Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Delisting of Certain Contract Months for the Urea (Prilled) FOB Yuzhny Swaps (Clearing Only) Contract 11/03/2014 Certified 11/03/2014 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 10/17/2014 Certified 10/31/2014 1
CME Amendments to the Listing Cycle of the Urea (Prilled) FOB Yuzhny Swaps (Clearing Only) Contract 10/17/2014 Certified 10/31/2014 1
CME Change in Profercy Reference Price of the Urea (Granular) FOB US Gulf Coast Swaps (Clearing Only) Contract 10/09/2014 Certified 10/24/2014 1
LCHLTD LCH.Clearnet Ltd is making a minor change to its rules to extend the opening hours of the SwapClear service. Following the implementation of this change the service will open at 5.00am GMT and close at 7.00pm EST, providing a 19 by 5 service model. 10/10/2014 Certified 10/24/2014 1
ICLR US ICUS is amending its Risk Management Framework to modify certain aspects of its margin setting parameters. 10/08/2014 Certified 10/23/2014 2
ICLR US Changes to disciplinary procedures and open interest reporting rule. 10/02/2014 Certified 10/17/2014 2
CME Amendments to Seven (7) Cleared OTC Spot, Forwards and Swaps Contracts 10/01/2014 Certified 10/16/2014 1
CME Revisions to CME/CBOT/NYMEX Rule 816 (Guaranty Fund Deposit) 10/01/2014 Certified 10/16/2014 1
NADEX This Submission makes amendments to the Market Maker Agreement, to Rule 4.4 to align with the Market Maker Agreement amendments, to the Market Maker fees as set forth in the Fee Schedule, and to the Fee Schedule to clarify FCM Member fees 09/26/2014 Certified 10/10/2014 1
CME Collateral Limit Exemption for Clearing Members and Qualifying Non-Financial Customers 09/23/2014 Certified 10/07/2014 2
SGX-DC Rule amendments to specify the methodology for calculation of final settlement prices of the SGX petrochemical swaps contracts, which are intended to be accepted for clearing in the fourth quarter of 2014 09/23/2014 Certified 10/06/2014 1
CME Amendments to CME ClearPort Hours for Twenty (20) Commodity Index Cleared OTC Swap Contracts 09/19/2014 Certified 10/03/2014 1
LCHLTD LCH.Clearnet Limited is announcing the transition from 'linked' to 'unlinked' model of trade booking workflow; which will mean that the original executing party is no longer visible on LCH.Clearnet Limited member reporting. 09/16/2014 Certified 09/29/2014 1
CME Delist Options on Futures for S&P GSCI and Cleared Swaps on S&P GSCI Gold and S&P GSCI Crude Oil 09/29/2014 Certified 09/29/2014 2
ICLREU2 ICE Clear Europe submits for self-certification amendments to the Clearing Rules and Procedures to transition the trading of certain cleared financials and softs commodity contracts from the LIFFE Administration & Management market to ICE Futures Europe. 09/12/2014 Certified 09/26/2014 1
CME Amendments to Cleared OTC U.S. Dollar/Indian Rupee (USD/INR) Spot, Forwards and Swaps Contract 09/11/2014 Certified 09/25/2014 1
CME Changes to CDS Product Definitions to Incorporate the ISDA 2014 Credit Derivatives Definitions 09/05/2014 Certified 09/19/2014 2
LCHLTD Changes to the LCH.Clearnet LTD Haircut Schedule for Acceptable Collateral. 09/04/2014 Certified 09/18/2014 2
LCHSA SA ISDA New CDS Definitions 09/04/2014 Certified 09/18/2014 7
LCHLLC Self Certification of a new schedule of Securities Acceptable for Margin Cover Purposes with associated haircut information. 09/04/2014 Certified 09/18/2014 3
CME Changes to the CDS Risk Model 07/18/2014 Certified 09/18/2014 3
CME Adoption of New Rule 771 ("Alternative Delivery Process") 09/02/2014 Withdrawn 09/16/2014 2
ICLREU2 ICE Clear Europe submits for self-certification amendments to its Rules and CDS Procedures to implement the 2014 ISDA Credit Derivatives Definitions. 08/29/2014 Certified 09/15/2014 1
ICECC The principal purpose of the proposed changes is to amend the ICC Clearing Rules to incorporate references to revised Credit Derivatives Definitions, as published by the International Swaps and Derivatives Association, Inc. on February 21, 2014. 07/11/2014 Certified 09/11/2014 1
OCC This proposed rule change concerns enhanced post-trade price reasonableness checks on confirmed trades in standardized options and futures options. 08/21/2014 Certified 09/05/2014 1
LCHLTD LCH.Clearnet pursuant to CFTC regulation 40.6(a), is submitting Rulebook changes to allow for clearing of NDF currency pair USD/PEN by its ForexClear service. 08/20/2014 Certified 09/03/2014 1
