Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 08/16/2019 Notified 08/16/2019 2
CME Enhancements to the Margin Model for Interest Rate Swaps and Commingled Contracts. 08/01/2019 Certified 08/15/2019 2
LCHLTD LCH Limited Self-Certification: New Margin Collateral Haircut Schedule 07/31/2019 Certified 08/14/2019 4
ICECC ICE Clear Credit proposes updates to the ICC Treasury Operations Policies and Procedures. 07/31/2019 Certified 08/14/2019 2
SGX-DC Weekly notification of rule amendments for the week of 5 August 2019. 08/14/2019 Notified 08/14/2019 2
CME Weekly Notification of Rule Amendments - Week of August 5, 2019. 08/14/2019 Notified 08/14/2019 1
ICLREU2 ICE Clear Europe is amending the CDS Default Management Framework in order to ensure that the Framework remains consistent with the Rules in light of recent amendments to address default management and recovery and wind-down for the CDS Contract Category. 07/30/2019 Certified 08/13/2019 2
EUREX Proposed amendments in Eurex Clearing Circular 074-19 related to extending the LSOC service offering to a pure LSOC Without Excess model, extension of swaps product currencies offered under LSOC, and continuing certain fee waivers 07/29/2019 Certified 08/12/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 075-19 related to amending the Price List to include nine physically delivered single stock futures contracts newly introduced at Eurex Deutschland 07/29/2019 Certified 08/12/2019 2
CME Amendments to CME, CBOT, NYMEX/COMEX Rule 820 ("Performance Bonds") Permitting Clearing Members to Deposit COMEX Gold Warrants as Performance Bond, Amendments to CME Rule 8G930.C ("Acceptable Performance Bond Deposits for IRS Products") Permitting IRS Cle 07/29/2019 Certified 08/12/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 08/09/2019 Notified 08/09/2019 2
CME Weekly Notification of Rule Amendments - Week of July 29, 2019 08/07/2019 Notified 08/07/2019 1
SGX-DC Weekly notification of rule amendments for the week of 29 July 2019. 08/07/2019 Notified 08/07/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 073-19 related to the introduction of the new "GC Pooling Cheapest-to-Deliver (CTD) Basket" containing deliverable Bonds for Fixed Income Futures Expiries 07/19/2019 Certified 08/02/2019 2
OCC Proposed rule change related to the introduction of a new Liquidation Cost Model in The Options ClearingCorporation's margin methodology. 07/18/2019 Certified 08/01/2019 2
CME Amendments to CME, CBOT, NYMEX/COMEX Rule 435. ("Effect of Suspension or Expulsion") 07/17/2019 Certified 07/31/2019 1
CME Weekly Notification of Rule Amendments - Week of July 22, 2019 07/31/2019 Notified 07/31/2019 1
OCC Proposed rule change to make administrative updates to The Options Clearing Corporation's risk managementpolicies. 07/16/2019 Certified 07/30/2019 2
ICECC ICE Clear Credit LLC ("ICC") proposes to formalize the ICC Clearing Participant Default Management Procedures and update the ICC Risk Management Framework. 07/16/2019 Certified 07/30/2019 2
LCHLTD LCH Limited is submitting for self-certification changes to the ForexClear fee schedule to allow Clearing Members clearing deliverable FX products to receive a fee holiday in their first four months of joining the service. 07/17/2019 Certified 07/30/2019 1
SGX-DC Weekly notification of rule amendments for the week of 15 July 2019. 07/30/2019 Notified 07/30/2019 2
SGX-DC Weekly notification of rule amendments for the week of 22 July 2019. 07/30/2019 Notified 07/30/2019 2
LCHLTD LCH Limited Self-Certification: Listed Rates fee discount 07/15/2019 Certified 07/29/2019 1
