| LCHLTD |
Changes to Rulebook Procedures Section 4 - Margin & Collateral, to remove Gold as eligible member collateral and removal of list of accounts for delivery of member margin non-cash collateral for non-FCMs. |
01/06/2015 |
Certified |
01/21/2015 |
|
1 |
| LCHLTD |
LCH.Ltd is self certifying changes to its rules which clarify its powers when facilitating transfers between the client accounts of its Clearing Members. |
01/05/2015 |
Certified |
01/20/2015 |
|
1 |
| ICECC |
ICC proposes amending Subchapter 26I of its Rules to provide for the clearance of two additional Standard Western European Sovereign CDS contracts, specifically the Kingdom of Belgium and the Republic of Austria. |
01/05/2015 |
Certified |
01/20/2015 |
|
2 |
| ICECC |
ICC proposes revisions to ICC's End-of-Day Price Discovery Policies and Procedures to remove the ability for Clearing Participants to submit end-of-day submissions for Single Name instruments in terms of spread and associated recovery rate. |
01/05/2015 |
Certified |
01/20/2015 |
|
2 |
| CME |
Revisions to Rule 814 (Settlement Variation) |
12/31/2014 |
Certified |
01/15/2015 |
|
1 |
| LCHSA |
As a result of an independent model review performed in 2014, LCH.Clearnet isproposing a number of refinements aimed at correcting certain features of its CDS Risk model. |
12/19/2014 |
Certified |
01/06/2015 |
|
2 |
| MGEX |
Rule certification of amendments made to MGEX's Rulebook primarily in connection with default rules and procedures and recovery and wind-down plans required under CFTC Regulations 39.35 and 39.39. |
12/19/2014 |
Certified |
01/06/2015 |
|
1 |
| LCHSA |
CDSClear currently applies an identical rate to cash EUR deposited on both house and client accounts. As from January 2015, CDSClear will apply a different rate to the cash EUR collateral deposited on behalf of clients. |
12/19/2014 |
Certified |
01/05/2015 |
|
1 |
| ICLR US |
ICUS is changing the method by which Clearing Members are charged (or credited) with respect to the deposit of USD and non-USD cash collateral held by ICUS |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
| ICLR US |
ICUS is amending its Rulebook to incorporate use of a direct banking model and to clarify governing law. ICUS is amending its Default Management Procedures to make certain clarifying changes. |
12/16/2014 |
Certified |
12/31/2014 |
|
3 |
| OCC |
The proposed rule change concerns the clearance and settlement of confirmed trades executed in extended and overnight trading sessions offered by exchanges for which OCC provides clearance and settlement services. |
12/15/2014 |
Certified |
12/30/2014 |
|
1 |
| LCHLTD |
LCH.Ltd intends to change the Client Deposit Rate (CDR), the rate at which it pays interest on cash posted to cover Client initial margin requirements. LCH.Ltd will remove the floor in the rate, such that CDR may be negativeand change the spread on EUR. |
12/12/2014 |
Certified |
12/29/2014 |
|
1 |
| LCHLTD |
LCH.Ltd proposes to remove the booking fee for any trade booked by Clearing Members as a result of compression. This will harmonize the treatment of Clearing Members and Clients. |
12/11/2014 |
Certified |
12/24/2014 |
|
3 |
| LCHLTD |
LCH.Ltd proposes to make amendments to its General Regulations to correct cross referencing errors. The amendment will enable a SwapClear Clearing Member to transfer SwapClear contracts registered to its House account to another SwapClear Clearing Member |
12/10/2014 |
Certified |
12/23/2014 |
|
1 |
| CME |
Advance notice of proposed rules relating to liquidity risk management. #13-565A, 13-565AR, 13-565ARR |
03/31/2014 |
Certified |
12/23/2014 |
|
3 |
| CME |
Adoption of New Rules for Liquidity Risk Management |
07/18/2014 |
Certified |
12/23/2014 |
|
2 |
| OCC |
This proposed rule change concerns the time at which OCC accepts certain futures transactions that are either an exchange-for-physical or block trade. |
12/08/2014 |
Certified |
12/22/2014 |
|
1 |
| CME |
Enhancements to CDS Risk Model |
10/23/2014 |
Certified |
12/22/2014 |
|
2 |
| CME |
Amendments to Chapter 8H of CME Rulebook |
12/04/2014 |
Certified |
12/18/2014 |
|
1 |
| CME |
Extension of the CME OTC FX Fee Waiver Program |
12/03/2014 |
Certified |
12/17/2014 |
|
1 |
| ICECC |
ICC is proposing to amend Chapter 26 of its rules to add Subchapter 26I and to amend the ICC Risk Management Framework to provide for the clearance of Standard Western European Sovereign CDS contracts. |
09/02/2014 |
Certified |
12/15/2014 |
|
2 |
| CME |
Regulation 40.10 Submission Regarding Chicago Mercantile Exchange Inc.'s Acceptance of Swaptions for Clearing |
09/04/2014 |
Certified |
12/15/2014 |
|
2 |
| OCC |
The proposed rule change concerns monthly resizing of the clearing fund and the addition of financial resources. |
12/01/2014 |
Certified |
12/15/2014 |
|
1 |
| ICECC |
ICC proposes to update and formalize the ICC Operational Risk Management Framework. |
11/25/2014 |
Certified |
12/10/2014 |
|
