Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Weekly Notification of Rule Amendments - Week of August 20, 2018 08/29/2018 Notified 08/29/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 069-18 related to taxation of U.S. derivatives under IRC Section 871(m) and migration to new product group 08/14/2018 Certified 08/28/2018 2
LCHLTD LCH is submitting for self-certification changes to its rules in order to remove LCH's discretion to increase the Mandatory ForexClear Swap Limit above the relevant cap in the context of FX Options clearing. 08/14/2018 Certified 08/28/2018 1
LCHLTD LCH is submitting for self-certification changes to its rules regarding the identification to LCH of a client's backup Clearing Member(s). The change does not apply to Clearing Members which are Futures Commission Merchants ("FCMs") and their clients. 08/15/2018 Certified 08/28/2018 1
CME Weekly Notification of Rule Amendments - Week of August 13, 2018 08/22/2018 Notified 08/22/2018 1
SGX-DC Weekly notification of rule amendments for the week of 13 August 2018. 08/22/2018 Notified 08/22/2018 2
OCC Proposed rule change concerning enhancements to The Options Clearing Corporation's stress testing and Clearing Fund methodology. 08/06/2018 Certified 08/20/2018 2
NODALCL Rule Amendment to specifically exclude the appointment of a receiver for purposes or resolution from the definition of "Insolvency" and "Insolvent". 08/02/2018 Certified 08/16/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 068-18 related to amending the reference time for the determination of daily settlement prices for RDXr EUR futures and RDXr USD futures 08/02/2018 Certified 08/16/2018 2
CME Weekly Notification of Rule Amendments - Week of August 6, 2018 08/16/2018 Notified 08/16/2018 1
OCC Proposed rule change by The Options Clearing Corporation concerning enhanced and new tools for recovery scenarios. 07/31/2018 Certified 08/14/2018 2
SGX-DC Weekly notification of rule amendments for the week of 6 August 2018. 08/13/2018 Notified 08/13/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 08/10/2018 Notified 08/10/2018 2
ICLREU2 Amendments to ICE Clear Europe's 'CDS End-of-Day Price Discovery Policy' to enhance the methodology used to determine Bid Offer Widths for single name CDS Contracts and to make corresponding changes to related governance processes. 07/26/2018 Certified 08/09/2018 2
CME Basis Trade at Index Close (BTIC) Eligibility for the Bloomberg Commodity Index Futures and Bloomberg Commodity Index Swaps (Cleared OTC) Contracts 07/26/2018 Certified 08/09/2018 2
CME Weekly Notification of Rule Amendments - Week of July 30, 2018 08/08/2018 Notified 08/08/2018 1
SGX-DC Weekly notification of rule amendments for the week of 30 July 2018. 08/07/2018 Notified 08/07/2018 2
LCHLTD LCH Limited is amending its Rulebook Procedures, specifically the order in which collateral posted is applied against clearing member liabilities. The order will be based on the least expensive collateral group and thereafter in ascending order of fees. 07/20/2018 Certified 08/03/2018 1
LCHSA LCH SA is proposing to amend its CDS Clearing Rule Book, Supplement and Procedures to incorporate new terms and to make conforming, clarifying and clean-up changes to implement a new electronic exercise platform or EEP for the exercise of options by clear 07/19/2018 Certified 08/02/2018 1
MGEX Notification of margin changes made during the previous week. 08/02/2018 Notified 08/02/2018 1
CME Weekly Notification of Rule Amendments - Week of July 23, 2018 08/02/2018 Notified 08/02/2018 1
LCHLTD LCH Limited change to its Margin Collateral Haircut Schedule. 07/18/2018 Certified 07/31/2018 2
OCC Proposed rule change to amend the definition of Flexibly Structured Options. 07/16/2018 Certified 07/30/2018 1
