Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
EUREX Proposed rule amendments in Eurex Clearing Circular 081-18 related to providing that the English language version of the Clearing Conditions and any related documents will be the sole and legally binding version 09/28/2018 Certified 10/15/2018 2
MGEX Notification of margin change 10/12/2018 Notified 10/12/2018 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 10/12/2018 Notified 10/12/2018 2
CME Weekly Notification of Rule Amendments - Week of October 1, 2018 10/11/2018 Notified 10/11/2018 1
ICLR US ICUS is amending Rule 203(c) to provide discretion in determining when an approved but not fully activated application to become a Clearing Member is deemed to have been withdraw. 09/26/2018 Certified 10/11/2018 1
EUREX Proposed implementation of Eurex Clearing AG Guideline on Monitoring and Auditing the Risk Management Practices of FCM Clearing Members 09/24/2018 Certified 10/09/2018 2
SGX-DC Weekly notification of rule amendments for the week of 1 October 2018. 10/08/2018 Notified 10/08/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 10/05/2018 Notified 10/05/2018 2
ICLREU2 ICE Clear Europe is adopting a new F&O Risk Policy and related F&O Risk Procedures. The new F&O Risk Policy is intended to consolidate and replace several existing ICE Clear Europe F&O policies. 09/21/2018 Certified 10/05/2018 2
OCC Proposed rule change related to The Options Clearing Corporation's Board of Directors and Board CommitteeCharters. 09/20/2018 Certified 10/04/2018 1
LCHLTD LCH Limited Self-Certification: stress loss exposure notice period 09/20/2018 Certified 10/04/2018 1
LCHLTD LCH Limited Self-Certification: Hong Kong Dollar (HKD) peg with the US Dollar 09/20/2018 Certified 10/04/2018 1
SGX-DC Singapore Exchange Derivatives Clearing Limited, a derivatives clearing organisation registered with the CFTC, hereby submits a self-certification for amendments to its Clearing Rules pursuant to Commission regulation 40.6(a). 09/20/2018 Certified 10/04/2018 1
CME Amendments to CME Rules Chapter 8-G ("Interest Rate Derivative Clearing") to Implement Mandatory IRS Clearing Member Participation in Hedging Auctions 09/19/2018 Certified 10/03/2018 1
CME Amendments to CME Rule 8G04. ("IRS Clearing Member Obligations and Qualifications") to Implement Mandatory IRS Clearing Member Participation in Liquidity Polls 09/19/2018 Certified 10/03/2018 1
SGX-DC Weekly notification of rule amendments for the week of 24 September 2018. 10/03/2018 Notified 10/03/2018 2
CME Weekly Notification of Rule Amendments - Week of September 24, 2018 10/03/2018 Notified 10/03/2018 1
ICLR US ICUS is amending its Risk Management Framework to enhance the calculation of shortfall margin. ICUS is refining the stress scenarios used to determine the shortfall margin, as well as how it sets the shortfall margin minimum. 09/18/2018 Certified 10/02/2018 2
CME Removal of the High Pay Threshold from the Concentration Margin Program 08/08/2018 Certified 10/02/2018 2
ICLREU2 Procedure and policy changes relating to intraday margining. 09/17/2018 Certified 10/01/2018 3
SGX-DC The Amendments relate to changes to the SGX-DC Clearing Fund structure and requirements on the SGX-DC clearing members. 09/18/2018 Certified 10/01/2018 1
CME Adoption of New CME/CBOT/NYMEX/COMEX Rule 832. ("Foreign Currency Market Disruption") 09/14/2018 Certified 09/28/2018 1
EUREX Weekly Notification of Rule Amendments - Week of September 24, 2018 09/28/2018 Notified 09/28/2018 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 09/28/2018 Notified 09/28/2018 2
LCHLTD LCH Limited is submitting for self-certification changes to its rules regarding the metric used by the ForexClear service to allocate the default fund contributions across Clearing Members. 09/14/2018 Certified 09/27/2018 1