2 |
| SGX-DC |
Amendments to the SGX-DC Clearing Rules for the SGX Iron Ore 58% Swaps |
11/27/2014 |
Certified |
12/10/2014 |
|
1 |
| ICLREU2 |
To amend certain of the ICE Clear Europe risk margin and other policies relating to credit default swaps (CDS) and certain liquidity policies in order to facilitate compliance with requirements under the European Market Infrastructure Regulation. |
11/24/2014 |
Certified |
12/09/2014 |
|
2 |
| SGX-DC |
Rule changes to align capital and financial requirements for Clearing Members in the SGX-DC Clearing Rules to a risk-based capital framework set out under Singapore legislation |
11/24/2014 |
Certified |
12/08/2014 |
|
1 |
| CME |
Changes to CDS Product Terms for Acceptance of iTraxx |
11/20/2014 |
Certified |
12/05/2014 |
|
3 |
| CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Credit Default Swaps ("CDS") |
11/20/2014 |
Certified |
12/05/2014 |
|
1 |
| LCHSA |
Clearing Notices linked to management systems change and related amendments to CDS Clearing Rules |
11/19/2014 |
Certified |
12/04/2014 |
|
1 |
| CME |
Adoption of Rule 771 ("Alternative Notice of Intention to Deliver") |
11/14/2014 |
Certified |
12/01/2014 |
|
2 |
| SGX-DC |
Rule amendments in relation to the SGX petrochemical swaps contracts. This is an amendment to a previous self-certification filed by SGX-DC on 23 September 2014. |
11/17/2014 |
Certified |
12/01/2014 |
|
1 |
| ICLREU2 |
Implementing certain requirements under the revised client money and client asset requirements adopted by the U.K. Financial Conduct Authority in the U.K. Client Asset Sourcebook applicable to certain classes of customer accounts of Clearing Members. |
11/13/2014 |
Certified |
11/28/2014 |
|
1 |
| OCC |
This proposed rule change would permit OCC to adjust the size of its clearing fund on an intra-month basis. |
11/13/2014 |
Certified |
11/28/2014 |
|
1 |
| LCHLLC |
LCH.Clearnet LLC is making a number of changes to the Clearing House Rulebook in order to provide it with additional tools in the event of a liquidity shortfall. |
11/13/2014 |
Certified |
11/28/2014 |
|
2 |
| CME |
Amendments to Position Limits and Position Accountability Levels of USD Malaysian Crude Palm Oil Calendar Swap (Cleared Only) |
11/13/2014 |
Certified |
11/28/2014 |
|
2 |
| LCHLTD |
LCH.Clearnet Limited is submitting for self-certification rule changes which will enable Futurisation of Commodity swap contracts in the Enclear Service. The reclassification is scheduled for the weekend of the 29th and 30th November 2014. |
11/14/2014 |
Certified |
11/28/2014 |
|
1 |
| ICLREU2 |
To modify the ICE Clear Europe Finance Procedures to permit certain third party collateral purchase arrangements with respect to Triparty Collateral provided by F&O Clearing Members in respect of a Proprietary Account. |
11/14/2014 |
Certified |
11/28/2014 |
|
1 |
| CME |
Clarifying Amendments to Rule 818.C; 8G01; 8H01 |
11/12/2014 |
Certified |
11/26/2014 |
|
2 |
| OCC |
This proposed rule change concerns updated to clearing member documents. |
11/04/2014 |
Certified |
11/19/2014 |
|
1 |
| MGEX |
Rule certification submission for updates to the MGEX Rulebook in connection with recovery and wind-down plans. |
11/11/2014 |
Withdrawn |
11/18/2014 |
|
1 |
| ICECC |
ICC hereby submits a self-certification of revisions to the ICC Risk Management Framework to incorporate certain risk model enhancements. |
10/30/2014 |
Certified |
11/14/2014 |
|
2 |
| CME |
Deletion of NYMEX Rules 990 and 992 |
10/30/2014 |
Certified |
11/14/2014 |
|
1 |
| ICECC |
ICE Clear Credit LLC ("ICC") hereby submits a self-certification of revisions to the ICC End-of-Day Price Discovery Policies and Procedures to incorporate enhancements to ICC's price discovery process. |
10/30/2014 |
Certified |
11/14/2014 |
|
2 |
| ICLREU2 |
Amendments to Delivery Procedures for ICE Endex Belgian Natural Gas Futures Contracts |
10/28/2014 |
Certified |
11/12/2014 |
|
2 |
| OCC |
This proposed rule change would permit the Executive Chairman, the President or their delegate to approve requests by a Hedge Clearing Member to become a Market Loan Clearing Member. |
10/24/2014 |
Certified |
11/07/2014 |
|
1 |
| ICE NGX |
NGX is amending its CPA to ensure that U.S. taxpayers carry out their obligations under the Internal Revenue Code. |
10/24/2014 |
Certified |
11/07/2014 |
|
1 |
| LCHLTD |
Change to the SwapClear service European Client Account Fees |
10/24/2014 |
Certified |
11/06/2014 |
|
1 |
| ICECC |
ICC proposes changes to ICC Clearing Rules 402 and 802 to clarify ICC's authority to use, and provide details as to how ICC would use, Guaranty Fund and House Initial Margin as an internal liquidity resource in connection with a CP default. |
09/30/2014 |
Certified |
11/04/2014 |
|
2 |
| OCC |
This proposed rule change would provide that OCC's President will be its Chief Operating Officer, and that the President will not be a Management Director. |
10/21/2014 |
Certified |
11/04/2014 |
|
2 |
