Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD LCH Limited Self-Certification: Excess Sub-Account 05/07/2019 Certified 05/21/2019 1
EUREX Weekly Notification of Rule Amendments - Week of May 13, 2019 05/17/2019 Notified 05/17/2019 1
EUREX Proposed rule amendments in Eurex Clearing Circular 044-19 related to eliminating redundancy in certain provisions 05/03/2019 Certified 05/17/2019 2
SGX-DC Self-certification of amendments to SGX-DC Clearing Rules to effect default management measures, revise the application of the SGX-DC Clearing Fund and remove references to OTCF contracts due to cessation of clearing that contract class. 05/06/2019 Certified 05/17/2019 2
LCHLTD LCH Limited Self-Certification: SwapClear tenor extensions for Fed Funds and CDOR Indexes 05/02/2019 Certified 05/16/2019 1
CME Weekly Notification of Rule Amendments - Week of May 6, 2019 05/15/2019 Notified 05/15/2019 1
OCC Proposed rule change related to The Options Clearing Corporation's margin methodology for Volatility Index Futures. 04/30/2019 Certified 05/14/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 05/10/2019 Notified 05/10/2019 2
LCHLTD Weekly Notification of changes on LCH website regarding holiday calendars relevant to the ForexClear service 05/08/2019 Notified 05/08/2019 1
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Model Validation Framework. 04/23/2019 Certified 05/07/2019 2
CME Weekly Notification of Rule Amendments - Week of April 29, 2019 05/07/2019 Notified 05/07/2019 1
OCC Proposed rule change related to the introduction of a new Liquidation Cost Model in The Options Clearing Corporation's margin methodology. 05/01/2019 Withdrawn 05/06/2019 2
SGX-DC Weekly notification of rule amendments for the week of 29 April 2019. 05/06/2019 Notified 05/06/2019 2
SGX-DC Approval of amendments to SGX-DC Clearing Rules to effect default management measures, revise the application of the SGX-DC Clearing Fund and remove references to OTCF contracts due to cessation of clearing that contract class. 04/29/2019 Withdrawn 05/03/2019 1
SGX-DC Weekly notification of rule amendments for the week of 22 April 2019. 05/02/2019 Notified 05/02/2019 2
LCHSA LCH SA submits this Weekly Notification of CDS Clearing rule amendments 05/02/2019 Notified 05/02/2019 1
CME Weekly Notification of Rule Amendments - Week of April 22, 2019 05/01/2019 Notified 05/01/2019 1
CME Amendments to CME Rule 8G930.C. ("Acceptable Performance Bond Deposits for IRS Products") 04/16/2019 Certified 04/30/2019 1
OCC Proposed rule change to require that an Actionable Identifier be included on Customer and Non-Customer securitiesoptions trades other than Market Maker trades. 04/15/2019 Certified 04/29/2019 1
CME Implementation of the Cleared OTC London Gold & Silver Forwards Incentive Program. 04/12/2019 Certified 04/26/2019 2
NODALCL Amendments to Nodal Clear Rules to Revise Delivery Deadline for Environmental Contracts 04/11/2019 Certified 04/25/2019 3
CME Weekly Notification of Rule Amendments - Week of April 15, 2019 04/25/2019 Notified 04/25/2019 1
EUREX Proposed rule amendments in Eurex Clearing Circular 037-19 related to extending the scope of the STM model to client-related OTC IRD Transactions (note: this does not affect FCM Regulations; all such transactions for FCM Clearing Members are STM) 04/09/2019 Certified 04/23/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 038-19 related to introducing functionality to facilitate the clearing of bunched orders with respect to OTC Interest Rate Derivative transactions for FCM Clearing Members under the FCM Regulations 04/09/2019 Certified 04/23/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 039-19 related to determination of final settlement price for certain MSCI products, providing settlement information to KRX, and granting of access to reports 04/09/2019 Certified 04/23/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 041-19 related to clearing for Total Return Futures on Shares of EUR denominated equities and Basket Trades of Equity Total Return Futures 04/09/2019 Certified 04/23/2019 2
