Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Amendments to CME, CBOT, NYMEX, and COMEX Rule 980.F. ("Required Records and Reports") 02/11/2016 Certified 02/26/2016 1
LCHLTD Changes to the LCH Rulebook in relation to the ForexClear service to remove EMTA Template table extracts from the Rulebook and replace with website links. 02/11/2016 Certified 02/26/2016 1
CME CME Clearing Advisory Notice for Performance Bond Collateral Categorization Changes 02/05/2016 Certified 02/22/2016 1
LCHLTD LCH.Clearnet is submitting for self certification changes to its rules related to confidentiality during the default management of an FCM and to remove ambiguity around its rules related to the allocation of losses related to a Treasury Default. 02/08/2016 Certified 02/22/2016 1
LCHLTD LCH.Clearnet Limited new Schedule of Securities Acceptable for Margin Cover Purposes. 02/05/2016 Certified 02/19/2016 2
ICECC ICC proposes organizational and clarifying edits to the ICC Risk Management Framework and the ICC Treasury Operations Policies and Procedures, and proposes adopting a new ICC Risk Management Model Description document. 02/03/2016 Certified 02/18/2016 2
OCC This proposed rule change concerns pass-through letters of credit. 02/02/2016 Certified 02/17/2016 1
OCC The proposed rule change concerns enhancements to OCC's governance arrangements. 02/01/2016 Certified 02/16/2016 1
SGX-DC Introduction to Affiliate Segregation - Amendments to SGX-DC Clearing Rules and Futures Trading Rules 01/27/2016 Certified 02/10/2016 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee,Trading Advisory Committee and/or Risk Working Group. 02/05/2016 Notified 02/05/2016 2
LCHLTD LCH.Clearnet Limited is proposing rule changes to include a definition of the term `Applicable Law' and a requirementfor Clearing Members with clearing clients incorporated in Singapore to provide a disclosure notice tothose clients. 01/21/2016 Certified 02/04/2016 1
CME Weekly Notification of Rule Amendments - Week of January 25, 2016 02/04/2016 Notified 02/04/2016 1
LCHLLC Circular - Changes to fee structure for the LCH.Clearnet LLC SwapClear US service 01/20/2016 Certified 02/03/2016 1
LCHLTD Rule changes to allow generation of reports to Clearing Members using the Duo Compression service 01/20/2016 Certified 02/02/2016 1
SGX-DC Weekly notification of rule amendments for the week of 25 January 2016. 02/01/2016 Notified 02/01/2016 2
LCHLTD The LCH.Clearnet SwapClear service will be adding to its fees a straight through pass through of the fees charged to LCH.Clearnet by ICE Benchmark Administration Limited, which is payable for each new trade which references ICE LIBOR index. 01/13/2016 Certified 01/28/2016 1
CME Removal of Membership Equivalent Deposit Requirement for OTC, IRS and CDS Clearing Members 01/07/2016 Certified 01/22/2016 1
MIAX Weekly Notification of Rule Amendments Pursuant to Regulation 40.6(d) 01/21/2016 Notified 01/21/2016 1
ICLR US Amend Default Management Procedures 01/06/2016 Certified 01/21/2016 2
CME Adoption of CME, CBOT, NYMEX, and COMEX Rule 543 and Amendments to CME, CBOT, NYMEX, and COMEX Rules 930.C. and 960. 01/05/2016 Certified 01/20/2016 1
OCC The purpose of this proposed rule change is to revise OCC's Schedule of Fees in accordance with its new Fee Policy. 12/31/2015 Certified 01/15/2016 2
LCHLTD LCH.Clearnet is proposing rule changes to extend the tenors of its existing products by up to one year. 12/31/2015 Certified 01/14/2016 1
ICLR US Amendments to the Maximum Guaranty Fund Contribution 12/21/2015 Certified 01/06/2016 1
ICLR US Amendment to Maintenance Period of Stress Loss Charge 12/18/2015 Certified 01/05/2016 1
LCHLTD Self-certification of the extention of the ForexClear fee waiver program with respect to FCM & International client clearing. 12/16/2015 Certified 12/30/2015 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Credit Default Swaps ("CDS") 12/14/2015 Certified 12/29/2015 1
SGX-DC Self-certification of Rule Amendments to SGX-DC Clearing Rules 12/11/2015 Certified 12/24/2015 1
SGX-DC Submission for SGX Platts Dated Brent Swap (Clearing Fees) 12/06/2015 Certified 12/18/2015 1
