Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Weekly Notification of Rule Amendments - Week of October 29, 2018 11/07/2018 Notified 11/07/2018 1
SGX-DC Weekly notification of rule amendments for the week of 29 October 2018. 11/06/2018 Notified 11/06/2018 2
LX Amendment to rule regarding participant eligibility criteria, and introduction of rules regarding transfers of trades 10/22/2018 Certified 11/05/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 087-18 related to requiring that FCM Clearing Members generally perform a take-up or reject any incoming client swap transaction within ten minutes and further clarifying amendments 10/19/2018 Certified 11/02/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 088-18 related to the reporting requirements of Part 45 of the CFTC Regulations 10/19/2018 Certified 11/02/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 089-18 related to allowing the inclusion of repo transactions from several Multilateral Trading Facilities (MTFs) into clearing 10/19/2018 Certified 11/02/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 090-18 related to fees for transactions concluded on the Frankfurt Stock Exchange (Frankfurter Wertpapierbrse, FWBr) and OTC transactions in the Xetra T7 trading system 10/19/2018 Certified 11/02/2018 2
EUREX Weekly Notification of Rule Amendments - Week of October 29, 2018 11/02/2018 Notified 11/02/2018 1
CME Weekly Notification of Rule Amendments - Week of October 22, 2018 11/01/2018 Notified 11/01/2018 1
LCHSA LCH SA is submitting for self certification the amendments to the CDSClear client clearing fee grid. 10/17/2018 Certified 10/31/2018 2
SGX-DC Weekly notification of rule amendments for the week of 22 October 2018. 10/30/2018 Notified 10/30/2018 2
ICLR US ICUS is amending its Risk Management Framework in order to clarify its original margin calculation, harmonize its internal rating models and codifying many factors it considers when exercising its discretion to increase the original margin requirement. 10/15/2018 Certified 10/29/2018 2
ICLREU2 ICE Clear Europe proposes to modify certain provisions of its CDS Procedures and its Rules to account for an expected change in the DC Secretary for the Credit Derivatives Determinations Committees. 10/15/2018 Certified 10/26/2018 3
CME Notification of Rule Amendments - Week of October 15, 2018 10/26/2018 Notified 10/26/2018 1
SGX-DC Weekly notification of rule amendments for the week of 15 October 2018. 10/22/2018 Notified 10/22/2018 2
ICECC ICE Clear Credit LLC proposes changes to the ICC Risk Management Model Description Document and the ICC RiskManagement Framework. 07/10/2018 Certified 10/22/2018 2
CME Termination of the OTC FX Non-Deliverable Forwards Incentive Program 10/04/2018 Certified 10/19/2018 2
CME Modifications to CME Clearing's Schedule of Acceptable Performance Bond Collateral 10/04/2018 Certified 10/19/2018 1
ICLREU2 Amendments to ICEU Delivery Procedures 10/04/2018 Certified 10/19/2018 2
CME Weekly Notification of Rule Amendments - Week of October 8, 2018 10/18/2018 Notified 10/18/2018 1
LCHLTD LCH Limited is amending its Margin Collateral Haircut Schedule to add new eligible collateral. 10/02/2018 Certified 10/17/2018 1
CME Expansion of Clearing of OTC Interest Rate Swaps Denominated in Mexican Pesos to 31 Years. 10/02/2018 Certified 10/17/2018 1
ICLREU2 ICE Clear Europe is proposing to make certain amendments to its Liquidity Plan to address changes in its treasury activities and to make certain enhancements to liquidity risk stress testing scenarios and other clarifications. 10/03/2018 Certified 10/17/2018 2
SGX-DC Weekly notification of rule amendments for the week of 8 October 2018. 10/16/2018 Notified 10/16/2018 2