LCHLTD LCH Limited Self-Certification: UK Criminal Finances Act amendment rule changes 09/12/2018 Certified 09/26/2018 1
LCHLTD LCH Limited Self-Certification: Inflation Swaps - Reporting Threshold Amounts 09/12/2018 Certified 09/26/2018 1
LCHLTD LCH Limited Self-Certification: Mexican Peso as a same day value currency 09/12/2018 Certified 09/26/2018 1
CME Weekly Notification of Rule Amendments - Week of September 17, 2018 09/26/2018 Notified 09/26/2018 1
SGX-DC Weekly notification of rule amendments for the week of 17 September 2018. 09/26/2018 Notified 09/26/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 078-18 related to clarifying amendments to the Statutes for the EMIR Risk Committee 09/10/2018 Certified 09/24/2018 2
ICE NGX Amendment to section 3.4 of the Contracting Party Agreement 09/07/2018 Certified 09/21/2018 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 09/21/2018 Notified 09/21/2018 2
CME Implementation of New CME, CBOT, NYMEX, and COMEX Rules 830.C., 900.C., 902.B., 912.A., and 912.B.; Amendments to CME Rule 8G831; and Implementation of New CME Rule 8G912 to Create Direct Funding Participant Clearing Membership. 07/22/2016 Withdrawn 09/19/2018 10
CME Weekly Notification of Rule Amendments - Week of September 10, 2018 09/19/2018 Notified 09/19/2018 1
EUREX Proposed rule amendments (stated policy) in Eurex Clearing Circular 075-18 related to rebates and revenue sharing for certain listed derivatives contracts on Eurex Exchange 09/04/2018 Certified 09/18/2018 2
LCHLTD Weekly Notification of addition of Approved Trade Source System to SwapClear 09/14/2018 Notified 09/14/2018 1
CME Weekly Notification of Rule Amendments - Week of September 3, 2018 09/13/2018 Notified 09/13/2018 1
SGX-DC Weekly notification of rule amendments for the week of 3 September 2018. 09/13/2018 Notified 09/13/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 072-18 related to introduction of renewed, stand-alone FCM Regulations, FCM Default Rules, and other amendments in order to implement Eurex Clearing's LSOC compliant offering for client clearing of swaps 08/29/2018 Certified 09/13/2018 7
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 09/07/2018 Notified 09/07/2018 2
CME Weekly Notification of Rule Amendments - Week of August 27, 2018 09/06/2018 Notified 09/06/2018 1
SGX-DC Weekly notification of rule amendments for the week of 27 August 2018. 09/06/2018 Notified 09/06/2018 2
ICECC ICE Clear Credit proposes updates to the ICC Treasury Operations Policies and Procedures 08/20/2018 Certified 09/04/2018 2
LCHLTD LCH's notification covers non-substantive rule changes in the General Regulations in respect to the clearing of the FX Options product via the ForexClear service 08/31/2018 Notified 08/31/2018 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 08/17/2018 Certified 08/31/2018 1
CME Amendments to CME/CBOT/NYMEX/COMEX Rules 403.A. ("Clearing House Risk Committee"), 901.H. ("General Requirements and Obligations"), 912. ("Approval"), 913. ("Withdrawal from Clearing Membership") and CME Rule 8G913.A. (Withdrawal from IRS Clearing Members 08/17/2018 Certified 08/31/2018 1
SGX-DC Weekly notification of rule amendments for the week of 20 August 2018. 08/30/2018 Notified 08/30/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 070-18 related to a fee classification for each individual single stock dividend future for the period September 1, 2018 through August 31, 2019 08/17/2018 Certified 08/30/2018 2
OCC Proposed rule change to make clarifying and conforming changes to The Options Clearing Corporation's Margins Methodology and Margin Policy. 08/15/2018 Certified 08/29/2018 2