ICLREU2 ICE Clear Europe proposes to adopts a circular addressing the interpretation of certain Rules and Procedures in the event of the departure of the UK from the EU. 04/08/2019 Certified 04/22/2019 2
SGX-DC Amendments to the SGX-DC Clearing Rules in respect of revisions to the financial and capital requirements of Remote Clearing Members and Bank Clearing Members of SGX-DC. 04/05/2019 Certified 04/18/2019 2
SGX-DC Weekly notification of rule amendments for the week of 8 April 2019. 04/18/2019 Notified 04/18/2019 2
ICE NGX Re-direction of company website and non-significant revisions to update cross-references. 04/18/2019 Notified 04/18/2019 1
CME Weekly Notification of Rule Amendments - Week of April 8, 2019 04/16/2019 Notified 04/16/2019 1
LCHLTD LCH Limited temporary change to its Margin Collateral Haircut Schedule 04/02/2019 Certified 04/15/2019 2
ICLR US Amendment to ICUS's Risk Management Framework related to the criteria applicable to, and monitoring of, ICUS's financial service providers. 03/29/2019 Certified 04/12/2019 2
LCHLTD LCH Limited is submitting for self-certification changes to the ForexClear fee schedule to allow Clearing Members to receive a volume based discount on the applicable monthly fees. 04/01/2019 Certified 04/12/2019 1
LCHSA LCH SA is submitting for self-certification the amendments to the CDSClear fee grid in order to introduce a fee rebate regarding the CDSClear Index Swaptions clearing service. 04/01/2019 Certified 04/12/2019 1
EUREX Weekly Notification of Rule Amendments - Week of April 8, 2019 04/12/2019 Notified 04/12/2019 1
CME Amendments to CME, CBOT, and NYMEX/COMEX Rule 855. Regarding Offsetting Certain Positions and Adoption of a Contracts Eligible for Offset Table. 03/28/2019 Certified 04/11/2019 2
SGX-DC Weekly notification of rule amendments for the week of 1 April 2019. 04/10/2019 Notified 04/10/2019 2
ICECC ICE Clear Credit LLC ("ICC") proposes changes to its cash investment yield schedule. 03/26/2019 Certified 04/09/2019 2
CME Weekly Notification of Rule Amendments - Week of April 1, 2019 04/09/2019 Notified 04/09/2019 1
EUREX Proposed rule amendments in Eurex Clearing Circular 032-19 related to amending the Price List related to the Management Board of Eurex Deutschland's decision to introduce additional futures and options on MSCI indexes 03/25/2019 Certified 04/08/2019 2
LCHSA LCH SA submits this Weekly Notification of CDS Clearing rule amendments 04/05/2019 Notified 04/05/2019 1
SGX-DC Weekly notification of rule amendments for the week of 25 March 2019. 04/05/2019 Notified 04/05/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 04/05/2019 Notified 04/05/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 031-19 related to amendin the Price List to offer payment of rebates for certain exchange-traded commodities options 03/22/2019 Certified 04/05/2019 2
ICLREU2 ICE Clear Europe is amending its Delivery Procedures to add a new Part EE regarding delivery procedures relating to a new natural gas futures contract. 03/22/2019 Certified 04/05/2019 2
ICLREU2 ICE Clear Europe is proposing to adopt a new Futures & Options Capital-to-Margin And Shortfall Margin Policy. 03/22/2019 Certified 04/05/2019 2
CME Weekly Notification of Rule Amendments - Week of March 25, 2019 04/03/2019 Notified 04/03/2019 1
EUREX Proposed rule amendments in Eurex Clearing Circular 028-19 related to amending the Price List to include 44 physically delivered single stock futures contracts newly introduced at Eurex Deutschland. 03/19/2019 Certified 04/02/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 029-18 related to amending the Price List to reduce Service Fees for certain Eligible Margin Assets and add repo transactions to the exemption limit for free online requests 03/18/2019 Certified 04/01/2019 2