ICLREU2 ICE Clear Europe submits for self-certification amendments that modify the Clearing Rules and Procedures to remove references to the "U.S. Sponsored Principal" model. 08/18/2014 Certified 09/02/2014 1
ICECC The purpose of the proposed rule change is to amend Subchapter 26D of the ICC Rules to provide for the clearance of additional Standard Emerging Sovereign Single Name constituents of the CDX Emerging Markets Index. 08/12/2014 Certified 08/26/2014 3
ICLREU2 ICE Clear Europe submits for self-certification amendments that modify the Clearing Rules in order to comply with requirements under the European Market Infrastructure Regulation that will apply to ICE Clear Europe as an authorized central counterparty. 08/12/2014 Certified 08/26/2014 1
ICLREU2 ICE Clear Europe submits for self-certification amendments that modify its Procedures in order to comply with requirements under the European Market infrastructure Regulations that will apply to ICE Clear Europe as an authorized central counterparty. 08/12/2014 Certified 08/26/2014 1
ICLREU2 ICE Clear Europe submits for self-certification amendments that modify certain aspects of the ICE Clear Europe Delivery Procedures in connection with the settlement of certain European energy futures contracts that are cleared by ICE Clear Europe. 08/11/2014 Certified 08/25/2014 1
CME Clarifying Amendments to CME, CBOT, and NYMEX Rule 802.H 08/05/2014 Certified 08/19/2014 1
LCHSA CDSClear fee schedule change 07/30/2014 Certified 08/13/2014 3
LCHLTD New Rule for IMMES Service 07/28/2014 Certified 08/11/2014 1
LCHLLC New Rule for IMMES Service 07/28/2014 Certified 08/11/2014 1
ICECC Proposed rule change to formalize ICC's Liquidity Risk Management Framework and to clarify ICC's authority to use, and to provide details as to how ICC would use, Guaranty Fund and House Initial Margin as an internal liquidity resource. 06/24/2014 Withdrawn 08/08/2014 2
LCHLTD LCH.Clearnet's SwapClear service plan implement rule change extend existing risk-free compression service allow compression of trades that have differing fixed rate, LCH.Clearnet submitting changes to the fees for the risk free compression service. 07/25/2014 Certified 08/08/2014 1
OCC This proposed rule change will permit OCC to adjust the size of its clearing fund intra-month and clearing member's clearing fund contributions intra-month. 07/24/2014 Certified 08/07/2014 2
OCC This proposed rule change concerns enhanced post-trade price reasonableness checks on confirmed trades in standardized options and futures options. 07/22/2014 Certified 08/04/2014 1
CME Amendments to Rules 814 and 901 to clarify time of settlement finality and extinguishment of clearing member obligations 07/18/2014 Certified 08/01/2014 2
OCC OCC proposes to process all sell transactions prior to the exercise of long options in Market-Maker accounts to ensure that only net long positions may be exercised. 07/17/2014 Certified 07/30/2014 1
OCC This proposed rule change will permit OCC to better manage concentration and other risks associated with accepting deposits of common stock for margin purposes. 07/16/2014 Certified 07/29/2014 1
LCHLTD Self-certification pursuant to 40.6(a) relating to rule changes with respect to the ForexClear service. 07/15/2014 Certified 07/28/2014 1
LCHLTD Introduction of OIS-IBOR Basis Swaps 07/11/2014 Certified 07/25/2014 1
LCHLTD Introduction of JPY OIS up to 30 years 07/11/2014 Certified 07/25/2014 1
LCHLLC Security Interest Amendments, Ballot Removal, Bankruptcy Representations and other ancillary changes. 06/30/2014 Certified 07/16/2014 1
ICECC The purpose of proposed rule change is to revise the ICC Treasury Policies and Procedures to correct an error in order to properly describe ICC's policy regarding permitted counterparties to ICC's repurchase agreement transactions. 06/27/2014 Certified 07/15/2014 1
ICLR US Amendments re: Monthly Liquidity Analysis; Calculation of Guaranty Fund; Qualifying Liquidity Resources 06/27/2014 Certified 07/15/2014 1
SGX-DC Amendments to the Over-The-Counter Financial Derivatives ("OTCF") Clearing Member Handbook ("Handbook") to clarify that trades submitted to SGX-DC for clearing by the clearing member will be accepted or rejected within 60 seconds 06/20/2014 Certified 07/08/2014 1