ICECC ICE Clear Credit ("ICC") proposes updates to the ICC Stress Testing Framework and the ICC Liquidity Risk Management Framework. 10/01/2018 Certified 10/16/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 081-18 related to providing that the English language version of the Clearing Conditions and any related documents will be the sole and legally binding version 09/28/2018 Certified 10/15/2018 2
MIAX Notification of margin change 10/12/2018 Notified 10/12/2018 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 10/12/2018 Notified 10/12/2018 2
CME Weekly Notification of Rule Amendments - Week of October 1, 2018 10/11/2018 Notified 10/11/2018 1
ICLR US ICUS is amending Rule 203(c) to provide discretion in determining when an approved but not fully activated application to become a Clearing Member is deemed to have been withdraw. 09/26/2018 Certified 10/11/2018 1
EUREX Proposed implementation of Eurex Clearing AG Guideline on Monitoring and Auditing the Risk Management Practices of FCM Clearing Members 09/24/2018 Certified 10/09/2018 2
SGX-DC Weekly notification of rule amendments for the week of 1 October 2018. 10/08/2018 Notified 10/08/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 10/05/2018 Notified 10/05/2018 2
ICLREU2 ICE Clear Europe is adopting a new F&O Risk Policy and related F&O Risk Procedures. The new F&O Risk Policy is intended to consolidate and replace several existing ICE Clear Europe F&O policies. 09/21/2018 Certified 10/05/2018 2
OCC Proposed rule change related to The Options Clearing Corporation's Board of Directors and Board CommitteeCharters. 09/20/2018 Certified 10/04/2018 1
LCHLTD LCH Limited Self-Certification: stress loss exposure notice period 09/20/2018 Certified 10/04/2018 1
LCHLTD LCH Limited Self-Certification: Hong Kong Dollar (HKD) peg with the US Dollar 09/20/2018 Certified 10/04/2018 1
SGX-DC Singapore Exchange Derivatives Clearing Limited, a derivatives clearing organisation registered with the CFTC, hereby submits a self-certification for amendments to its Clearing Rules pursuant to Commission regulation 40.6(a). 09/20/2018 Certified 10/04/2018 1
CME Amendments to CME Rules Chapter 8-G ("Interest Rate Derivative Clearing") to Implement Mandatory IRS Clearing Member Participation in Hedging Auctions 09/19/2018 Certified 10/03/2018 1
CME Amendments to CME Rule 8G04. ("IRS Clearing Member Obligations and Qualifications") to Implement Mandatory IRS Clearing Member Participation in Liquidity Polls 09/19/2018 Certified 10/03/2018 1
SGX-DC Weekly notification of rule amendments for the week of 24 September 2018. 10/03/2018 Notified 10/03/2018 2
CME Weekly Notification of Rule Amendments - Week of September 24, 2018 10/03/2018 Notified 10/03/2018 1
ICLR US ICUS is amending its Risk Management Framework to enhance the calculation of shortfall margin. ICUS is refining the stress scenarios used to determine the shortfall margin, as well as how it sets the shortfall margin minimum. 09/18/2018 Certified 10/02/2018 2
CME Removal of the High Pay Threshold from the Concentration Margin Program 08/08/2018 Certified 10/02/2018 2
ICLREU2 Procedure and policy changes relating to intraday margining. 09/17/2018 Certified 10/01/2018 3
SGX-DC The Amendments relate to changes to the SGX-DC Clearing Fund structure and requirements on the SGX-DC clearing members. 09/18/2018 Certified 10/01/2018 1
CME Adoption of New CME/CBOT/NYMEX/COMEX Rule 832. ("Foreign Currency Market Disruption") 09/14/2018 Certified 09/28/2018 1
EUREX Weekly Notification of Rule Amendments - Week of September 24, 2018 09/28/2018 Notified 09/28/2018 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 09/28/2018 Notified 09/28/2018 2
LCHLTD LCH Limited is submitting for self-certification changes to its rules regarding the metric used by the ForexClear service to allocate the default fund contributions across Clearing Members. 09/14/2018 Certified 09/27/2018 1