ICLREU2 ICE Clear Europe is adopting the amendments to the Framework in order to ensure that the Framework remains consistent with the Rules in light of recent amendments to address default management, recovery and wind-down for the CDS Contract Category 07/18/2019 Withdrawn 07/29/2019 2
LCHLTD Conforming change to the FCM Procedures 07/29/2019 Notified 07/29/2019 1
SGX-DC Self-certification of amendments to SGX-DC Clearing Rules - revision of clearing fee 07/12/2019 Certified 07/25/2019 1
CME Weekly Notification of Rule Amendments - Week of July 15, 2019 07/24/2019 Notified 07/24/2019 1
LX Updated LedgerX Compliance Manual 07/10/2019 Certified 07/24/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 069-19 related to accepting U.S. dollar ("USD") as currency for initial margin payments under its LSOC model 07/09/2019 Certified 07/23/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 070-19 related to allowing non-U.S. Clearing Members to clear OTC IRD for U.S. Person Direct Clients that are affiliates and increasing the maximum number of Clearing Members for listed transactions 07/09/2019 Certified 07/23/2019 2
ICLREU2 ICE Clear Europe is amending its Delivery Procedures to add a new Section 11 and a new Part FF to address delivery relating to the ICE NYH ULSD Futures Contracts and the NYH ULSHO Futures Contracts 07/10/2019 Certified 07/23/2019 2
LCHLTD Weekly notification for non-substantive rule changes in the General Regulations that went live on 22 July 2019. 07/22/2019 Notified 07/22/2019 1
ICE NGX Amendments to Schedule "C" and Schedule "D" of Contracting Party Agreement 07/08/2019 Certified 07/22/2019 1
LCHLTD LCH Limited Self-Certification: Rates Service Default Fund Cap Increase 07/05/2019 Certified 07/19/2019 1
LCHLTD LCH Limited Self-Certification: SwapClear new basis swaps and tenor extension 07/05/2019 Certified 07/19/2019 1
SGX-DC Self-certification of Amendments to SGX-DC Clearing Rules 07/08/2019 Certified 07/19/2019 1
CME Adoption of a New Framework for Initial Margin Calculations 05/28/2019 Certified 07/19/2019 3
CME Weekly Notification of Rule Amendments - Week of July 8, 2019 07/18/2019 Notified 07/18/2019 1
LCHSA See attached document. 07/02/2019 Certified 07/17/2019 1
SGX-DC Weekly notification of rule amendments for the week of 8 July 2019. 07/16/2019 Notified 07/16/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 064-19 related to the introduction of 43 additional single stock dividend futures listed on Eurex Deutschland (not available to U.S. participants) 07/01/2019 Certified 07/16/2019 2
CME Amendments to CME, CBOT, and NYMEX/COMEX Rule 981. ("Anti-Money Laundering and Economic Sanctions Compliance") 07/01/2019 Certified 07/16/2019 1
EUREX Proposed rule amendments in Eurex Clearing Circular 063-19 related to the introduction of 50 stock tracking futures on the components of the EURO STOXX 50r Index on Eurex Deutschland (Exchange) 06/28/2019 Certified 07/15/2019 2
MIAX Clarify duties and processes, including for offsets. 06/27/2019 Certified 07/12/2019 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 07/12/2019 Notified 07/12/2019 2
MIAX The overall purpose of the amendments is to enhance MGEX's compliance with CFTC regulations and the tools available to the Clearing House following a Clearing Member default. In addition, certain housekeeping and reorganization changes were made. 06/26/2019 Certified 07/11/2019 1
CME Weekly Notification of Rule Amendments - Week of July 1, 2019 07/11/2019 Notified 07/11/2019 1
CME Delisting of Certain Previously-Listed Contract Months and Subsequent Delisting of Three (3) Fertilizer Swap (Cleared Only) Contracts 06/24/2019 Certified 07/09/2019 1
CME Amendments to the Disclaimer Rules of Five (5) Fertilizer Contracts 06/24/2019 Certified 07/09/2019 1
LX Rulebook Amendments for the LedgerX DCM 06/24/2019 Certified 07/09/2019 2