ICLREU2 To amend the ICE Clear Europe End-of-Day Pricing Discovery Policy to accommodate industry changes regarding the reduction of the frequency for which Single Name CDS contracts roll to the new on-the-run-contract. 12/03/2015 Certified 12/17/2015 2
OCC This proposed rule change concerns implementation of principles-based risk control standards for options exchanges. 12/03/2015 Certified 12/17/2015 1
LCHLTD The LCH.Clearnet SwapClear service will replace its existing compression fee schedule with a new progressive, by volume, fee schedule up to a cap. A new fee is also being introduced for Portfolio Transfers up to a cap. 12/02/2015 Certified 12/16/2015 1
ICE NGX Attached is a rule amendment submission pursuant to Commission Rule 40.6(a). NGX is amending its Contracting Party Agreement in order to maintain credit facilities at more than one bank. 12/02/2015 Certified 12/16/2015 1
CME Modifications to the CME OTC FX Fee Waiver Program 12/02/2015 Certified 12/16/2015 1
LCHSA LCH.Clearnet SA is submitting for self-certification some amendments to the Section 4 of the CDS Clearing Procedures to take into account the ISDA Semi-Annual Roll initiative lead by ISDA. 12/02/2015 Certified 12/15/2015 1
OCC Proposed rule change concerning the adoption of the Technology Committee of OCC's Board of Directors. 11/30/2015 Certified 12/14/2015 1
LCHSA LCH Clearnet SA is submitting some amendments to the Section 5 of the CDS Clearing Procedures to reflect the change made to the update of the Trade Information Warehouse ("TIW"). 11/18/2015 Certified 12/03/2015 1
LCHLTD LCH.Clearnet is submitting for self-certification changes to its rules which will allow SwapClear Clearing Members to change the characterisation of their SwapClear Contracts from Collateralised to Market to Settled to Market. 11/19/2015 Certified 12/03/2015 2
ICECC ICC is revising its End of Day Price Discovery Policies and Procedures to accommodate industry changes regarding the reduction of the frequency for which Single Name credit default swap contracts roll to the new on the run contract. 11/17/2015 Certified 12/02/2015 2
OCC This proposed rule change concerns adjustments OCC's margin coverage when volatility increases beyond historically observed levels. 11/16/2015 Certified 12/01/2015 1
NODALCL CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Rules 3.35(g), 3.37.5, 3.37.7, and 3.38.4 11/12/2015 Certified 11/27/2015 2
LCHLTD Circular to SwapClear Clearing Members which provides detailed information on payment and margin arrangements over the 2015 Christmas and New Year period 11/05/2015 Certified 11/20/2015 1
LCHLLC Circular to SwapClear Clearing Members which provides detailed information on payment and margin arrangements over the 2015 Christmas and New Year period 11/05/2015 Certified 11/20/2015 1
CME Amendments to CME Rule 853 ("Transfers of Trades and Customer Accounts") 11/04/2015 Certified 11/19/2015 1
LCHSA The purpose of this change aims at adding to the list of Authorised Matching Platform Bloomberg Global Ltd for intraday clearing service. 11/03/2015 Certified 11/18/2015 1
LCHSA LCH.Clearnet SA is submitting for self-certification some amendments to the CDS Clearing Rules and the Access Agreement related to (i) the automation of the auto-repay function in the CDSClear treasury system and (ii)the access to the CDS reports. 11/02/2015 Certified 11/17/2015 1
SGX-DC Introduction of a new trade registration system for the OTCF trades 11/02/2015 Certified 11/17/2015 1
ICLREU2 To amend certain ICEU Rules and Clearing Procedures relating to the margining of Customer Accounts, principaslly in the case of Non-FCM/BD Clearing Members. 10/30/2015 Certified 11/16/2015 2
LCHLTD LCH.Clearnet is submitting for self-certification changes to its rules to introduce Australian Dollar Index swaps ("AUD OIS") as an eligible SwapClear Contract. 10/30/2015 Certified 11/13/2015 1
CME Weekly Notification of Rule Amendments - Week of November 2, 2015 11/12/2015 Notified 11/12/2015 1
SGX-DC Weekly notification of rule amendments for the week of 2 November 2015. 11/09/2015 Notified 11/09/2015 2