CME Weekly Notification of Rule Amendments - Week of July 16, 2018 07/26/2018 Notified 07/26/2018 1
ICECC ICC proposes amendments to the ICC Rulebook relating to Mark-to-Market Margin. 07/11/2018 Certified 07/25/2018 2
CME Modifications to the CME OTC FX Fee Waiver Program 07/11/2018 Certified 07/25/2018 1
CME Modifications to the OTC FX Non-Deliverable Forwards Incentive Program 07/10/2018 Certified 07/24/2018 2
SGX-DC Weekly notification of rule amendments for the week of 16 July 2018. 07/23/2018 Notified 07/23/2018 2
CME Termination of the U.S. Dollar Swaptions Incentive Program 07/09/2018 Certified 07/23/2018 1
CME Amendments to Indian Rupee/U.S. Dollar (INR/USD) Futures, E-Micro Indian Rupee/U.S. Dollar (INR/USD) Futures and INR Interest Rate Swaps 07/05/2018 Certified 07/19/2018 1
CME Weekly Notification of Rule Amendments - Week of July 9, 2018 07/18/2018 Notified 07/18/2018 1
CME Rule Amendments for CME to Clear for FEX Exchange. 07/03/2018 Certified 07/18/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 062-18 related to a clarifying, non-substantive change in one section of Chatper VIII, moving the CLS cut-off time, and providng that notices will be published via electronic circulars in English only 07/03/2018 Certified 07/18/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 07/13/2018 Notified 07/13/2018 2
LCHLTD LCH Limited Self Certification: Rule Changes allowing members to determine the index final for an Inflation Contract 06/28/2018 Certified 07/13/2018 1
ICECC ICC proposes amending Chapter 26 of the ICC Rulebook to provide for the clearance of an additional Standard Emerging Market Sovereign CDS contract. 06/28/2018 Certified 07/13/2018 2
LCHLTD LCH is submitting for self-certification amendments to its rules and procedures related to improvements being made to the SwapClear portal. 06/26/2018 Certified 07/11/2018 1
LCHLTD LCH Limited Self Certification: Rule Changes on Intraday Portfolio Transfers with Collateral 06/26/2018 Certified 07/11/2018 1
LCHLTD LCH Limited Self Certification: Rule Changes on the addition of SOFR Swaps as eligible SwapClear products 06/26/2018 Certified 07/11/2018 1
CME Notification of Rule Amendments - Week of July 2, 2018 07/10/2018 Notified 07/10/2018 2
LCHLTD LCH LTD is submitting for self-certification clarifying rule changes related to the FX Options product cleared via the ForexClear service. 06/25/2018 Certified 07/09/2018 1
SGX-DC Weekly notification of rule amendments for the week of 2 July 2018. 07/09/2018 Notified 07/09/2018 2
SGX-DC Weekly notification of rule amendments for the week of 25 June 2018. 07/09/2018 Notified 07/09/2018 2
ICE NGX Amendment to Section 3.3 of the Contracting Party Agreement. Withdrawal of previous submission dated June 12, 2018; resubmission regarding same matter. 06/21/2018 Certified 07/06/2018 1
CME Notification of Rule Amendments - Week of June 25, 2018 07/06/2018 Notified 07/06/2018 1
EUREX Weekly Notification of Rule Amendments - Week of July 2, 2018 07/06/2018 Notified 07/06/2018 1
SGX-DC The Amendments are to facilitate SGX-DC's cessation of clearing for SGX THermal Coal Swaps (CI, CF, 4C) , the Amendments are to remove reference to the Contracts in Appendix 1 of the SGX-DC Clearing Rules. 06/20/2018 Certified 07/05/2018 1
OCC Proposed rule change to facilitate reporting under Commodity Futures Trading Commission regulations applicable to Derivatives Clearing Organizations. 06/18/2018 Certified 07/02/2018 1
CME Implementation of the Stress Shortfall Margin Add-on Policy 06/14/2018 Certified 06/28/2018 2
LCHLTD LCH Ltd is submitting for self certification an extension to its discount plan for Approved Proprietary Trading Firms to 30th June 2019, for its Listed Rates Clearing Service. 06/15/2018 Certified 06/28/2018 1