligible member collateral and removal of list of accounts for delivery of member margin non-cash collateral for non-FCMs. 01/06/2015 Certified 01/21/2015 1
LCHLTD LCH.Ltd is self certifying changes to its rules which clarify its powers when facilitating transfers between the client accounts of its Clearing Members. 01/05/2015 Certified 01/20/2015 1
ICECC ICC proposes amending Subchapter 26I of its Rules to provide for the clearance of two additional Standard Western European Sovereign CDS contracts, specifically the Kingdom of Belgium and the Republic of Austria. 01/05/2015 Certified 01/20/2015 2
ICECC ICC proposes revisions to ICC's End-of-Day Price Discovery Policies and Procedures to remove the ability for Clearing Participants to submit end-of-day submissions for Single Name instruments in terms of spread and associated recovery rate. 01/05/2015 Certified 01/20/2015 2
CME Revisions to Rule 814 (Settlement Variation) 12/31/2014 Certified 01/15/2015 1
LCHSA As a result of an independent model review performed in 2014, LCH.Clearnet isproposing a number of refinements aimed at correcting certain features of its CDS Risk model. 12/19/2014 Certified 01/06/2015 2
MIAX Rule certification of amendments made to MGEX's Rulebook primarily in connection with default rules and procedures and recovery and wind-down plans required under CFTC Regulations 39.35 and 39.39. 12/19/2014 Certified 01/06/2015 1
LCHSA CDSClear currently applies an identical rate to cash EUR deposited on both house and client accounts. As from January 2015, CDSClear will apply a different rate to the cash EUR collateral deposited on behalf of clients. 12/19/2014 Certified 01/05/2015 1
ICLR US ICUS is changing the method by which Clearing Members are charged (or credited) with respect to the deposit of USD and non-USD cash collateral held by ICUS 12/16/2014 Certified 12/31/2014 1
ICLR US ICUS is amending its Rulebook to incorporate use of a direct banking model and to clarify governing law. ICUS is amending its Default Management Procedures to make certain clarifying changes. 12/16/2014 Certified 12/31/2014 3
OCC The proposed rule change concerns the clearance and settlement of confirmed trades executed in extended and overnight trading sessions offered by exchanges for which OCC provides clearance and settlement services. 12/15/2014 Certified 12/30/2014 1
LCHLTD LCH.Ltd intends to change the Client Deposit Rate (CDR), the rate at which it pays interest on cash posted to cover Client initial margin requirements. LCH.Ltd will remove the floor in the rate, such that CDR may be negativeand change the spread on EUR. 12/12/2014 Certified 12/29/2014 1
LCHLTD LCH.Ltd proposes to remove the booking fee for any trade booked by Clearing Members as a result of compression. This will harmonize the treatment of Clearing Members and Clients. 12/11/2014 Certified 12/24/2014 3
LCHLTD LCH.Ltd proposes to make amendments to its General Regulations to correct cross referencing errors. The amendment will enable a SwapClear Clearing Member to transfer SwapClear contracts registered to its House account to another SwapClear Clearing Member 12/10/2014 Certified 12/23/2014 1
CME Advance notice of proposed rules relating to liquidity risk management. #13-565A, 13-565AR, 13-565ARR 03/31/2014 Certified 12/23/2014 3
CME Adoption of New Rules for Liquidity Risk Management 07/18/2014 Certified 12/23/2014 2
OCC This proposed rule change concerns the time at which OCC accepts certain futures transactions that are either an exchange-for-physical or block trade. 12/08/2014 Certified 12/22/2014 1
CME Enhancements to CDS Risk Model 10/23/2014 Certified 12/22/2014 2
CME Amendments to Chapter 8H of CME Rulebook 12/04/2014 Certified 12/18/2014 1
CME Extension of the CME OTC FX Fee Waiver Program 12/03/2014 Certified 12/17/2014 1
ICECC ICC is proposing to amend Chapter 26 of its rules to add Subchapter 26I and to amend the ICC Risk Management Framework to provide for the clearance of Standard Western European Sovereign CDS contracts. 09/02/2014 Certified 12/15/2014 2
CME Regulation 40.10 Submission Regarding Chicago Mercantile Exchange Inc.'s Acceptance of Swaptions for Clearing 09/04/2014 Certified 12/15/2014 2
OCC The proposed rule change concerns monthly resizing of the clearing fund and the addition of financial resources. 12/01/2014 Certified 12/15/2014 1
ICECC ICC proposes to update and formalize the ICC Operational Risk Management Framework. 11/25/2014 Certified 12/10/2014 2
SGX-DC Amendments to the SGX-DC Clearing Rules for the SGX Iron Ore 58% Swaps 11/27/2014 Certified 12/10/2014 1